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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$34.9M
Cap. Flow %
3.42%
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.1M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$10.9M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.05M
4
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$7.06M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.87M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$35.1M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$10.6M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.22M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.88M
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IOO icon
26
iShares Global 100 ETF
IOO
$9.5B
$6.23M 0.61%
139,520
-1,057
-0.8% -$54.2K
XOM icon
27
ExxonMobil
XOM
$634B
$6.07M 0.6%
159,953
-9,639
-6% -$532K
PRFZ icon
28
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.88B
$5.97M 0.59%
333,845
+291,895
+696% +$7.06M
AGGY icon
29
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$926M
$5.81M 0.57%
112,478
+17,493
+18% +$916K
JPM icon
30
JPMorgan Chase
JPM
$950B
$5.66M 0.56%
62,918
-6,180
-9% -$751K
IJR icon
31
iShares Core S&P Small-Cap ETF
IJR
$112B
$5.2M 0.51%
92,628
+4,200
+5% +$313K
SPMD icon
32
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.9B
$5.14M 0.5%
202,859
+197,510
+3,692% +$6.46M
PFE icon
33
Pfizer
PFE
$153B
$5.12M 0.5%
165,318
-13,683
-8% -$466K
DGRO icon
34
iShares Core Dividend Growth ETF
DGRO
$43.6B
$4.95M 0.49%
151,780
+73,012
+93% +$2.86M
AGZD icon
35
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
$135M
$4.58M 0.45%
199,032
+2,908
+1% +$68.9K
PG icon
36
Procter & Gamble
PG
$339B
$4.47M 0.44%
40,675
-398
-1% -$47.8K
IEF icon
37
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$4.4M 0.43%
36,246
+21,024
+138% +$2.42M
GSEW icon
38
Goldman Sachs Equal Weight US Large Cap Equity ETF
GSEW
$2.04B
$4.22M 0.41%
110,597
+109,897
+15,700% +$5.19M
SCIU
39
DELISTED
Global X Scientific Beta US ETF
SCIU
$4.18M 0.41%
155,831
+111,762
+254% +$3.68M
LOW icon
40
Lowe's Companies
LOW
$125B
$4.16M 0.41%
48,330
+2,523
+6% +$276K
VIGI icon
41
Vanguard International Dividend Appreciation ETF
VIGI
$9.31B
$4.12M 0.4%
70,679
+19,051
+37% +$1.29M
AXP icon
42
American Express
AXP
$230B
$4.08M 0.4%
47,687
+40
+0.1% +$4.65K
ISTB icon
43
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.13B
$4.04M 0.4%
79,911
+18,719
+31% +$945K
MNA icon
44
IQ ARB Merger Arbitrage ETF
MNA
$253M
$4M 0.39%
132,707
-10,257
-7% -$332K
IJUL icon
45
Innovator International Developed Power Buffer ETF July
IJUL
$258M
$3.75M 0.37%
+179,260
New +$4.05M
GSLC icon
46
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$16B
$3.74M 0.37%
71,738
+18,078
+34% +$1.11M
PULS icon
47
PGIM Ultra Short Bond ETF
PULS
$18.4B
$3.64M 0.36%
74,754
-67,009
-47% -$3.33M
ITOT icon
48
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
$3.62M 0.36%
63,206
+14,356
+29% +$985K
ENB icon
49
Enbridge
ENB
$112B
$3.5M 0.34%
120,448
+1,257
+1% +$46.6K
FLOT icon
50
iShares Floating Rate Bond ETF
FLOT
$10.5B
$3.28M 0.32%
67,349
-682
-1% -$34.1K
1
2
3 4 5

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NFG
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6M
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RFA
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CCT
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Carroll Financial Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.

  • Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
  • Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
  • Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
  • Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
  • Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.

Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.