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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.07B
AUM Growth
+$168M
Cap. Flow
+$78.7M
Cap. Flow %
7.37%
Top 10 Hldgs %
50.27%
Holding
1,608
New
222
Increased
400
Reduced
272
Closed
81

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$28.6M
2
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.2M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$21.7M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.38M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.54M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$10.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.82M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.76M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$4.52M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.9M

Sector Composition

Rank Sector Weight
1 Financials 6.19%
2 Technology 5.5%
3 Healthcare 3.32%
4 Energy 2.82%
5 Consumer Staples 2.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LSI
476
DELISTED
Life Storage, Inc.
LSI
$87K 0.01%
1,350
– –
EZU icon
477
iShare MSCI Eurozone ETF
EZU
$9.88B
$86K 0.01%
2,232
– –
VYMI icon
478
Vanguard International High Dividend Yield ETF
VYMI
$21.3B
$86K 0.01%
1,424
– –
WTRG icon
479
Essential Utilities
WTRG
$11.3B
$86K 0.01%
2,366
+3
+0.1% +$106
BNDX icon
480
Vanguard Total International Bond ETF
BNDX
$82.8B
$83K 0.01%
1,490
– –
FDUS icon
481
Fidus Investment
FDUS
$756M
$83K 0.01%
5,460
– –
MLM icon
482
Martin Marietta Materials
MLM
$32.9B
$82K 0.01%
409
– –
GS icon
483
Goldman Sachs
GS
$301B
$80K 0.01%
419
-30
-7% -$5.79K
IHDG icon
484
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.25B
$80K 0.01%
2,509
-3,021
-55% -$92.3K
VT icon
485
Vanguard Total World Stock ETF
VT
$81.2B
$80K 0.01%
1,100
– –
FPE icon
486
First Trust Preferred Securities and Income ETF
FPE
$6.34B
$79K 0.01%
4,187
– –
ANSS
487
DELISTED
Ansys
ANSS
$78K 0.01%
430
-97
-18% -$16.4K
FBNC icon
488
First Bancorp
FBNC
$2.66B
$78K 0.01%
2,250
– –
STIP icon
489
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$78K 0.01%
789
– –
VGK icon
490
Vanguard FTSE Europe ETF
VGK
$31B
$78K 0.01%
1,455
+358
+33% +$18.7K
FHN icon
491
First Horizon
FHN
$12B
$77K 0.01%
5,549
– –
TOWN icon
492
Towne Bank
TOWN
$3.38B
$76K 0.01%
3,081
– –
GRNB icon
493
VanEck Green Bond ETF
GRNB
$184M
$74K 0.01%
2,884
– –
EV
494
DELISTED
Eaton Vance Corp.
EV
$74K 0.01%
1,840
-12
-0.6% -$476
FMC icon
495
FMC
FMC
$1.29B
$73K 0.01%
957
-146
-13% -$10.7K
APC
496
DELISTED
Anadarko Petroleum
APC
$73K 0.01%
1,616
-172
-10% -$7.8K
AWK icon
497
American Water Works
AWK
$26.9B
$72K 0.01%
700
– –
MEAR icon
498
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.37B
$72K 0.01%
1,450
– –
NVG icon
499
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.69B
$72K 0.01%
4,776
– –
RNST icon
500
Renasant Corp
RNST
$3.88B
$72K 0.01%
2,152
– –
18 19
20
21 22

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Carroll Financial Associates's Q1 2019 Portfolio in Review

As of Q1 2019, Carroll Financial Associates held 1,608 positions worth $1.07B, up 19% from $899M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates deployed $78.7M of net new capital in Q1 2019, opening 222 new positions and adding to 400 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.

By sector, the portfolio is most concentrated in Financials at 6.2% of assets, down from 7.4% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $10.2M trimmed.

  • Carroll Financial Associates's largest Q1 2019 buy was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q1 2019, an estimated $28.6M increase.
  • Carroll Financial Associates's biggest Q1 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $10.2M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q1 2019, selling an estimated $1.99M.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $1.07B portfolio in Q1 2019.
  • Carroll Financial Associates opened 222 new positions and closed 81 in Q1 2019.
  • Carroll Financial Associates's portfolio value rose 19% quarter-over-quarter to $1.07B.

Based on Carroll Financial Associates's 13F filing for Q1 2019, filed 17 Apr 2019.