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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+19.87%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.2B
AUM Growth
+$180M
Cap. Flow
-$4.09M
Cap. Flow %
-0.34%
Top 10 Hldgs %
48.08%
Holding
1,797
New
140
Increased
384
Reduced
372
Closed
94

Top Buys

Rank Stock Value
1
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.85M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$5.83M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$5.06M
4
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.83M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.09M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$7.55M
2
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.53M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$5.27M
4
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$4.6M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$4.24M

Sector Composition

Rank Sector Weight
1 Technology 7.73%
2 Financials 5.31%
3 Healthcare 3.06%
4 Consumer Discretionary 2.27%
5 Consumer Staples 2.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNY icon
476
Sanofi
SNY
$104B
$98K 0.01%
1,938
+30
+2% +$1.46K
BAH icon
477
Booz Allen Hamilton
BAH
$9.37B
$97K 0.01%
1,255
+711
+131% +$53.8K
FMC icon
478
FMC
FMC
$1.31B
$95K 0.01%
957
– –
VAW icon
479
Vanguard Materials ETF
VAW
$3.1B
$95K 0.01%
789
– –
CMI icon
480
Cummins
CMI
$87.4B
$94K 0.01%
545
– –
COHR icon
481
Coherent
COHR
$63.6B
$94K 0.01%
2,000
+1,000
+100% +$39.6K
EL icon
482
Estee Lauder
EL
$31.5B
$94K 0.01%
500
+23
+5% +$4.11K
NTAP icon
483
NetApp
NTAP
$39B
$94K 0.01%
2,131
– –
QCLN icon
484
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$619M
$94K 0.01%
3,164
– –
XLI icon
485
State Street Industrial Select Sector SPDR ETF
XLI
$34.5B
$94K 0.01%
1,380
-810
-37% -$52.5K
IXUS icon
486
iShares Core MSCI Total International Stock ETF
IXUS
$60.1B
$93K 0.01%
1,712
– –
JCI icon
487
Johnson Controls International
JCI
$91.3B
$93K 0.01%
2,745
+488
+22% +$15K
TT icon
488
Trane Technologies
TT
$105B
$93K 0.01%
1,054
+213
+25% +$18.5K
DLN icon
489
WisdomTree US LargeCap Dividend Fund
DLN
$6.4B
$92K 0.01%
2,000
– –
RDS.B
490
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$92K 0.01%
3,049
+154
+5% +$5.03K
NLY icon
491
Annaly Capital Management
NLY
$17.3B
$91K 0.01%
3,479
+820
+31% +$20.3K
USB icon
492
US Bancorp
USB
$100B
$91K 0.01%
2,498
+160
+7% +$5.7K
ARCC icon
493
Ares Capital
ARCC
$14.3B
$90K 0.01%
6,254
+100
+2% +$1.35K
PLD icon
494
Prologis
PLD
$132B
$90K 0.01%
971
+565
+139% +$50.4K
STAG icon
495
STAG Industrial
STAG
$7.09B
$90K 0.01%
3,100
+1,854
+149% +$48.8K
SMOG icon
496
VanEck Low Carbon Energy ETF
SMOG
$134M
$89K 0.01%
1,101
– –
TECH icon
497
Bio-Techne
TECH
$11.2B
$89K 0.01%
1,360
+1,068
+366% +$64K
BAB icon
498
Invesco Taxable Municipal Bond ETF
BAB
$1B
$88K 0.01%
2,700
– –
IDXX icon
499
Idexx Laboratories
IDXX
$46.9B
$88K 0.01%
269
+90
+50% +$26.1K
KWEB icon
500
KraneShares CSI China Internet ETF
KWEB
$5.76B
$88K 0.01%
1,429
– –
18 19
20
21 22

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Carroll Financial Associates's Q2 2020 Portfolio in Review

As of Q2 2020, Carroll Financial Associates held 1,797 positions worth $1.2B, up 18% from $1.02B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q2 2020 filing shows 140 new, 384 increased, 372 reduced and 94 closed positions. Its largest new stake was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M. The largest sale was Invesco FTSE RAFI US 1000 ETF, an estimated $7.55M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q2 2020 buy was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q2 2020, an estimated $5.83M increase.
  • Carroll Financial Associates's biggest Q2 2020 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $7.55M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF April in Q2 2020, selling an estimated $6.53M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.2B portfolio in Q2 2020.
  • Carroll Financial Associates opened 140 new positions and closed 94 in Q2 2020.
  • Carroll Financial Associates's portfolio value rose 18% quarter-over-quarter to $1.2B.

Based on Carroll Financial Associates's 13F filing for Q2 2020, filed 9 Jul 2020.