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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+13.95%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.5B
AUM Growth
+$208M
Cap. Flow
+$35.5M
Cap. Flow %
2.36%
Top 10 Hldgs %
46.75%
Holding
1,758
New
90
Increased
349
Reduced
401
Closed
146

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.5M
2
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$7.7M
3
LSST
Natixis Loomis Sayles Short Duration Income ETF
LSST
+$6.42M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$5.32M
5
EJAN icon
Innovator Emerging Markets Power Buffer ETF January
EJAN
+$5.1M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$13M
2
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.63M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$6.55M
4
AGZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
+$5.47M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.6M

Sector Composition

Rank Sector Weight
1 Technology 7.07%
2 Financials 5.1%
3 Healthcare 2.68%
4 Consumer Discretionary 2.27%
5 Consumer Staples 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LIN icon
476
Linde
LIN
$226B
$121K 0.01%
459
-30
-6% -$7.36K
ZTS icon
477
Zoetis
ZTS
$31.1B
$121K 0.01%
731
+44
+6% +$7.16K
XLI icon
478
State Street Industrial Select Sector SPDR ETF
XLI
$34.7B
$120K 0.01%
1,365
– –
FLTR icon
479
VanEck IG Floating Rate ETF
FLTR
$3.04B
$119K 0.01%
4,718
-494
-9% -$12.5K
LVS icon
480
Las Vegas Sands
LVS
$29.6B
$118K 0.01%
1,994
+1,644
+470% +$87.7K
MED icon
481
Medifast
MED
$130M
$118K 0.01%
602
+159
+36% +$28.1K
THFF icon
482
First Financial Corp
THFF
$967M
$118K 0.01%
3,038
-323
-10% -$11.8K
VOE icon
483
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.4B
$118K 0.01%
999
+72
+8% +$8.06K
FDN icon
484
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.36B
$117K 0.01%
556
-297
-35% -$60.1K
KMX icon
485
CarMax
KMX
$8.26B
$117K 0.01%
1,241
+85
+7% +$7.97K
PFFD icon
486
Global X US Preferred ETF
PFFD
$2.16B
$116K 0.01%
4,505
+38
+0.9% +$962
RPM icon
487
RPM International
RPM
$14.9B
$116K 0.01%
1,279
– –
FVD icon
488
First Trust Value Line Dividend Fund
FVD
$8.36B
$115K 0.01%
3,292
+2
+0.1% +$68
BIV icon
489
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$114K 0.01%
1,233
+118
+11% +$11K
CRSP icon
490
CRISPR Therapeutics
CRSP
$5.23B
$114K 0.01%
750
– –
CMI icon
491
Cummins
CMI
$87.1B
$113K 0.01%
501
-1
-0.2% -$225
POOL icon
492
Pool Corp
POOL
$7.32B
$113K 0.01%
304
– –
VTC icon
493
Vanguard Total Corporate Bond ETF
VTC
$1.71B
$112K 0.01%
1,200
– –
XSD icon
494
State Street SPDR S&P Semiconductor ETF
XSD
$2.85B
$112K 0.01%
660
+191
+41% +$28.4K
FIVE icon
495
Five Below
FIVE
$13B
$111K 0.01%
640
-2
-0.3% -$296
IXJ icon
496
iShares Global Healthcare ETF
IXJ
$4.23B
$111K 0.01%
1,460
– –
LHX icon
497
L3Harris
LHX
$53.3B
$110K 0.01%
587
-125
-18% -$22.9K
KWEB icon
498
KraneShares CSI China Internet ETF
KWEB
$5.56B
$109K 0.01%
1,429
– –
NKSH icon
499
National Bankshares
NKSH
$269M
$109K 0.01%
3,500
– –
ULTA icon
500
Ulta Beauty
ULTA
$23.3B
$109K 0.01%
383
– –
18 19
20
21 22

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Carroll Financial Associates's Q4 2020 Portfolio in Review

As of Q4 2020, Carroll Financial Associates held 1,758 positions worth $1.5B, up 16% from $1.3B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q4 2020 filing shows 90 new, 349 increased, 401 reduced and 146 closed positions. Its largest new stake was LHA Market State Tactical Beta ETF: 294,973 shares worth $7.98M. The largest sale was Global X Adaptive US Factor ETF, an estimated $13M.

By sector, the portfolio is most concentrated in Technology at 7.1% of assets, down from 7.4% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2020 buy was LHA Market State Tactical Beta ETF: 294,973 shares worth $7.98M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q4 2020, an estimated $33.5M increase.
  • Carroll Financial Associates's biggest Q4 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $13M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF July in Q4 2020, selling an estimated $6.55M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $1.5B portfolio in Q4 2020.
  • Carroll Financial Associates opened 90 new positions and closed 146 in Q4 2020.
  • Carroll Financial Associates's portfolio value rose 16% quarter-over-quarter to $1.5B.

Based on Carroll Financial Associates's 13F filing for Q4 2020, filed 8 Jan 2021.