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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.16%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$538M
AUM Growth
+$58M
Cap. Flow
+$46.6M
Cap. Flow %
8.66%
Top 10 Hldgs %
44.15%
Holding
1,319
New
136
Increased
373
Reduced
192
Closed
80

Top Buys

Rank Stock Value
1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$11M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.68M
3
SCIU
Global X Scientific Beta US ETF
SCIU
+$7.1M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.75M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$2.99M

Top Sells

Rank Stock Value
1
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$8.16M
2
SE
Spectra Energy Corp Wi
SE
+$3.04M
3
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$1.14M
4
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$765K
5
GPT
Gramercy Property Trust
GPT
+$611K

Sector Composition

Rank Sector Weight
1 Financials 9.82%
2 Technology 6.79%
3 Energy 4.95%
4 Consumer Staples 4.87%
5 Industrials 4.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ECL icon
476
Ecolab
ECL
$79.9B
$40K 0.01%
366
+78
+27% +$8.29K
KEY icon
477
KeyCorp
KEY
$24.4B
$40K 0.01%
3,710
– –
PFG icon
478
Principal Financial Group
PFG
$24.3B
$40K 0.01%
1,039
– –
DBA icon
479
Invesco DB Agriculture Fund
DBA
$1.23B
$39K 0.01%
1,900
– –
DFE icon
480
WisdomTree Europe SmallCap Dividend Fund
DFE
$169M
$39K 0.01%
700
– –
FIS icon
481
Fidelity National Information Services
FIS
$22.1B
$39K 0.01%
620
+6
+1% +$360
MKC icon
482
McCormick & Company Non-Voting
MKC
$14.2B
$39K 0.01%
800
-100
-11% -$4.49K
PKB icon
483
Invesco Building & Construction ETF
PKB
$399M
$39K 0.01%
1,600
– –
IBND icon
484
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$463M
$38K 0.01%
1,184
+227
+24% +$7.13K
ANF icon
485
Abercrombie & Fitch
ANF
$5B
$37K 0.01%
1,204
– –
MKTX icon
486
MarketAxess Holdings
MKTX
$5.72B
$37K 0.01%
+300
New +$34.3K
BNS icon
487
Scotiabank
BNS
$108B
$36K 0.01%
767
+52
+7% +$2.13K
HUM icon
488
Humana
HUM
$46.2B
$36K 0.01%
200
– –
REGN icon
489
Regeneron Pharmaceuticals
REGN
$80.8B
$36K 0.01%
102
– –
SU icon
490
Suncor Energy
SU
$70.3B
$36K 0.01%
1,300
-90
-6% -$2.18K
ICE icon
491
Intercontinental Exchange
ICE
$84.4B
$35K 0.01%
765
+270
+55% +$13.1K
ING icon
492
ING
ING
$102B
$35K 0.01%
3,007
– –
AFSI
493
DELISTED
AmTrust Financial Services, Inc.
AFSI
$35K 0.01%
1,368
– –
QVCGA
494
DELISTED
QVC Group Inc Series A
QVCGA
$34K 0.01%
28
– –
CHS
495
DELISTED
Chicos FAS, Inc.
CHS
$34K 0.01%
2,570
– –
ACG
496
DELISTED
AllianceBernstein Income Fund Inc
ACG
$34K 0.01%
4,406
– –
TYC
497
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$34K 0.01%
888
-82
-8% -$2.93K
AEO icon
498
American Eagle Outfitters
AEO
$3.01B
$33K 0.01%
2,000
– –
CC icon
499
Chemours
CC
$2.37B
$33K 0.01%
4,799
+3,179
+196% +$16K
CP icon
500
Canadian Pacific Kansas City
CP
$80.5B
$33K 0.01%
1,250
– –
18 19
20
21 22

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TU
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NFG
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6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
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CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q1 2016 Portfolio in Review

As of Q1 2016, Carroll Financial Associates held 1,319 positions worth $538M, up 12% from $480M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $46.6M of net new capital in Q1 2016, opening 136 new positions and adding to 373 existing holdings. Its largest new stake was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.

By sector, the portfolio is most concentrated in Financials at 9.8% of assets, down from 11% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Invesco S&P 500 Downside Hedged ETF, an estimated $8.16M trimmed.

  • Carroll Financial Associates's largest Q1 2016 buy was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.
  • Carroll Financial Associates added most to Goldman Sachs ActiveBeta US Large Cap Equity ETF in Q1 2016, an estimated $11M increase.
  • Carroll Financial Associates's biggest Q1 2016 reduction was Invesco S&P 500 Downside Hedged ETF, cutting an estimated $8.16M.
  • Carroll Financial Associates fully exited UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN in Q1 2016, selling an estimated $541K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $538M portfolio in Q1 2016.
  • Carroll Financial Associates opened 136 new positions and closed 80 in Q1 2016.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $538M.

Based on Carroll Financial Associates's 13F filing for Q1 2016, filed 20 Apr 2016.