We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$914M
AUM Growth
+$36.5M
Cap. Flow
+$2.45M
Cap. Flow %
0.27%
Top 10 Hldgs %
49%
Holding
1,358
New
82
Increased
240
Reduced
272
Closed
50

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
2
DD icon
DuPont de Nemours
DD
+$5.6M
3
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.9M
4
FCNCA icon
First Citizens BancShares
FCNCA
+$2.93M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.59M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$7.84M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.29M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$4.21M
4
GE icon
GE Aerospace
GE
+$3.42M
5
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$2.17M

Sector Composition

Rank Sector Weight
1 Financials 8.18%
2 Technology 5.27%
3 Energy 3.62%
4 Healthcare 3.57%
5 Consumer Staples 2.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MA icon
476
Mastercard
MA
$493B
$52K 0.01%
344
– –
WT icon
477
WisdomTree
WT
$3.22B
$52K 0.01%
4,200
-12,300
-75% -$141K
XIV
478
DELISTED
VelocityShares Daily Inverse VIX Short Term ETN
XIV
$52K 0.01%
390
-32
-8% -$3.7K
AVA icon
479
Avista
AVA
$3.24B
$51K 0.01%
1,000
– –
FXL icon
480
First Trust Technology AlphaDEX Fund
FXL
$2.79B
$51K 0.01%
1,000
– –
TSM icon
481
TSMC
TSM
$2.18T
$51K 0.01%
1,290
– –
VO icon
482
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$51K 0.01%
1,336
-524
-28% -$19.8K
CERN
483
DELISTED
Cerner Corp
CERN
$51K 0.01%
760
– –
CAH icon
484
Cardinal Health
CAH
$55.4B
$50K 0.01%
826
+700
+556% +$43.3K
HSBC.PRA
485
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$50K 0.01%
1,945
-95
-5% -$2.48K
AOR icon
486
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.72B
$49K 0.01%
1,100
– –
CB icon
487
Chubb
CB
$135B
$49K 0.01%
342
– –
DFE icon
488
WisdomTree Europe SmallCap Dividend Fund
DFE
$169M
$49K 0.01%
700
– –
ING icon
489
ING
ING
$102B
$49K 0.01%
2,692
– –
PID icon
490
Invesco International Dividend Achievers ETF
PID
$919M
$49K 0.01%
3,000
+1,000
+50% +$16.1K
PLPC icon
491
Preformed Line Products
PLPC
$2.28B
$49K 0.01%
700
-500
-42% -$37.1K
RACE icon
492
Ferrari
RACE
$72.5B
$49K 0.01%
470
– –
TRP icon
493
TC Energy
TRP
$65.9B
$49K 0.01%
1,020
+720
+240% +$35.2K
BNS icon
494
Scotiabank
BNS
$108B
$48K 0.01%
750
– –
BUD icon
495
AB InBev
BUD
$165B
$48K 0.01%
431
-33
-7% -$3.88K
DBJP icon
496
Xtrackers MSCI Japan Hedged Equity ETF
DBJP
$705M
$48K 0.01%
1,100
– –
HYG icon
497
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$48K 0.01%
561
+5
+0.9% +$439
ICLR icon
498
Icon
ICLR
$12.7B
$48K 0.01%
430
+60
+16% +$6.91K
COHR icon
499
Coherent
COHR
$74.2B
$46K 0.01%
1,000
– –
DOC icon
500
Healthpeak Properties
DOC
$14.8B
$46K 0.01%
1,800
– –
18 19
20
21 22

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Carroll Financial Associates held 1,358 positions worth $914M, up 4.2% from $878M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q4 2017 filing shows 82 new, 240 increased, 272 reduced and 50 closed positions. Its largest new stake was DuPont de Nemours: 31,101 shares worth $5.61M. The largest sale was Park Sterling Corp., an estimated $7.84M.

By sector, the portfolio is most concentrated in Financials at 8.2% of assets, down from 8.7% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2017 buy was DuPont de Nemours: 31,101 shares worth $5.61M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q4 2017, an estimated $11.3M increase.
  • Carroll Financial Associates's biggest Q4 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.29M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2017, selling an estimated $7.84M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $914M portfolio in Q4 2017.
  • Carroll Financial Associates opened 82 new positions and closed 50 in Q4 2017.
  • Carroll Financial Associates's portfolio value rose 4.2% quarter-over-quarter to $914M.

Based on Carroll Financial Associates's 13F filing for Q4 2017, filed 18 Jan 2018.