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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.24%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.15B
AUM Growth
+$81.1M
Cap. Flow
+$48.1M
Cap. Flow %
4.19%
Top 10 Hldgs %
48.81%
Holding
1,814
New
287
Increased
511
Reduced
261
Closed
62

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.5M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$16.4M
3
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$11M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$7.76M
5
OMFL icon
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
+$7.05M

Top Sells

Rank Stock Value
1
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.5M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$22.2M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$13.2M
4
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$4.72M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.59M

Sector Composition

Rank Sector Weight
1 Financials 6.75%
2 Technology 5.61%
3 Healthcare 3.09%
4 Energy 2.58%
5 Consumer Staples 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DOL icon
476
WisdomTree True Developed International Fund
DOL
$845M
$114K 0.01%
2,432
– –
MPC icon
477
Marathon Petroleum
MPC
$83.7B
$113K 0.01%
2,037
+364
+22% +$19.9K
DOV icon
478
Dover
DOV
$28.4B
$111K 0.01%
1,117
– –
IXJ icon
479
iShares Global Healthcare ETF
IXJ
$4.19B
$111K 0.01%
1,814
– –
CMI icon
480
Cummins
CMI
$88.7B
$110K 0.01%
645
– –
PRU icon
481
Prudential Financial
PRU
$41.8B
$110K 0.01%
1,091
-177
-14% -$17.6K
VMC icon
482
Vulcan Materials
VMC
$36.9B
$110K 0.01%
805
+26
+3% +$3.32K
HES
483
DELISTED
Hess
HES
$109K 0.01%
1,723
+1,537
+826% +$95.1K
L icon
484
Loews
L
$23.6B
$109K 0.01%
2,000
– –
GIL icon
485
Gildan
GIL
$10.6B
$108K 0.01%
2,794
-13,688
-83% -$511K
PEGA icon
486
Pegasystems
PEGA
$5.38B
$108K 0.01%
+3,056
New +$109K
BIIB icon
487
Biogen
BIIB
$30.7B
$107K 0.01%
461
-36
-7% -$8.31K
OHI icon
488
Omega Healthcare
OHI
$14.7B
$107K 0.01%
2,919
+26
+0.9% +$948
MCHP icon
489
Microchip Technology
MCHP
$46B
$105K 0.01%
2,434
+80
+3% +$3.55K
PREF icon
490
Principal Spectrum Preferred Securities Active ETF
PREF
$1.78B
$105K 0.01%
5,425
-1,250
-19% -$23.9K
USMF icon
491
WisdomTree US Multifactor Fund
USMF
$303M
$105K 0.01%
3,500
– –
HEFA icon
492
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.76B
$104K 0.01%
3,510
– –
VTC icon
493
Vanguard Total Corporate Bond ETF
VTC
$1.71B
$104K 0.01%
+1,200
New +$101K
JCI icon
494
Johnson Controls International
JCI
$92.2B
$102K 0.01%
2,473
-54
-2% -$2.08K
ARCC icon
495
Ares Capital
ARCC
$14.4B
$101K 0.01%
5,654
– –
VIDI icon
496
Vident International Equity Strategy
VIDI
$447M
$101K 0.01%
4,180
– –
APC
497
DELISTED
Anadarko Petroleum
APC
$101K 0.01%
1,434
-182
-11% -$12.2K
CEFL
498
DELISTED
ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN
CEFL
$101K 0.01%
7,000
-6,000
-46% -$85.6K
ELV icon
499
Elevance Health
ELV
$85.5B
$100K 0.01%
357
+116
+48% +$31.7K
ORLY icon
500
O'Reilly Automotive
ORLY
$76.3B
$100K 0.01%
4,065
– –
18 19
20
21 22

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Carroll Financial Associates's Q2 2019 Portfolio in Review

As of Q2 2019, Carroll Financial Associates held 1,814 positions worth $1.15B, up 7.6% from $1.07B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates deployed $48.1M of net new capital in Q2 2019, opening 287 new positions and adding to 511 existing holdings. Its largest new stake was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.

By sector, the portfolio is most concentrated in Financials at 6.8% of assets, up from 6.2% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, an estimated $22.5M trimmed.

  • Carroll Financial Associates's largest Q2 2019 buy was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.
  • Carroll Financial Associates added most to iShares 3-7 Year Treasury Bond ETF in Q2 2019, an estimated $20.5M increase.
  • Carroll Financial Associates's biggest Q2 2019 reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, cutting an estimated $22.5M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q2 2019, selling an estimated $4.07M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.15B portfolio in Q2 2019.
  • Carroll Financial Associates opened 287 new positions and closed 62 in Q2 2019.
  • Carroll Financial Associates's portfolio value rose 7.6% quarter-over-quarter to $1.15B.

Based on Carroll Financial Associates's 13F filing for Q2 2019, filed 8 Jul 2019.