We are live on
!
Find out more
CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
+3.24%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$1.15B
AUM Growth
+$81.1M
(+7.6%)
Cap. Flow
+$48.1M
Cap. Flow
% of AUM
4.19%
Top 10 Holdings %
Top 10 Hldgs %
48.81%
Holding
1,814
New
287
Increased
511
Reduced
261
Closed
62
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 3-7 Year Treasury Bond ETF
IEI
|
+$20.5M |
| 2 |
Global X Adaptive US Factor ETF
AUSF
|
+$16.4M |
| 3 |
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
|
+$11M |
| 4 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$7.76M |
| 5 |
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
|
+$7.05M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
|
+$22.5M |
| 2 |
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
|
+$22.2M |
| 3 |
Invesco FTSE RAFI US 1000 ETF
PRF
|
+$13.2M |
| 4 |
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
|
+$4.72M |
| 5 |
JPMorgan Diversified Return International Equity ETF
JPIN
|
+$4.59M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 6.75% |
| 2 | Technology | 5.61% |
| 3 | Healthcare | 3.09% |
| 4 | Energy | 2.58% |
| 5 | Consumer Staples | 2.25% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
Schwab Fundamental US Large Company Index ETF
FNDX
$27.3B
| $8.15M | 0.71% |
624,894
-30,402
| -5% | -$390K |
|
|
27
JPMorgan Diversified Return International Equity ETF
JPIN
$372M
| $7.53M | 0.66% |
138,252
-83,793
| -38% | -$4.59M |
|
28
JPMorgan Chase
JPM
$950B
| $6.89M | 0.6% |
61,646
+919
| +2% | +$101K |
|
29
iShares Core S&P Small-Cap ETF
IJR
$113B
| $6.76M | 0.59% |
86,392
+57,548
| +200% | +$4.47M |
|
30
iShares Global 100 ETF
IOO
$9.19B
| $6.74M | 0.59% |
138,044
+1,986
| +1% | +$96K |
|
31
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.97B
| $6.69M | 0.58% |
309,794
-4,648
| -1% | -$98.9K |
|
32
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.55B
| $5.9M | 0.51% |
100,265
-33,668
| -25% | -$1.97M |
|
33
American Express
AXP
$234B
| $5.86M | 0.51% |
47,500
+916
| +2% | +$108K |
|
34
Lowe's Companies
LOW
$122B
| $4.85M | 0.42% |
48,036
+1,110
| +2% | +$117K |
|
35
Procter & Gamble
PG
$345B
| $4.5M | 0.39% |
41,088
+644
| +2% | +$68.6K |
|
36
Bank of America
BAC
$440B
| $4.48M | 0.39% |
154,482
+10,081
| +7% | +$291K |
|
37
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.5B
| $4.46M | 0.39% |
75,821
+3,679
| +5% | +$213K |
|
38
Enbridge
ENB
$117B
| $4.33M | 0.38% |
119,994
+9,747
| +9% | +$355K |
|
39
Walt Disney
DIS
$170B
| $4.3M | 0.38% |
30,833
+4,708
| +18% | +$624K |
|
40
IQ ARB Merger Arbitrage ETF
MNA
$253M
| $4.11M | 0.36% |
130,401
+866
| +0.7% | +$27.5K |
|
41
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.87B
| $3.89M | 0.34% |
152,515
-39,640
| -21% | -$1.01M |
|
42
Cisco
CSCO
$480B
| $3.7M | 0.32% |
67,643
+5,720
| +9% | +$316K |
|
43
Coca-Cola
KO
$372B
| $3.53M | 0.31% |
69,276
+12,717
| +22% | +$623K |
|
44
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
$136M
| $3.5M | 0.3% |
146,890
+27,248
| +23% | +$650K |
|
45
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
| $3.49M | 0.3% |
41,157
-1,099
| -3% | -$92.5K |
|
46
PepsiCo
PEP
$190B
| $3.35M | 0.29% |
25,541
+1,254
| +5% | +$161K |
|
47
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$926M
| $3.29M | 0.29% |
64,276
+19,423
| +43% | +$975K |
|
48
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
$274M
| $3.19M | 0.28% |
72,048
+34,328
| +91% | +$1.51M |
|
49
Chevron
CVX
$379B
| $3.17M | 0.28% |
25,478
+1,631
| +7% | +$197K |
|
50
iShares Floating Rate Bond ETF
FLOT
$10.3B
| $3.16M | 0.28% |
61,993
+61,286
| +8,668% | +$3.12M |
|
Similar funds
TU
NFG
6M
RFA
CCT
C
CC
RM
Carroll Financial Associates's Q2 2019 Portfolio in Review
As of Q2 2019, Carroll Financial Associates held 1,814 positions worth $1.15B, up 7.6% from $1.07B the previous quarter. Its ten largest holdings account for 49% of the portfolio.
Carroll Financial Associates deployed $48.1M of net new capital in Q2 2019, opening 287 new positions and adding to 511 existing holdings. Its largest new stake was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.
By sector, the portfolio is most concentrated in Financials at 6.8% of assets, up from 6.2% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, an estimated $22.5M trimmed.
- Carroll Financial Associates's largest Q2 2019 buy was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.
- Carroll Financial Associates added most to iShares 3-7 Year Treasury Bond ETF in Q2 2019, an estimated $20.5M increase.
- Carroll Financial Associates's biggest Q2 2019 reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, cutting an estimated $22.5M.
- Carroll Financial Associates fully exited DuPont de Nemours in Q2 2019, selling an estimated $4.07M.
- Carroll Financial Associates's ten largest holdings make up 49% of its $1.15B portfolio in Q2 2019.
- Carroll Financial Associates opened 287 new positions and closed 62 in Q2 2019.
- Carroll Financial Associates's portfolio value rose 7.6% quarter-over-quarter to $1.15B.
Based on Carroll Financial Associates's 13F filing for Q2 2019, filed 8 Jul 2019.