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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+19.87%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.2B
AUM Growth
+$180M
Cap. Flow
-$4.09M
Cap. Flow %
-0.34%
Top 10 Hldgs %
48.08%
Holding
1,797
New
140
Increased
384
Reduced
372
Closed
94

Top Buys

Rank Stock Value
1
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.85M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$5.83M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$5.06M
4
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.83M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.09M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$7.55M
2
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.53M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$5.27M
4
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$4.6M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$4.24M

Sector Composition

Rank Sector Weight
1 Technology 7.73%
2 Financials 5.31%
3 Healthcare 3.06%
4 Consumer Discretionary 2.27%
5 Consumer Staples 2.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IOO icon
26
iShares Global 100 ETF
IOO
$9.25B
$6.87M 0.57%
130,122
-9,398
-7% -$469K
LOW icon
27
Lowe's Companies
LOW
$125B
$6.39M 0.53%
47,321
-1,009
-2% -$115K
AGGY icon
28
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$926M
$6.09M 0.51%
113,149
+671
+0.6% +$35.7K
NJAN icon
29
Innovator Growth-100 Power Buffer ETF January
NJAN
$357M
$6.04M 0.5%
+165,788
New +$5.85M
JPM icon
30
JPMorgan Chase
JPM
$950B
$5.93M 0.49%
63,043
+125
+0.2% +$11.9K
AMZN icon
31
Amazon
AMZN
$2.96T
$5.91M 0.49%
42,860
+9,460
+28% +$1.14M
GSLC icon
32
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.5B
$5.91M 0.49%
94,380
+22,642
+32% +$1.34M
DGRO icon
33
iShares Core Dividend Growth ETF
DGRO
$43.5B
$5.81M 0.49%
154,623
+2,843
+2% +$103K
IJR icon
34
iShares Core S&P Small-Cap ETF
IJR
$112B
$5.5M 0.46%
80,535
-12,093
-13% -$763K
PJUL icon
35
Innovator US Equity Power Buffer ETF July
PJUL
$1.27B
$5.23M 0.44%
+195,387
New +$5.06M
PG icon
36
Procter & Gamble
PG
$339B
$5.17M 0.43%
43,238
+2,563
+6% +$299K
PFE icon
37
Pfizer
PFE
$153B
$5.07M 0.42%
163,336
-1,982
-1% -$67.3K
AGZD icon
38
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
$135M
$4.94M 0.41%
210,076
+11,044
+6% +$258K
GSEW icon
39
Goldman Sachs Equal Weight US Large Cap Equity ETF
GSEW
$1.97B
$4.91M 0.41%
105,648
-4,949
-4% -$217K
VIGI icon
40
Vanguard International Dividend Appreciation ETF
VIGI
$9.3B
$4.84M 0.4%
72,140
+1,461
+2% +$92.5K
AXP icon
41
American Express
AXP
$230B
$4.47M 0.37%
46,973
-714
-1% -$65.7K
ISTB icon
42
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.13B
$4.4M 0.37%
85,544
+5,633
+7% +$288K
QQQ icon
43
Invesco QQQ Trust
QQQ
$484B
$4.34M 0.36%
17,544
+4,819
+38% +$1.08M
PULS icon
44
PGIM Ultra Short Bond ETF
PULS
$18.3B
$4.21M 0.35%
84,485
+9,731
+13% +$481K
SCHX icon
45
Schwab US Large- Cap ETF
SCHX
$74.5B
$4.2M 0.35%
339,762
+67,338
+25% +$785K
BAC icon
46
Bank of America
BAC
$442B
$4.06M 0.34%
170,796
+18,882
+12% +$446K
VUG icon
47
Vanguard Morningstar Growth ETF
VUG
$231B
$3.97M 0.33%
117,768
-630
-0.5% -$19.4K
IVW icon
48
iShares S&P 500 Growth ETF
IVW
$77.6B
$3.9M 0.33%
75,244
-384
-0.5% -$18.4K
SPEM icon
49
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
$3.67M 0.31%
109,663
+5,634
+5% +$176K
ENB icon
50
Enbridge
ENB
$112B
$3.55M 0.3%
116,600
-3,848
-3% -$118K
1
2
3 4 5

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Carroll Financial Associates's Q2 2020 Portfolio in Review

As of Q2 2020, Carroll Financial Associates held 1,797 positions worth $1.2B, up 18% from $1.02B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q2 2020 filing shows 140 new, 384 increased, 372 reduced and 94 closed positions. Its largest new stake was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M. The largest sale was Invesco FTSE RAFI US 1000 ETF, an estimated $7.55M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q2 2020 buy was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q2 2020, an estimated $5.83M increase.
  • Carroll Financial Associates's biggest Q2 2020 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $7.55M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF April in Q2 2020, selling an estimated $6.53M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.2B portfolio in Q2 2020.
  • Carroll Financial Associates opened 140 new positions and closed 94 in Q2 2020.
  • Carroll Financial Associates's portfolio value rose 18% quarter-over-quarter to $1.2B.

Based on Carroll Financial Associates's 13F filing for Q2 2020, filed 9 Jul 2020.