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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.54%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$157M
AUM Growth
-$168M
Cap. Flow
-$164M
Cap. Flow %
-104.61%
Top 10 Hldgs %
42.09%
Holding
1,019
New
91
Increased
74
Reduced
321
Closed
254

Top Buys

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.6M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$1.41M
3
IOO icon
iShares Global 100 ETF
IOO
+$439K
4
STLA icon
Stellantis
STLA
+$431K
5
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$345K

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.6M
2
XOM icon
ExxonMobil
XOM
+$10.1M
3
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$7.12M
4
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$6.99M
5
MSFT icon
Microsoft
MSFT
+$6.81M

Sector Composition

Rank Sector Weight
1 Technology 9.35%
2 Financials 8.48%
3 Energy 6.48%
4 Healthcare 6.38%
5 Consumer Staples 5.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADEP
476
DELISTED
Adept Technology Inc
ADEP
$11K 0.01%
1,300
– –
SPLS
477
DELISTED
Staples Inc
SPLS
$11K 0.01%
675
– –
BGC icon
478
BGC Group
BGC
$4.89B
$10K 0.01%
1,801
-1,530
-46% -$8.21K
CLB icon
479
Core Laboratories
CLB
$521M
$10K 0.01%
+100
New +$13.1K
ETR icon
480
Entergy
ETR
$50B
$10K 0.01%
228
– –
GIC icon
481
Global Industrial
GIC
$1.49B
$10K 0.01%
+800
New +$11K
IWR icon
482
iShares Russell Mid-Cap ETF
IWR
$57.5B
$10K 0.01%
240
-336
-58% -$13.6K
NEM icon
483
Newmont
NEM
$119B
$10K 0.01%
400
-1,800
-82% -$36.2K
RFG icon
484
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$358M
$10K 0.01%
400
– –
STWD icon
485
Starwood Property Trust
STWD
$6.09B
$10K 0.01%
402
– –
TM icon
486
Toyota
TM
$225B
$10K 0.01%
77
+16
+26% +$1.92K
TTE icon
487
TotalEnergies
TTE
$190B
$10K 0.01%
117,193,017
-310,403,127
-73% -$31K
WCC
488
WESCO International
WCC
$17.7B
$10K 0.01%
+150
New +$11.8K
SGI
489
Somnigroup International
SGI
$13.7B
$10K 0.01%
720
– –
STRZA
490
DELISTED
Starz - Series A
STRZA
$10K 0.01%
340
-52
-13% -$1.6K
FTR
491
DELISTED
Frontier Communications Corp.
FTR
$10K 0.01%
88
-229
-72% -$22.5K
AAXJ icon
492
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.77B
$9K 0.01%
135
– –
CCL icon
493
Carnival Corporation Ltd
CCL
$39.7B
$9K 0.01%
200
-100
-33% -$4.09K
CEF icon
494
Sprott Physical Gold and Silver Trust
CEF
$8.06B
$9K 0.01%
710
– –
CME icon
495
CME Group
CME
$94.8B
$9K 0.01%
97
-25
-20% -$2.12K
DHR icon
496
Danaher
DHR
$144B
$9K 0.01%
164
-357
-69% -$19.4K
DJP icon
497
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$794M
$9K 0.01%
314
– –
ES icon
498
Eversource Energy
ES
$27.2B
$9K 0.01%
161
– –
ESS icon
499
Essex Property Trust
ESS
$18.5B
$9K 0.01%
38
– –
FLS icon
500
Flowserve
FLS
$10.2B
$9K 0.01%
150
– –
18 19
20
21 22

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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q4 2014 Portfolio in Review

As of Q4 2014, Carroll Financial Associates held 1,019 positions worth $157M, down 52% from $324M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates withdrew a net $164M in Q4 2014, closing 254 positions and reducing 321 holdings. Its most notable exit was Park Sterling Corp., an estimated $5.22M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, down from 10% a quarter earlier, followed by Financials and Energy.

Against the trend, Carroll Financial Associates opened a new position in Stellantis worth $535K.

  • Carroll Financial Associates's largest Q4 2014 buy was Stellantis: 58,143 shares worth $535K.
  • Carroll Financial Associates added most to Vanguard Short-Term Corporate Bond ETF in Q4 2014, an estimated $1.6M increase.
  • Carroll Financial Associates's biggest Q4 2014 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $17.6M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2014, selling an estimated $5.22M.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $157M portfolio in Q4 2014.
  • Carroll Financial Associates opened 91 new positions and closed 254 in Q4 2014.
  • Carroll Financial Associates's portfolio value fell 52% quarter-over-quarter to $157M.

Based on Carroll Financial Associates's 13F filing for Q4 2014, filed 9 Feb 2015.