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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$827M
AUM Growth
+$42.3M
Cap. Flow
+$25.7M
Cap. Flow %
3.1%
Top 10 Hldgs %
45.51%
Holding
1,313
New
57
Increased
248
Reduced
337
Closed
49

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.67M
2
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.63M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.12M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.73M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$1.51M

Top Sells

Rank Stock Value
1
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.71M
2
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$1.05M
3
BNCN
BNC Bancorp
BNCN
+$956K
4
LOB icon
Live Oak Bancshares
LOB
+$845K
5
TREE icon
LendingTree
TREE
+$677K

Sector Composition

Rank Sector Weight
1 Financials 8.93%
2 Technology 5.5%
3 Healthcare 4.12%
4 Energy 3.96%
5 Consumer Staples 3.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PLPC icon
476
Preformed Line Products
PLPC
$2.25B
$55K 0.01%
1,200
– –
SAP icon
477
SAP
SAP
$230B
$55K 0.01%
528
-142
-21% -$14.6K
UNM icon
478
Unum
UNM
$14.2B
$55K 0.01%
1,200
– –
SU icon
479
Suncor Energy
SU
$71.8B
$54K 0.01%
1,872
-36
-2% -$1.11K
YORW icon
480
York Water
YORW
$512M
$54K 0.01%
1,575
– –
BIDU icon
481
Baidu
BIDU
$37.1B
$53K 0.01%
299
-32
-10% -$5.8K
BTZ icon
482
BlackRock Credit Allocation Income Trust
BTZ
$947M
$53K 0.01%
+4,000
New +$53.4K
LCTX icon
483
Lineage Cell Therapeutics
LCTX
$282M
$53K 0.01%
19,431
– –
HSBC.PRA
484
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$53K 0.01%
2,040
– –
CHTR icon
485
Charter Communications
CHTR
$18.8B
$52K 0.01%
156
-3
-2% -$1K
ING icon
486
ING
ING
$102B
$52K 0.01%
3,007
– –
ISRG icon
487
Intuitive Surgical
ISRG
$132B
$52K 0.01%
504
– –
MKL icon
488
Markel Group
MKL
$23.2B
$52K 0.01%
54
-3
-5% -$2.91K
NFLX icon
489
Netflix
NFLX
$307B
$52K 0.01%
3,500
– –
RDOG icon
490
ALPS REIT Dividend Dogs ETF
RDOG
$11.2M
$52K 0.01%
1,196
+3
+0.3% +$132
NEM icon
491
Newmont
NEM
$111B
$50K 0.01%
1,548
– –
CERN
492
DELISTED
Cerner Corp
CERN
$50K 0.01%
760
– –
FTC icon
493
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.36B
$49K 0.01%
895
– –
JWN
494
DELISTED
Nordstrom
JWN
$49K 0.01%
1,031
– –
TSM icon
495
TSMC
TSM
$2.17T
$49K 0.01%
1,426
-188
-12% -$6.5K
BLK icon
496
Blackrock
BLK
$175B
$48K 0.01%
114
-40
-26% -$16K
CPB icon
497
Campbell Soup
CPB
$6.73B
$48K 0.01%
930
– –
HUM icon
498
Humana
HUM
$44.1B
$48K 0.01%
200
– –
HYG icon
499
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$48K 0.01%
551
+100
+22% +$8.8K
K
500
DELISTED
Kellanova
K
$48K 0.01%
746
+320
+75% +$21.5K
18 19
20
21 22

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NFG
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6M
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RFA
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CCT
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C
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RM
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Carroll Financial Associates's Q2 2017 Portfolio in Review

As of Q2 2017, Carroll Financial Associates held 1,313 positions worth $827M, up 5.4% from $785M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $25.7M of net new capital in Q2 2017, opening 57 new positions and adding to 248 existing holdings. Its largest new stake was VelocityShares VIX Short Volatility Hedged ETN: 69,554 shares worth $3.85M.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, down from 9.1% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Global X MLP & Energy Infrastructure ETF, an estimated $4.71M trimmed.

  • Carroll Financial Associates's largest Q2 2017 buy was VelocityShares VIX Short Volatility Hedged ETN: 69,554 shares worth $3.85M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q2 2017, an estimated $4.67M increase.
  • Carroll Financial Associates's biggest Q2 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.71M.
  • Carroll Financial Associates fully exited BNC Bancorp in Q2 2017, selling an estimated $956K.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $827M portfolio in Q2 2017.
  • Carroll Financial Associates opened 57 new positions and closed 49 in Q2 2017.
  • Carroll Financial Associates's portfolio value rose 5.4% quarter-over-quarter to $827M.

Based on Carroll Financial Associates's 13F filing for Q2 2017, filed 25 Jul 2017.