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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.88%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$701M
AUM Growth
+$34.8M
Cap. Flow
+$12.6M
Cap. Flow %
1.79%
Top 10 Hldgs %
45.65%
Holding
1,296
New
50
Increased
228
Reduced
255
Closed
65

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.71M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$4.33M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$4M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.71M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.58M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$2.87M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$2.52M
3
PNY
PIEDMONT NATURAL GAS CO INC(NC
PNY
+$2.34M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$1.12M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$842K

Sector Composition

Rank Sector Weight
1 Financials 9.48%
2 Technology 5.84%
3 Energy 4.14%
4 Healthcare 3.95%
5 Industrials 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MS icon
476
Morgan Stanley
MS
$340B
$46K 0.01%
1,100
+3
+0.3% +$113
HYLS icon
477
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.64B
$45K 0.01%
942
– –
VXX
478
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$45K 0.01%
+450
New +$54K
AOR icon
479
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.74B
$44K 0.01%
+1,100
New +$44.5K
DLR icon
480
Digital Realty Trust
DLR
$71.7B
$44K 0.01%
457
– –
MKTX icon
481
MarketAxess Holdings
MKTX
$5.72B
$44K 0.01%
300
– –
PKB icon
482
Invesco Building & Construction ETF
PKB
$399M
$44K 0.01%
1,600
– –
RWR icon
483
State Street SPDR Dow Jones REIT ETF
RWR
$1.89B
$44K 0.01%
482
-75
-13% -$6.87K
CSC
484
DELISTED
Computer Sciences
CSC
$44K 0.01%
750
– –
FTC icon
485
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.38B
$43K 0.01%
895
– –
HYG icon
486
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$42K 0.01%
487
-64
-12% -$5.51K
ING icon
487
ING
ING
$102B
$42K 0.01%
3,007
– –
BEN icon
488
Franklin Resources
BEN
$17.2B
$41K 0.01%
1,056
-21
-2% -$786
BNS icon
489
Scotiabank
BNS
$108B
$41K 0.01%
750
– –
MTD icon
490
Mettler-Toledo International
MTD
$28.6B
$41K 0.01%
100
– –
VTRS icon
491
Viatris
VTRS
$18.9B
$41K 0.01%
1,089
-550
-34% -$20.4K
WEC icon
492
WEC Energy
WEC
$35.1B
$41K 0.01%
709
-99
-12% -$5.68K
XOP icon
493
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.43B
$41K 0.01%
250
– –
JPS
494
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$41K 0.01%
4,438
+56
+1% +$507
CME icon
495
CME Group
CME
$94.8B
$40K 0.01%
351
-49
-12% -$5.45K
HUM icon
496
Humana
HUM
$46.2B
$40K 0.01%
200
– –
KR icon
497
Kroger
KR
$34.8B
$40K 0.01%
1,178
– –
AVA icon
498
Avista
AVA
$3.24B
$39K 0.01%
1,000
– –
MAR icon
499
Marriott International
MAR
$92.3B
$39K 0.01%
479
– –
WTRE icon
500
WisdomTree New Economy Real Estate Fund
WTRE
$15.8M
$39K 0.01%
1,567
– –
18 19
20
21 22

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Carroll Financial Associates's Q4 2016 Portfolio in Review

As of Q4 2016, Carroll Financial Associates held 1,296 positions worth $701M, up 5.2% from $666M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates's Q4 2016 filing shows 50 new, 228 increased, 255 reduced and 65 closed positions. Its largest new stake was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K. The largest sale was Park Sterling Corp., an estimated $2.87M.

By sector, the portfolio is most concentrated in Financials at 9.5% of assets, up from 8.9% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2016 buy was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q4 2016, an estimated $5.71M increase.
  • Carroll Financial Associates's biggest Q4 2016 reduction was Park Sterling Corp., cutting an estimated $2.87M.
  • Carroll Financial Associates fully exited PIEDMONT NATURAL GAS CO INC(NC in Q4 2016, selling an estimated $2.34M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $701M portfolio in Q4 2016.
  • Carroll Financial Associates opened 50 new positions and closed 65 in Q4 2016.
  • Carroll Financial Associates's portfolio value rose 5.2% quarter-over-quarter to $701M.

Based on Carroll Financial Associates's 13F filing for Q4 2016, filed 11 Jan 2017.