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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-1.67%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$911M
AUM Growth
-$3.6M
Cap. Flow
+$15.3M
Cap. Flow %
1.68%
Top 10 Hldgs %
50.32%
Holding
1,410
New
101
Increased
303
Reduced
271
Closed
77

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$7.66M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$6.33M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.14M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.36M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.05M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$6.71M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.53M
3
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$1.92M
4
ENFR icon
Alerian Energy Infrastructure ETF
ENFR
+$1.66M
5
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 8.36%
2 Technology 5.38%
3 Healthcare 3.52%
4 Energy 3.18%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UUP icon
476
Invesco DB US Dollar Index Bullish Fund
UUP
$414M
$54K 0.01%
2,300
– –
WPC icon
477
W.P. Carey
WPC
$16.1B
$54K 0.01%
894
– –
XLP icon
478
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.7B
$54K 0.01%
1,036
+227
+28% +$12.5K
PEBK icon
479
Peoples Bancorp of North Carolina
PEBK
$228M
$52K 0.01%
1,698
+184
+12% +$5.54K
SAP icon
480
SAP
SAP
$241B
$52K 0.01%
501
-39
-7% -$4.21K
BMS
481
DELISTED
Bemis
BMS
$52K 0.01%
1,200
– –
AVA icon
482
Avista
AVA
$3.2B
$51K 0.01%
1,000
– –
RDOG icon
483
ALPS REIT Dividend Dogs ETF
RDOG
$11.1M
$51K 0.01%
1,205
-3
-0.2% -$129
BTZ icon
484
BlackRock Credit Allocation Income Trust
BTZ
$958M
$50K 0.01%
4,000
– –
CME icon
485
CME Group
CME
$94.8B
$50K 0.01%
314
– –
FE icon
486
FirstEnergy
FE
$27.1B
$50K 0.01%
1,473
+36
+3% +$1.16K
IYE icon
487
iShares US Energy ETF
IYE
$1.78B
$50K 0.01%
1,360
– –
RWO icon
488
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.29B
$50K 0.01%
1,096
-314
-22% -$14.6K
HSBC.PRA
489
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$50K 0.01%
1,945
– –
CBI
490
DELISTED
Chicago Bridge & Iron Nv
CBI
$50K 0.01%
3,494
– –
AOR icon
491
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.73B
$49K 0.01%
1,100
– –
DOC icon
492
Healthpeak Properties
DOC
$14.4B
$49K 0.01%
2,146
+346
+19% +$8.04K
PKB icon
493
Invesco Building & Construction ETF
PKB
$393M
$49K 0.01%
1,600
-80
-5% -$2.64K
SEP
494
DELISTED
Spectra Engy Parters Lp
SEP
$49K 0.01%
1,457
– –
BXC icon
495
BlueLinx
BXC
$719M
$48K 0.01%
+1,500
New +$27.9K
DFE icon
496
WisdomTree Europe SmallCap Dividend Fund
DFE
$168M
$48K 0.01%
700
– –
HYG icon
497
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$48K 0.01%
567
+6
+1% +$518
NEM icon
498
Newmont
NEM
$124B
$48K 0.01%
1,248
– –
YORW icon
499
York Water
YORW
$518M
$48K 0.01%
1,575
– –
BUD icon
500
AB InBev
BUD
$164B
$47K 0.01%
431
– –
18 19
20
21 22

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Carroll Financial Associates's Q1 2018 Portfolio in Review

As of Q1 2018, Carroll Financial Associates held 1,410 positions worth $911M, down 0.39% from $914M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates's Q1 2018 filing shows 101 new, 303 increased, 271 reduced and 77 closed positions. Its largest new stake was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $6.71M.

By sector, the portfolio is most concentrated in Financials at 8.4% of assets, up from 8.2% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q1 2018 buy was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q1 2018, an estimated $7.66M increase.
  • Carroll Financial Associates's biggest Q1 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $6.71M.
  • Carroll Financial Associates fully exited VelocityShares VIX Short Volatility Hedged ETN in Q1 2018, selling an estimated $158K.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $911M portfolio in Q1 2018.
  • Carroll Financial Associates opened 101 new positions and closed 77 in Q1 2018.
  • Carroll Financial Associates's portfolio value fell 0.39% quarter-over-quarter to $911M.

Based on Carroll Financial Associates's 13F filing for Q1 2018, filed 6 Apr 2018.