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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.86%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$945M
AUM Growth
+$7.99M
Cap. Flow
-$46.8M
Cap. Flow %
-4.95%
Top 10 Hldgs %
50.8%
Holding
1,410
New
76
Increased
353
Reduced
179
Closed
32

Top Buys

Rank Stock Value
1
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$3.03M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$2.43M
3
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$1.69M
4
GRES
IQ ARB Global Resources
GRES
+$1.28M
5
TFC icon
Truist Financial
TFC
+$558K

Top Sells

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$24.8M
2
SCIU
Global X Scientific Beta US ETF
SCIU
+$9.87M
3
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$7.2M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$3.49M
5
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$3.17M

Sector Composition

Rank Sector Weight
1 Financials 7.96%
2 Technology 6.05%
3 Healthcare 3.89%
4 Energy 3.23%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXH icon
476
First Trust Health Care AlphaDEX Fund
FXH
$1.12B
$58K 0.01%
690
+400
+138% +$31.9K
PPL
477
PPL Corp
PPL
$26.4B
$58K 0.01%
1,984
+489
+33% +$14.3K
TSLA icon
478
Tesla
TSLA
$1.3T
$58K 0.01%
3,315
– –
UUP icon
479
Invesco DB US Dollar Index Bullish Fund
UUP
$414M
$58K 0.01%
2,300
– –
BMS
480
DELISTED
Bemis
BMS
$58K 0.01%
1,200
– –
APH icon
481
Amphenol
APH
$208B
$57K 0.01%
2,440
– –
IYE icon
482
iShares US Energy ETF
IYE
$1.76B
$57K 0.01%
1,360
– –
DOC icon
483
Healthpeak Properties
DOC
$14.5B
$56K 0.01%
2,146
– –
HEFA icon
484
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.74B
$56K 0.01%
1,875
– –
PGX icon
485
Invesco Preferred ETF
PGX
$3.77B
$56K 0.01%
3,964
– –
WPC icon
486
W.P. Carey
WPC
$16B
$56K 0.01%
894
– –
BIDU icon
487
Baidu
BIDU
$37B
$55K 0.01%
242
– –
RGEN icon
488
Repligen
RGEN
$9.22B
$55K 0.01%
1,000
– –
SAP icon
489
SAP
SAP
$241B
$55K 0.01%
451
-50
-10% -$5.93K
ALB icon
490
Albemarle
ALB
$15.4B
$54K 0.01%
547
-496
-48% -$48K
CEF icon
491
Sprott Physical Gold and Silver Trust
CEF
$8.13B
$54K 0.01%
4,656
– –
CPB icon
492
Campbell Soup
CPB
$6.75B
$54K 0.01%
1,480
– –
FE icon
493
FirstEnergy
FE
$27.1B
$54K 0.01%
1,476
+3
+0.2% +$110
FXL icon
494
First Trust Technology AlphaDEX Fund
FXL
$2.79B
$54K 0.01%
854
+39
+5% +$2.36K
NLY icon
495
Annaly Capital Management
NLY
$17.1B
$54K 0.01%
1,344
– –
TTE icon
496
TotalEnergies
TTE
$194B
$54K 0.01%
76,782
+1,558
+2% +$1.07K
BGC icon
497
BGC Group
BGC
$4.9B
$53K 0.01%
7,099
+21
+0.3% +$155
FULT icon
498
Fulton Financial
FULT
$4.58B
$52K 0.01%
3,166
– –
HYG icon
499
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$52K 0.01%
610
+5
+0.8% +$430
RDOG icon
500
ALPS REIT Dividend Dogs ETF
RDOG
$11.3M
$52K 0.01%
1,213
+6
+0.5% +$265
18 19
20
21 22

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NFG
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6M
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RFA
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CCT
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Carroll Financial Associates's Q3 2018 Portfolio in Review

As of Q3 2018, Carroll Financial Associates held 1,410 positions worth $945M, up 0.85% from $937M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates withdrew a net $46.8M in Q3 2018, closing 32 positions and reducing 179 holdings. Its most notable exit was Cohen & Steers REIT and Preferred and Income Fund, an estimated $3.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8% of assets, up from 7.8% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Carroll Financial Associates opened a new position in Schwab Short-Term US Treasury ETF worth $239K.

  • Carroll Financial Associates's largest Q3 2018 buy was Schwab Short-Term US Treasury ETF: 9,680 shares worth $239K.
  • Carroll Financial Associates added most to WisdomTree Bloomberg Floating Rate Treasury Fund in Q3 2018, an estimated $3.03M increase.
  • Carroll Financial Associates's biggest Q3 2018 reduction was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund, cutting an estimated $24.8M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q3 2018, selling an estimated $3.17M.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $945M portfolio in Q3 2018.
  • Carroll Financial Associates opened 76 new positions and closed 32 in Q3 2018.
  • Carroll Financial Associates's portfolio value rose 0.85% quarter-over-quarter to $945M.

Based on Carroll Financial Associates's 13F filing for Q3 2018, filed 30 Oct 2018.