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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.33%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$480M
AUM Growth
+$29.3M
Cap. Flow
+$33.2M
Cap. Flow %
6.9%
Top 10 Hldgs %
43.82%
Holding
1,246
New
78
Increased
268
Reduced
227
Closed
63

Top Buys

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$13.4M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$12.4M
3
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.78M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.38M
5
GPT
Gramercy Property Trust
GPT
+$3.09M

Top Sells

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$4.88M
2
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$3.95M
3
HTS
HATTERAS FINANCIAL CORP
HTS
+$2.22M
4
SE
Spectra Energy Corp Wi
SE
+$1.92M
5
CSG
CHAMBERS STR PPTYS COM
CSG
+$1.58M

Sector Composition

Rank Sector Weight
1 Financials 11.29%
2 Technology 7.22%
3 Energy 5.11%
4 Consumer Staples 4.93%
5 Healthcare 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ECL icon
476
Ecolab
ECL
$79.9B
$32K 0.01%
288
– –
NVO
477
Novo Nordisk
NVO
$209B
$32K 0.01%
1,130
-520
-32% -$14.4K
RCI icon
478
Rogers Communications
RCI
$18.6B
$32K 0.01%
940
– –
TRIP icon
479
TripAdvisor
TRIP
$1.26B
$32K 0.01%
380
– –
MORE
480
DELISTED
Monogram Residential Trust, Inc.
MORE
$32K 0.01%
3,352
– –
TYC
481
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$32K 0.01%
970
+847
+689% +$30.9K
AEO icon
482
American Eagle Outfitters
AEO
$3.01B
$31K 0.01%
2,000
– –
CAG icon
483
Conagra Brands
CAG
$7.23B
$31K 0.01%
959
– –
CP icon
484
Canadian Pacific Kansas City
CP
$80.5B
$31K 0.01%
1,250
– –
ELV icon
485
Elevance Health
ELV
$85.5B
$31K 0.01%
225
-14
-6% -$1.93K
EXPE icon
486
Expedia Group
EXPE
$37.3B
$31K 0.01%
250
– –
J icon
487
Jacobs Solutions
J
$17B
$31K 0.01%
921
+435
+90% +$14.9K
KBWB icon
488
Invesco KBW Bank ETF
KBWB
$6.73B
$31K 0.01%
+847
New +$32.1K
MS icon
489
Morgan Stanley
MS
$340B
$31K 0.01%
998
+110
+12% +$3.65K
WTRE icon
490
WisdomTree New Economy Real Estate Fund
WTRE
$15.8M
$31K 0.01%
1,191
-628
-35% -$16.9K
XLI icon
491
State Street Industrial Select Sector SPDR ETF
XLI
$34.6B
$31K 0.01%
591
+1
+0.2% +$54
HEP
492
DELISTED
Holly Energy Partners, L.P.
HEP
$31K 0.01%
1,000
– –
BRCM
493
DELISTED
BROADCOM CORP CL-A
BRCM
$31K 0.01%
540
– –
DHS icon
494
WisdomTree US High Dividend Fund
DHS
$1.58B
$30K 0.01%
510
– –
EPI icon
495
WisdomTree India Earnings Fund ETF
EPI
$2.06B
$30K 0.01%
1,522
+1,270
+504% +$25.3K
IP icon
496
International Paper
IP
$22B
$30K 0.01%
852
+363
+74% +$14K
ISRG icon
497
Intuitive Surgical
ISRG
$134B
$30K 0.01%
504
– –
ITT icon
498
ITT
ITT
$19.1B
$30K 0.01%
850
– –
RAD
499
DELISTED
Rite Aid Corporation
RAD
$30K 0.01%
194
-50
-20% -$7.4K
TWC
500
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$30K 0.01%
163
– –
18 19
20
21 22

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TU
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NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
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CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q4 2015 Portfolio in Review

As of Q4 2015, Carroll Financial Associates held 1,246 positions worth $480M, up 6.5% from $451M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $33.2M of net new capital in Q4 2015, opening 78 new positions and adding to 268 existing holdings. Its largest new stake was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was JP Morgan Alerian MLP Index ETN 5/24/24, an estimated $4.88M trimmed.

  • Carroll Financial Associates's largest Q4 2015 buy was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q4 2015, an estimated $13.4M increase.
  • Carroll Financial Associates's biggest Q4 2015 reduction was JP Morgan Alerian MLP Index ETN 5/24/24, cutting an estimated $4.88M.
  • Carroll Financial Associates fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $1.58M.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $480M portfolio in Q4 2015.
  • Carroll Financial Associates opened 78 new positions and closed 63 in Q4 2015.
  • Carroll Financial Associates's portfolio value rose 6.5% quarter-over-quarter to $480M.

Based on Carroll Financial Associates's 13F filing for Q4 2015, filed 12 Jan 2016.