CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+2.38%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$827M
AUM Growth
+$42.3M
Cap. Flow
+$26.5M
Cap. Flow %
3.2%
Top 10 Hldgs %
45.51%
Holding
1,323
New
57
Increased
248
Reduced
337
Closed
49

Top Buys

1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.75M
2
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.85M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.19M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.74M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$1.54M

Top Sells

1
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.63M
2
RWO icon
SPDR Dow Jones Global Real Estate ETF
RWO
+$1.04M
3
BNCN
BNC Bancorp
BNCN
+$956K
4
LOB icon
Live Oak Bancshares
LOB
+$855K
5
TREE icon
LendingTree
TREE
+$775K

Sector Composition

1 Financials 8.93%
2 Technology 5.5%
3 Healthcare 4.12%
4 Energy 3.96%
5 Consumer Staples 3.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PLPC icon
476
Preformed Line Products
PLPC
$945M
$55K 0.01%
1,200
– –
SAP icon
477
SAP
SAP
$305B
$55K 0.01%
528
-142
-21% -$14.8K
UNM icon
478
Unum
UNM
$12.4B
$55K 0.01%
1,200
– –
SU icon
479
Suncor Energy
SU
$50.2B
$54K 0.01%
1,872
-36
-2% -$1.04K
YORW icon
480
York Water
YORW
$439M
$54K 0.01%
1,575
– –
BIDU icon
481
Baidu
BIDU
$36.9B
$53K 0.01%
299
-32
-10% -$5.67K
BTZ icon
482
BlackRock Credit Allocation Income Trust
BTZ
$1.04B
$53K 0.01%
+4,000
New +$53K
LCTX icon
483
Lineage Cell Therapeutics
LCTX
$288M
$53K 0.01%
19,431
– –
HSBC.PRA
484
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$53K 0.01%
2,040
– –
CHTR icon
485
Charter Communications
CHTR
$35.8B
$52K 0.01%
156
-3
-2% -$1K
ING icon
486
ING
ING
$73.1B
$52K 0.01%
3,007
– –
ISRG icon
487
Intuitive Surgical
ISRG
$165B
$52K 0.01%
504
– –
MKL icon
488
Markel Group
MKL
$24.4B
$52K 0.01%
54
-3
-5% -$2.89K
NFLX icon
489
Netflix
NFLX
$536B
$52K 0.01%
350
– –
RDOG icon
490
ALPS REIT Dividend Dogs ETF
RDOG
$14.1M
$52K 0.01%
1,196
+3
+0.3% +$130
NEM icon
491
Newmont
NEM
$85.2B
$50K 0.01%
1,548
– –
CERN
492
DELISTED
Cerner Corp
CERN
$50K 0.01%
760
– –
FTC icon
493
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.26B
$49K 0.01%
895
– –
JWN
494
DELISTED
Nordstrom
JWN
$49K 0.01%
1,031
– –
TSM icon
495
TSMC
TSM
$1.36T
$49K 0.01%
1,426
-188
-12% -$6.46K
BLK icon
496
Blackrock
BLK
$172B
$48K 0.01%
114
-40
-26% -$16.8K
CPB icon
497
Campbell Soup
CPB
$9.77B
$48K 0.01%
930
– –
HUM icon
498
Humana
HUM
$32B
$48K 0.01%
200
– –
HYG icon
499
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$48K 0.01%
551
+100
+22% +$8.71K
K icon
500
Kellanova
K
$27.5B
$48K 0.01%
746
+320
+75% +$20.6K
18 19
20
21 22