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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+4.72%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$357M
AUM Growth
+$52.6M
Cap. Flow
+$37.9M
Cap. Flow %
10.59%
Top 10 Hldgs %
39.42%
Holding
1,010
New
87
Increased
263
Reduced
66
Closed
35

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.91M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.93M
3
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
+$1.58M
4
HRL icon
Hormel Foods
HRL
+$1.55M
5
DD icon
DuPont de Nemours
DD
+$1.55M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$732K
2
WMB icon
Williams Companies
WMB
+$490K
3
PEBK icon
Peoples Bancorp of North Carolina
PEBK
+$388K
4
JNJ icon
Johnson & Johnson
JNJ
+$354K
5
RIO icon
Rio Tinto
RIO
+$148K

Sector Composition

Rank Sector Weight
1 Financials 12.14%
2 Technology 9.32%
3 Energy 9.11%
4 Healthcare 5.76%
5 Industrials 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EES icon
476
WisdomTree US SmallCap Earnings Fund
EES
$731M
$20K 0.01%
708
– –
EG icon
477
Everest Group
EG
$14.4B
$20K 0.01%
126
+68
+117% +$10.8K
EXPE icon
478
Expedia Group
EXPE
$37.3B
$20K 0.01%
257
– –
IWS icon
479
iShares Russell Mid-Cap Value ETF
IWS
$16B
$20K 0.01%
+280
New +$19.5K
KRE icon
480
State Street SPDR S&P Regional Banking ETF
KRE
$4.64B
$20K 0.01%
+500
New +$19.7K
KXI icon
481
iShares Global Consumer Staples ETF
KXI
$1.07B
$20K 0.01%
440
– –
MS icon
482
Morgan Stanley
MS
$340B
$20K 0.01%
609
+2
+0.3% +$62
RPG icon
483
Invesco S&P 500 Pure Growth ETF
RPG
$2.09B
$20K 0.01%
1,305
– –
SPE
484
Special Opportunities Fund
SPE
$144M
$20K 0.01%
1,256
– –
TGNA
485
DELISTED
TEGNA Inc
TGNA
$20K 0.01%
1,243
+440
+55% +$6.45K
VIS icon
486
Vanguard Industrials ETF
VIS
$8.39B
$20K 0.01%
195
– –
PF
487
DELISTED
Pinnacle Foods, Inc.
PF
$20K 0.01%
600
– –
WFM
488
DELISTED
Whole Foods Market Inc
WFM
$20K 0.01%
514
– –
TE
489
DELISTED
TECO ENERGY INC
TE
$20K 0.01%
+1,065
New +$18.7K
NQU
490
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$20K 0.01%
1,466
– –
ETP
491
DELISTED
Energy Transfer Partners L.p.
ETP
$20K 0.01%
340
– –
ITB icon
492
iShares US Home Construction ETF
ITB
$2.35B
$19K 0.01%
775
– –
IXJ icon
493
iShares Global Healthcare ETF
IXJ
$4.18B
$19K 0.01%
406
– –
KR icon
494
Kroger
KR
$34.8B
$19K 0.01%
770
+230
+43% +$5.36K
MSI icon
495
Motorola Solutions
MSI
$77.4B
$19K 0.01%
282
– –
NAT icon
496
Nordic American Tanker
NAT
$1.37B
$19K 0.01%
2,066
– –
RSG icon
497
Republic Services
RSG
$65.7B
$19K 0.01%
500
– –
TPR icon
498
Tapestry
TPR
$32.8B
$19K 0.01%
560
– –
BRW
499
Saba Capital Income & Opportunities Fund
BRW
$339M
$18K 0.01%
1,580
– –
IXN icon
500
iShares Global Tech ETF
IXN
$8.83B
$18K 0.01%
1,200
+300
+33% +$4.29K
18 19
20
21 22

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q2 2014 Portfolio in Review

As of Q2 2014, Carroll Financial Associates held 1,010 positions worth $357M, up 17% from $305M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Carroll Financial Associates deployed $37.9M of net new capital in Q2 2014, opening 87 new positions and adding to 263 existing holdings. Its largest new stake was UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN: 63,400 shares worth $1.58M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $732K trimmed.

  • Carroll Financial Associates's largest Q2 2014 buy was UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN: 63,400 shares worth $1.58M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q2 2014, an estimated $4.91M increase.
  • Carroll Financial Associates's biggest Q2 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $732K.
  • Carroll Financial Associates fully exited Peoples Bancorp of North Carolina in Q2 2014, selling an estimated $388K.
  • Carroll Financial Associates's ten largest holdings make up 39% of its $357M portfolio in Q2 2014.
  • Carroll Financial Associates opened 87 new positions and closed 35 in Q2 2014.
  • Carroll Financial Associates's portfolio value rose 17% quarter-over-quarter to $357M.

Based on Carroll Financial Associates's 13F filing for Q2 2014, filed 8 Aug 2014.