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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.16%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$265M
AUM Growth
+$61.2M
Cap. Flow
-$1.15M
Cap. Flow %
-0.43%
Top 10 Hldgs %
39.72%
Holding
975
New
167
Increased
121
Reduced
109
Closed
40

Top Buys

Rank Stock Value
1
CSG
CHAMBERS STR PPTYS COM
CSG
+$1.5M
2
HTS
HATTERAS FINANCIAL CORP
HTS
+$1.46M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.44M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$1.06M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$1.05M

Top Sells

Rank Stock Value
1
OAK
OAKTREE CAPITAL GROUP, LLC
OAK
+$4.74M
2
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$3.12M
3
XOM icon
ExxonMobil
XOM
+$1.8M
4
HNR
Harvest Natural Resources
HNR
+$1.62M
5
HRL icon
Hormel Foods
HRL
+$1.26M

Sector Composition

Rank Sector Weight
1 Financials 13.74%
2 Technology 10.07%
3 Energy 9.61%
4 Healthcare 7.12%
5 Industrials 4.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PF
476
DELISTED
Pinnacle Foods, Inc.
PF
$13K ﹤0.01%
500
– –
FRX
477
DELISTED
FOREST LABORATORIES INC
FRX
$13K ﹤0.01%
310
– –
DFS
478
DELISTED
Discover Financial Services
DFS
$12K ﹤0.01%
250
+200
+400% +$10K
EXPE icon
479
Expedia Group
EXPE
$37.3B
$12K ﹤0.01%
250
– –
IYM icon
480
iShares US Basic Materials ETF
IYM
$1.02B
$12K ﹤0.01%
165
– –
KLAC icon
481
KLA
KLAC
$259B
$12K ﹤0.01%
2,000
– –
LBTYA icon
482
Liberty Global Class A
LBTYA
$3.6B
$12K ﹤0.01%
393
-102
-21% -$3.3K
MPC icon
483
Marathon Petroleum
MPC
$83.7B
$12K ﹤0.01%
396
– –
NOV icon
484
NOV
NOV
$7B
$12K ﹤0.01%
183
+44
+32% +$2.94K
NWS icon
485
News Corp Class B
NWS
$17.5B
$12K ﹤0.01%
+775
New +$12.5K
UL icon
486
Unilever
UL
$136B
$12K ﹤0.01%
+288
New +$13.1K
ULTA icon
487
Ulta Beauty
ULTA
$24.3B
$12K ﹤0.01%
108
– –
VHT icon
488
Vanguard Health Care ETF
VHT
$18.7B
$12K ﹤0.01%
136
– –
RAI
489
DELISTED
Reynolds American Inc
RAI
$12K ﹤0.01%
520
– –
GSF.CL
490
DELISTED
GOLDMAN SACHS GROUP INC 6.125% NTS DUE 2060
GSF.CL
$12K ﹤0.01%
+500
New +$12.3K
EXL
491
DELISTED
EXCEL TRUST , INC COM STK
EXL
$12K ﹤0.01%
+1,000
New +$12.6K
BGC icon
492
BGC Group
BGC
$4.89B
$11K ﹤0.01%
3,110
– –
CCEP icon
493
Coca-Cola Europacific Partners
CCEP
$47.9B
$11K ﹤0.01%
+274
New +$10.4K
FXA icon
494
Invesco CurrencyShares Australian Dollar Trust
FXA
$98M
$11K ﹤0.01%
+125
New +$11.5K
HALO icon
495
Halozyme
HALO
$12.2B
$11K ﹤0.01%
1,000
– –
IXN icon
496
iShares Global Tech ETF
IXN
$9.26B
$11K ﹤0.01%
900
– –
MS icon
497
Morgan Stanley
MS
$340B
$11K ﹤0.01%
413
– –
MTW icon
498
Manitowoc
MTW
$675M
$11K ﹤0.01%
667
-585
-47% -$10.6K
VT icon
499
Vanguard Total World Stock ETF
VT
$81.3B
$11K ﹤0.01%
+210
New +$11.4K
WEC icon
500
WEC Energy
WEC
$35.1B
$11K ﹤0.01%
+285
New +$11.9K
18 19
20
21 22

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NFG
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6M
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RFA
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CCT
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C
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CC
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RM
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Carroll Financial Associates's Q3 2013 Portfolio in Review

As of Q3 2013, Carroll Financial Associates held 975 positions worth $265M, up 30% from $204M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Carroll Financial Associates's Q3 2013 filing shows 167 new, 121 increased, 109 reduced and 40 closed positions. Its largest new stake was Rio Tinto: 19,299 shares worth $941K. The largest sale was OAKTREE CAPITAL GROUP, LLC, an estimated $4.74M.

By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 17% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q3 2013 buy was Rio Tinto: 19,299 shares worth $941K.
  • Carroll Financial Associates added most to CHAMBERS STR PPTYS COM in Q3 2013, an estimated $1.5M increase.
  • Carroll Financial Associates's biggest Q3 2013 reduction was OAKTREE CAPITAL GROUP, LLC, cutting an estimated $4.74M.
  • Carroll Financial Associates fully exited Hormel Foods in Q3 2013, selling an estimated $1.26M.
  • Carroll Financial Associates's ten largest holdings make up 40% of its $265M portfolio in Q3 2013.
  • Carroll Financial Associates opened 167 new positions and closed 40 in Q3 2013.
  • Carroll Financial Associates's portfolio value rose 30% quarter-over-quarter to $265M.

Based on Carroll Financial Associates's 13F filing for Q3 2013, filed 14 Nov 2013.