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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-7.01%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$451M
AUM Growth
+$4.05M
Cap. Flow
+$19M
Cap. Flow %
4.21%
Top 10 Hldgs %
41.98%
Holding
1,252
New
121
Increased
384
Reduced
193
Closed
84

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.52M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$2.56M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.18M
4
TREE icon
LendingTree
TREE
+$1.57M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$1.53M

Top Sells

Rank Stock Value
1
BBRC
Columbia Beyond BRICs ETF
BBRC
+$5.39M
2
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$4.09M
3
OCSL icon
Oaktree Specialty Lending
OCSL
+$1.36M
4
DGRE icon
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
+$861K
5
BAX icon
Baxter International
BAX
+$815K

Sector Composition

Rank Sector Weight
1 Financials 11.5%
2 Technology 7.62%
3 Energy 5.42%
4 Healthcare 5.01%
5 Consumer Staples 4.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STH
476
DELISTED
SABRIENT STEALTH PRT CLAYMORE EXCH TRD FD
STH
$33K 0.01%
1,274
+1,172
+1,149% +$30.4K
BIDU icon
477
Baidu
BIDU
$37B
$32K 0.01%
220
-129
-37% -$21.3K
BNS icon
478
Scotiabank
BNS
$109B
$32K 0.01%
724
+44
+6% +$1.98K
EMLP icon
479
First Trust North American Energy Infrastructure Fund
EMLP
$4.08B
$32K 0.01%
+1,400
New +$33.5K
EXPE icon
480
Expedia Group
EXPE
$37.3B
$32K 0.01%
250
– –
FAF icon
481
First American
FAF
$7.47B
$31K 0.01%
800
– –
ITT icon
482
ITT
ITT
$18.8B
$31K 0.01%
850
– –
PID icon
483
Invesco International Dividend Achievers ETF
PID
$916M
$31K 0.01%
2,000
– –
TRIP icon
484
TripAdvisor
TRIP
$1.26B
$31K 0.01%
380
– –
TSLA icon
485
Tesla
TSLA
$1.3T
$31K 0.01%
2,265
+450
+25% +$7.65K
XLI icon
486
State Street Industrial Select Sector SPDR ETF
XLI
$34.6B
$31K 0.01%
590
+101
+21% +$5.32K
VIAB
487
DELISTED
Viacom Inc. Class B
VIAB
$31K 0.01%
651
-50
-7% -$2.48K
FIGY
488
DELISTED
Barclays ETN+ FI Enhanced Global High Yield ETN
FIGY
$31K 0.01%
278
– –
ACN icon
489
Accenture
ACN
$108B
$30K 0.01%
297
+105
+55% +$10.4K
AEO icon
490
American Eagle Outfitters
AEO
$3.04B
$30K 0.01%
2,000
– –
CAG icon
491
Conagra Brands
CAG
$7.12B
$30K 0.01%
959
+162
+20% +$5.44K
DHS icon
492
WisdomTree US High Dividend Fund
DHS
$1.57B
$30K 0.01%
510
+60
+13% +$3.48K
PDM
493
Piedmont Realty Trust
PDM
$1.15B
$30K 0.01%
1,572
– –
VGK icon
494
Vanguard FTSE Europe ETF
VGK
$31.1B
$30K 0.01%
596
– –
RAD
495
DELISTED
Rite Aid Corporation
RAD
$30K 0.01%
244
+47
+24% +$7.83K
COR icon
496
Cencora
COR
$62B
$29K 0.01%
316
+19
+6% +$1.99K
CORP icon
497
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.58B
$29K 0.01%
+290
New +$29.2K
SYK icon
498
Stryker
SYK
$131B
$29K 0.01%
300
-50
-14% -$4.95K
VAW icon
499
Vanguard Materials ETF
VAW
$3.09B
$29K 0.01%
310
– –
WM icon
500
Waste Management
WM
$90.6B
$29K 0.01%
559
+60
+12% +$2.99K
18 19
20
21 22

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TU
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NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
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CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
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Carroll Financial Associates's Q3 2015 Portfolio in Review

As of Q3 2015, Carroll Financial Associates held 1,252 positions worth $451M, up 0.91% from $447M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates deployed $19M of net new capital in Q3 2015, opening 121 new positions and adding to 384 existing holdings. Its largest new stake was PacWest Bancorp: 21,542 shares worth $926K.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Columbia Beyond BRICs ETF, an estimated $5.39M trimmed.

  • Carroll Financial Associates's largest Q3 2015 buy was PacWest Bancorp: 21,542 shares worth $926K.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q3 2015, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q3 2015 reduction was Columbia Beyond BRICs ETF, cutting an estimated $5.39M.
  • Carroll Financial Associates fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $475K.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $451M portfolio in Q3 2015.
  • Carroll Financial Associates opened 121 new positions and closed 84 in Q3 2015.
  • Carroll Financial Associates's portfolio value rose 0.91% quarter-over-quarter to $451M.

Based on Carroll Financial Associates's 13F filing for Q3 2015, filed 28 Oct 2015.