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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
+6.77%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.26B
AUM Growth
+$114M
(+9.9%)
Cap. Flow
+$39.5M
Cap. Flow
% of AUM
3.14%
Top 10 Holdings %
Top 10 Hldgs %
49.48%
Holding
1,801
New
113
Increased
378
Reduced
335
Closed
105
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Global X Adaptive US Factor ETF
AUSF
|
+$21.1M |
| 2 |
Vanguard Short-Term Corporate Bond ETF
VCSH
|
+$17.9M |
| 3 |
WisdomTree US MidCap Fund
EZM
|
+$5.8M |
| 4 |
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
|
+$5.05M |
| 5 |
PGIM Ultra Short Bond ETF
PULS
|
+$3.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 3-7 Year Treasury Bond ETF
IEI
|
+$11.3M |
| 2 |
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
|
+$6.74M |
| 3 |
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
|
+$3.09M |
| 4 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$2.9M |
| 5 |
Invesco S&P SmallCap 600 Revenue ETF
RWJ
|
+$2.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 6.77% |
| 2 | Technology | 6.26% |
| 3 | Healthcare | 2.89% |
| 4 | Consumer Staples | 2.13% |
| 5 | Energy | 2.03% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
26
WisdomTree US MidCap Fund
EZM
$954M
| $8.36M | 0.66% |
198,505
+142,579
| +255% | +$5.8M |
|
27
iShares Global 100 ETF
IOO
$9.22B
| $7.58M | 0.6% |
140,577
+2,382
| +2% | +$123K |
|
28
Schwab Fundamental US Large Company Index ETF
FNDX
$27.1B
| $7.43M | 0.59% |
522,465
-7,011
| -1% | -$95.7K |
|
29
iShares Core S&P Small-Cap ETF
IJR
$112B
| $7.41M | 0.59% |
88,428
+3,182
| +4% | +$256K |
|
|
30
PGIM Ultra Short Bond ETF
PULS
$18.3B
| $7.09M | 0.56% |
141,763
+67,809
| +92% | +$3.4M |
|
31
Pfizer
PFE
$151B
| $6.65M | 0.53% |
179,001
-27,558
| -13% | -$982K |
|
32
American Express
AXP
$230B
| $5.93M | 0.47% |
47,647
+167
| +0.4% | +$20K |
|
33
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.77B
| $5.51M | 0.44% |
115,201
+54,255
| +89% | +$2.49M |
|
34
Lowe's Companies
LOW
$124B
| $5.49M | 0.44% |
45,807
-1,637
| -3% | -$187K |
|
35
Bank of America
BAC
$437B
| $5.35M | 0.43% |
152,020
-2,847
| -2% | -$92K |
|
36
Procter & Gamble
PG
$337B
| $5.13M | 0.41% |
41,073
+919
| +2% | +$112K |
|
37
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$926M
| $4.96M | 0.39% |
94,985
+11,563
| +14% | +$604K |
|
38
IQ ARB Merger Arbitrage ETF
MNA
$253M
| $4.75M | 0.38% |
142,964
+16,387
| +13% | +$535K |
|
39
Enbridge
ENB
$112B
| $4.74M | 0.38% |
119,191
+2,695
| +2% | +$101K |
|
40
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
$135M
| $4.71M | 0.37% |
196,124
+13,166
| +7% | +$316K |
|
41
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
| $4.52M | 0.36% |
53,387
+14,258
| +36% | +$1.21M |
|
42
Walt Disney
DIS
$180B
| $4.4M | 0.35% |
30,420
-613
| -2% | -$85.6K |
|
43
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$428M
| $4.32M | 0.34% |
179,950
+49,968
| +38% | +$1.16M |
|
44
AT&T
T
$162B
| $3.96M | 0.31% |
134,023
-2,041
| -2% | -$58.9K |
|
45
Coca-Cola
KO
$373B
| $3.79M | 0.3% |
68,570
+4,715
| +7% | +$253K |
|
46
Vanguard International Dividend Appreciation ETF
VIGI
$9.29B
| $3.72M | 0.3% |
51,628
+6,910
| +15% | +$479K |
|
47
iShares Russell 1000 Growth ETF
IWF
$128B
| $3.58M | 0.28% |
81,424
+1,596
| +2% | +$66.6K |
|
48
iShares Core S&P Total US Stock Market ETF
ITOT
$97.6B
| $3.55M | 0.28% |
48,850
+12,550
| +35% | +$873K |
|
49
Cisco
CSCO
$478B
| $3.49M | 0.28% |
72,719
-2,809
| -4% | -$131K |
|
50
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.5B
| $3.47M | 0.28% |
53,660
-21,216
| -28% | -$1.32M |
|
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Carroll Financial Associates's Q4 2019 Portfolio in Review
As of Q4 2019, Carroll Financial Associates held 1,801 positions worth $1.26B, up 9.9% from $1.14B the previous quarter. Its ten largest holdings account for 49% of the portfolio.
Carroll Financial Associates deployed $39.5M of net new capital in Q4 2019, opening 113 new positions and adding to 378 existing holdings. Its largest new stake was State Street SPDR S&P 400 Mid Cap Value ETF: 46,097 shares worth $2.52M.
By sector, the portfolio is most concentrated in Financials at 6.8% of assets, down from 6.9% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was iShares 3-7 Year Treasury Bond ETF, an estimated $11.3M trimmed.
- Carroll Financial Associates's largest Q4 2019 buy was State Street SPDR S&P 400 Mid Cap Value ETF: 46,097 shares worth $2.52M.
- Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q4 2019, an estimated $21.1M increase.
- Carroll Financial Associates's biggest Q4 2019 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $11.3M.
- Carroll Financial Associates fully exited State Street DoubleLine Total Return Tactical ETF in Q4 2019, selling an estimated $1.17M.
- Carroll Financial Associates's ten largest holdings make up 49% of its $1.26B portfolio in Q4 2019.
- Carroll Financial Associates opened 113 new positions and closed 105 in Q4 2019.
- Carroll Financial Associates's portfolio value rose 9.9% quarter-over-quarter to $1.26B.
Based on Carroll Financial Associates's 13F filing for Q4 2019, filed 8 Jan 2020.