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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+0.3%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$228M
AUM Growth
+$70.8M
Cap. Flow
+$70.3M
Cap. Flow %
30.91%
Top 10 Hldgs %
44.75%
Holding
909
New
144
Increased
232
Reduced
67
Closed
44

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$11.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$9.56M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.44M
4
IOO icon
iShares Global 100 ETF
IOO
+$4.36M
5
XOM icon
ExxonMobil
XOM
+$3M

Top Sells

Rank Stock Value
1
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$1.52M
2
STT icon
State Street
STT
+$258K
3
NUE icon
Nucor
NUE
+$244K
4
UL icon
Unilever
UL
+$206K
5
FEZ icon
State Street SPDR EURO STOXX 50 ETF
FEZ
+$170K

Sector Composition

Rank Sector Weight
1 Financials 7.97%
2 Technology 7.61%
3 Energy 6.07%
4 Healthcare 5.37%
5 Industrials 5.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KBE icon
476
State Street SPDR S&P Bank ETF
KBE
$1.71B
$14K 0.01%
422
+247
+141% +$8.03K
MDU icon
477
MDU Resources
MDU
$4.3B
$14K 0.01%
1,775
– –
PSMT icon
478
Pricesmart
PSMT
$5.28B
$14K 0.01%
160
– –
SHW icon
479
Sherwin-Williams
SHW
$88B
$14K 0.01%
150
– –
XLP icon
480
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.7B
$14K 0.01%
291
– –
CHL
481
DELISTED
China Mobile Limited
CHL
$14K 0.01%
222
+26
+13% +$1.7K
FBG
482
DELISTED
UBS AG LONDON BRH FISHER ENHANCED BIG CAP GROWTH ETN
FBG
$14K 0.01%
238
– –
ALB icon
483
Albemarle
ALB
$15.5B
$13K 0.01%
240
– –
CAR icon
484
Avis
CAR
$5B
$13K 0.01%
223
– –
ECH icon
485
iShares MSCI Chile ETF
ECH
$1.06B
$13K 0.01%
335
– –
KRG icon
486
Kite Realty
KRG
$5.29B
$13K 0.01%
469
– –
LBTYK icon
487
Liberty Global Class C
LBTYK
$3.41B
$13K 0.01%
326
– –
STX icon
488
Seagate
STX
$185B
$13K 0.01%
250
– –
TRP icon
489
TC Energy
TRP
$65.4B
$13K 0.01%
311
– –
UAL icon
490
United Airlines
UAL
$40.9B
$13K 0.01%
200
– –
XNTK icon
491
State Street SPDR NYSE Technology ETF
XNTK
$2.24B
$13K 0.01%
258
– –
MRO
492
DELISTED
Marathon Oil Corporation
MRO
$13K 0.01%
483
– –
YHOO
493
DELISTED
Yahoo Inc
YHOO
$13K 0.01%
300
– –
HAR
494
DELISTED
Harman International Industries
HAR
$13K 0.01%
97
– –
ASH icon
495
Ashland
ASH
$3.46B
$12K 0.01%
198
– –
CII icon
496
BlackRock Enhanced Captial and Income Fund
CII
$1.02B
$12K 0.01%
806
– –
CMI icon
497
Cummins
CMI
$88.4B
$12K 0.01%
83
+40
+93% +$5.64K
GLD icon
498
SPDR Gold Trust
GLD
$142B
$12K 0.01%
108
-145
-57% -$17K
KLAC icon
499
KLA
KLAC
$254B
$12K 0.01%
2,000
– –
NWS icon
500
News Corp Class B
NWS
$17.5B
$12K 0.01%
775
– –
18 19
20
21 22

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TU
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NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
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Carroll Financial Associates's Q1 2015 Portfolio in Review

As of Q1 2015, Carroll Financial Associates held 909 positions worth $228M, up 45% from $157M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $70.3M of net new capital in Q1 2015, opening 144 new positions and adding to 232 existing holdings. Its largest new stake was Xtrackers MSCI EAFE Hedged Equity ETF: 51,710 shares worth $1.55M.

By sector, the portfolio is most concentrated in Financials at 8% of assets, down from 8.5% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Invesco FTSE RAFI Developed Markets ex-US ETF, an estimated $1.52M trimmed.

  • Carroll Financial Associates's largest Q1 2015 buy was Xtrackers MSCI EAFE Hedged Equity ETF: 51,710 shares worth $1.55M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2015, an estimated $11.8M increase.
  • Carroll Financial Associates's biggest Q1 2015 reduction was Invesco FTSE RAFI Developed Markets ex-US ETF, cutting an estimated $1.52M.
  • Carroll Financial Associates fully exited State Street in Q1 2015, selling an estimated $258K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $228M portfolio in Q1 2015.
  • Carroll Financial Associates opened 144 new positions and closed 44 in Q1 2015.
  • Carroll Financial Associates's portfolio value rose 45% quarter-over-quarter to $228M.

Based on Carroll Financial Associates's 13F filing for Q1 2015, filed 23 Apr 2015.