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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.3%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$281M
AUM Growth
+$16.1M
Cap. Flow
-$4.46M
Cap. Flow %
-1.58%
Top 10 Hldgs %
40.21%
Holding
1,045
New
111
Increased
151
Reduced
177
Closed
110

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.38M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$4.02M
3
IOO icon
iShares Global 100 ETF
IOO
+$2.4M
4
PSTB
Park Sterling Corp.
PSTB
+$1.86M
5
HRL icon
Hormel Foods
HRL
+$1.41M

Top Sells

Rank Stock Value
1
HTS
HATTERAS FINANCIAL CORP
HTS
+$3.61M
2
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$3.09M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.19M
4
PEBK icon
Peoples Bancorp of North Carolina
PEBK
+$1.26M
5
WU icon
Western Union
WU
+$1.21M

Sector Composition

Rank Sector Weight
1 Financials 13.16%
2 Energy 10.34%
3 Technology 9.46%
4 Healthcare 6.55%
5 Industrials 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRN icon
501
Trinity Industries
TRN
$2.38B
$10K ﹤0.01%
556
– –
WBD icon
502
Warner Bros
WBD
$67.1B
$10K ﹤0.01%
237
– –
DISCK
503
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$10K ﹤0.01%
242
– –
RNR.PRC.CL
504
DELISTED
RenaissanceRe Holdings Ltd. 6.08% Series C Preference Shares Called for Redemption
RNR.PRC.CL
$10K ﹤0.01%
500
– –
SNI
505
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
$10K ﹤0.01%
125
– –
GGP
506
DELISTED
GGP Inc.
GGP
$10K ﹤0.01%
+517
New +$10.6K
NPI
507
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$10K ﹤0.01%
816
+2
+0.2% +$25
XVG.CL
508
DELISTED
LEHMAN ABS CORP 6.05% CORP BDK TR CERT SR 2003-7 CLA-1
XVG.CL
$10K ﹤0.01%
400
– –
CHL
509
DELISTED
China Mobile Limited
CHL
$10K ﹤0.01%
196
– –
SPLS
510
DELISTED
Staples Inc
SPLS
$10K ﹤0.01%
675
– –
KKD
511
DELISTED
KRISPY KREME DOUGHNUTS INC
KKD
$10K ﹤0.01%
564
+500
+781% +$11.3K
ASH icon
512
Ashland
ASH
$3.5B
$9K ﹤0.01%
198
– –
EWA icon
513
iShares MSCI Australia ETF
EWA
$1.45B
$9K ﹤0.01%
403
-1,000
-71% -$25.6K
HRB icon
514
H&R Block
HRB
$5.86B
$9K ﹤0.01%
318
– –
PPLI
515
People Inc
PPLI
$3.1B
$9K ﹤0.01%
755
+39
+5% +$402
MAR icon
516
Marriott International
MAR
$92.3B
$9K ﹤0.01%
200
– –
NFLX icon
517
Netflix
NFLX
$309B
$9K ﹤0.01%
1,750
– –
SHM icon
518
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$9K ﹤0.01%
200
– –
TROW icon
519
T. Rowe Price
TROW
$24.3B
$9K ﹤0.01%
109
+75
+221% +$5.87K
VAR
520
DELISTED
Varian Medical Systems, Inc.
VAR
$9K ﹤0.01%
137
– –
ISCA
521
DELISTED
International Speedway Corp
ISCA
$9K ﹤0.01%
260
– –
STRZA
522
DELISTED
Starz - Series A
STRZA
$9K ﹤0.01%
341
– –
AEV.CL
523
DELISTED
Aegon NV Perpetual Cap Sec (Netherlands)
AEV.CL
$9K ﹤0.01%
400
– –
GJA
524
DELISTED
STRATS TR FOR BELLSOUTH 2003-1 STCRD REPCKD AST BKD TR SECS
GJA
$9K ﹤0.01%
400
– –
AAXJ icon
525
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.77B
$8K ﹤0.01%
135
– –
19 20
21
22 23

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Carroll Financial Associates's Q4 2013 Portfolio in Review

As of Q4 2013, Carroll Financial Associates held 1,045 positions worth $281M, up 6.1% from $265M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Carroll Financial Associates's Q4 2013 filing shows 111 new, 151 increased, 177 reduced and 110 closed positions. Its largest new stake was Hormel Foods: 64,506 shares worth $1.46M. The largest sale was HATTERAS FINANCIAL CORP, an estimated $3.61M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, down from 14% a quarter earlier, followed by Energy and Technology.

  • Carroll Financial Associates's largest Q4 2013 buy was Hormel Foods: 64,506 shares worth $1.46M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q4 2013, an estimated $4.38M increase.
  • Carroll Financial Associates's biggest Q4 2013 reduction was HATTERAS FINANCIAL CORP, cutting an estimated $3.61M.
  • Carroll Financial Associates fully exited Selective Insurance in Q4 2013, selling an estimated $226K.
  • Carroll Financial Associates's ten largest holdings make up 40% of its $281M portfolio in Q4 2013.
  • Carroll Financial Associates opened 111 new positions and closed 110 in Q4 2013.
  • Carroll Financial Associates's portfolio value rose 6.1% quarter-over-quarter to $281M.

Based on Carroll Financial Associates's 13F filing for Q4 2013, filed 6 Feb 2014.