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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
+6.26%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.63B
AUM Growth
+$123M
(+8.2%)
Cap. Flow
+$37.1M
Cap. Flow
% of AUM
2.28%
Top 10 Holdings %
Top 10 Hldgs %
44.91%
Holding
1,828
New
214
Increased
473
Reduced
322
Closed
87
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Goldman Sachs Access Ultra Short Bond ETF
GSST
|
+$13.2M |
| 2 |
nCino
NCNO
|
+$8.92M |
| 3 |
JPMorgan Ultra-Short Income ETF
JPST
|
+$6.9M |
| 4 |
LHA Market State Tactical Beta ETF
MSTB
|
+$4.11M |
| 5 |
PGIM Ultra Short Bond ETF
PULS
|
+$2.88M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
ARK Genomic Revolution ETF
ARKG
|
+$8.31M |
| 2 |
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
|
+$7.6M |
| 3 |
ARK Innovation ETF
ARKK
|
+$5.41M |
| 4 |
Innovator US Equity Power Buffer ETF September
PSEP
|
+$3.46M |
| 5 |
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
|
+$3.35M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.93% |
| 2 | Financials | 5.5% |
| 3 | Healthcare | 2.53% |
| 4 | Consumer Discretionary | 2.28% |
| 5 | Consumer Staples | 1.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
Johnson & Johnson
JNJ
$625B
| $9.67M | 0.59% |
58,823
+948
| +2% | +$153K |
|
27
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$16B
| $9.26M | 0.57% |
117,008
+5,935
| +5% | +$461K |
|
28
Invesco S&P 500 Equal Weight ETF
RSP
$99.1B
| $9.2M | 0.57% |
64,963
+449
| +0.7% | +$60.6K |
|
29
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.13B
| $9.19M | 0.57% |
179,219
+33,232
| +23% | +$1.71M |
|
30
JPMorgan Chase
JPM
$950B
| $8.81M | 0.54% |
57,876
+640
| +1% | +$92.1K |
|
|
LSST
31
DELISTED
Natixis Loomis Sayles Short Duration Income ETF
LSST
| $8.67M | 0.53% |
343,758
+96,634
| +39% | +$2.47M |
|
32
Lowe's Companies
LOW
$125B
| $8.64M | 0.53% |
45,429
-864
| -2% | -$148K |
|
33
ExxonMobil
XOM
$634B
| $8.49M | 0.52% |
152,150
-1,649
| -1% | -$86.5K |
|
34
iShares Global 100 ETF
IOO
$9.5B
| $8.4M | 0.52% |
127,199
-3,508
| -3% | -$228K |
|
|
35
nCino
NCNO
$2.1B
| $8.34M | 0.51% |
+125,000
| New | +$8.92M |
|
|
36
JPMorgan Ultra-Short Income ETF
JPST
$40.6B
| $7.28M | 0.45% |
143,527
+135,855
| +1,771% | +$6.9M |
|
37
iShares Core Dividend Growth ETF
DGRO
$43.6B
| $7.09M | 0.44% |
146,966
+16
| +0% | +$740 |
|
38
Amazon
AMZN
$2.96T
| $7.07M | 0.44% |
45,720
+3,200
| +8% | +$507K |
|
39
Bank of America
BAC
$442B
| $6.83M | 0.42% |
176,493
+6,686
| +4% | +$231K |
|
40
Vanguard Morningstar Growth ETF
VUG
$230B
| $6.8M | 0.42% |
158,772
-7,692
| -5% | -$329K |
|
41
American Express
AXP
$230B
| $6.63M | 0.41% |
46,878
+97
| +0.2% | +$12.8K |
|
42
Vanguard International Dividend Appreciation ETF
VIGI
$9.31B
| $6.37M | 0.39% |
76,904
+2,262
| +3% | +$188K |
|
43
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
| $6.32M | 0.39% |
144,443
+20,002
| +16% | +$894K |
|
44
Goldman Sachs Equal Weight US Large Cap Equity ETF
GSEW
$2.04B
| $6.15M | 0.38% |
98,737
| – | – |
|
45
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.9B
| $6.11M | 0.38% |
133,511
-12,555
| -9% | -$551K |
|
46
Schwab US Dividend Equity ETF
SCHD
$106B
| $6.11M | 0.38% |
251,295
+58,353
| +30% | +$1.33M |
|
47
Invesco QQQ Trust
QQQ
$481B
| $6.02M | 0.37% |
18,862
+135
| +0.7% | +$43.2K |
|
48
Schwab US Large- Cap ETF
SCHX
$74.6B
| $5.91M | 0.36% |
369,432
+4,884
| +1% | +$76.5K |
|
49
Innovator Emerging Markets Power Buffer ETF January
EJAN
$147M
| $5.86M | 0.36% |
193,252
+11,062
| +6% | +$335K |
|
50
Procter & Gamble
PG
$339B
| $5.69M | 0.35% |
41,997
-1,288
| -3% | -$168K |
|
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Carroll Financial Associates's Q1 2021 Portfolio in Review
As of Q1 2021, Carroll Financial Associates held 1,828 positions worth $1.63B, up 8.2% from $1.5B the previous quarter. Its ten largest holdings account for 45% of the portfolio.
Carroll Financial Associates's Q1 2021 filing shows 214 new, 473 increased, 322 reduced and 87 closed positions. Its largest new stake was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M. The largest sale was ARK Genomic Revolution ETF, an estimated $8.31M.
By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.
- Carroll Financial Associates's largest Q1 2021 buy was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M.
- Carroll Financial Associates added most to JPMorgan Ultra-Short Income ETF in Q1 2021, an estimated $6.9M increase.
- Carroll Financial Associates's biggest Q1 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $8.31M.
- Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF January in Q1 2021, selling an estimated $363K.
- Carroll Financial Associates's ten largest holdings make up 45% of its $1.63B portfolio in Q1 2021.
- Carroll Financial Associates opened 214 new positions and closed 87 in Q1 2021.
- Carroll Financial Associates's portfolio value rose 8.2% quarter-over-quarter to $1.63B.
Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.