We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.63B
AUM Growth
+$123M
Cap. Flow
+$37.1M
Cap. Flow %
2.28%
Top 10 Hldgs %
44.91%
Holding
1,828
New
214
Increased
473
Reduced
322
Closed
87

Top Buys

Rank Stock Value
1
GSST icon
Goldman Sachs Access Ultra Short Bond ETF
GSST
+$13.2M
2
NCNO icon
nCino
NCNO
+$8.92M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.9M
4
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$4.11M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$2.88M

Top Sells

Rank Stock Value
1
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.31M
2
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$7.6M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.41M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.46M
5
KOMP icon
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 6.93%
2 Financials 5.5%
3 Healthcare 2.53%
4 Consumer Discretionary 2.28%
5 Consumer Staples 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NHI icon
476
National Health Investors
NHI
$3.4B
$144K 0.01%
2,002
+2
+0.1% +$140
PKG icon
477
Packaging Corp of America
PKG
$22.9B
$144K 0.01%
1,071
-1,048
-49% -$143K
XLV icon
478
State Street Health Care Select Sector SPDR ETF
XLV
$43.9B
$144K 0.01%
1,235
+22
+2% +$2.54K
AZN icon
479
AstraZeneca
AZN
$247B
$142K 0.01%
1,430
+23
+2% +$2.31K
NXPI icon
480
NXP Semiconductors
NXPI
$59.3B
$142K 0.01%
710
+270
+61% +$49.3K
FLR icon
481
Fluor
FLR
$7.14B
$141K 0.01%
+6,145
New +$119K
EL icon
482
Estee Lauder
EL
$31.6B
$140K 0.01%
482
-121
-20% -$33.1K
MJ icon
483
Amplify Alternative Harvest ETF
MJ
$108M
$140K 0.01%
512
+53
+12% +$14K
NUAG icon
484
Nuveen Enhanced Yield US Aggregate Bond ETF
NUAG
$96.4M
$140K 0.01%
5,676
– –
LDP icon
485
Cohen & Steers Duration Preferred & Income Fund
LDP
$600M
$139K 0.01%
5,327
+4,227
+384% +$108K
VTIP icon
486
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$139K 0.01%
2,701
+72
+3% +$3.7K
COHR icon
487
Coherent
COHR
$63.9B
$136K 0.01%
2,000
– –
RIO icon
488
Rio Tinto
RIO
$164B
$136K 0.01%
1,759
– –
THFF icon
489
First Financial Corp
THFF
$970M
$136K 0.01%
3,038
– –
VAW icon
490
Vanguard Materials ETF
VAW
$3.1B
$136K 0.01%
789
– –
IJT icon
491
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.4B
$135K 0.01%
1,057
-485
-31% -$61.6K
GBIL icon
492
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.59B
$134K 0.01%
1,341
– –
GRMN
493
Garmin
GRMN
$59.7B
$134K 0.01%
1,020
+7
+0.7% +$871
SHYL icon
494
Xtrackers Short Duration High Yield Bond ETF
SHYL
$266M
$134K 0.01%
+2,810
New +$134K
SONO icon
495
Sonos
SONO
$1.81B
$134K 0.01%
+3,587
New +$121K
VOE icon
496
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.3B
$134K 0.01%
999
– –
NTAP icon
497
NetApp
NTAP
$38.8B
$133K 0.01%
1,831
-500
-21% -$33.6K
ANSS
498
DELISTED
Ansys
ANSS
$132K 0.01%
391
-15
-4% -$5.33K
ATO icon
499
Atmos Energy
ATO
$28.5B
$132K 0.01%
1,339
+41
+3% +$3.73K
GWW icon
500
W.W. Grainger
GWW
$61.5B
$131K 0.01%
328
– –
18 19
20
21 22

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Carroll Financial Associates held 1,828 positions worth $1.63B, up 8.2% from $1.5B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q1 2021 filing shows 214 new, 473 increased, 322 reduced and 87 closed positions. Its largest new stake was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M. The largest sale was ARK Genomic Revolution ETF, an estimated $8.31M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q1 2021 buy was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M.
  • Carroll Financial Associates added most to JPMorgan Ultra-Short Income ETF in Q1 2021, an estimated $6.9M increase.
  • Carroll Financial Associates's biggest Q1 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $8.31M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF January in Q1 2021, selling an estimated $363K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.63B portfolio in Q1 2021.
  • Carroll Financial Associates opened 214 new positions and closed 87 in Q1 2021.
  • Carroll Financial Associates's portfolio value rose 8.2% quarter-over-quarter to $1.63B.

Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.