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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
+12.45%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.07B
AUM Growth
+$168M
(+19%)
Cap. Flow
+$78.7M
Cap. Flow
% of AUM
7.37%
Top 10 Holdings %
Top 10 Hldgs %
50.27%
Holding
1,608
New
222
Increased
400
Reduced
272
Closed
81
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Global X Adaptive US Factor ETF
AUSF
|
+$28.6M |
| 2 |
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
|
+$22.2M |
| 3 |
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
|
+$21.7M |
| 4 |
ARK Genomic Revolution ETF
ARKG
|
+$6.38M |
| 5 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$3.54M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$10.2M |
| 2 |
Invesco FTSE RAFI US 1000 ETF
PRF
|
+$5.82M |
| 3 |
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
|
+$5.76M |
| 4 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$4.52M |
| 5 |
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
|
+$3.9M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 6.19% |
| 2 | Technology | 5.5% |
| 3 | Healthcare | 3.32% |
| 4 | Energy | 2.82% |
| 5 | Consumer Staples | 2.23% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.96B
| $7.28M | 0.68% |
179,692
-3,615
| -2% | -$145K |
|
27
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.96B
| $6.73M | 0.63% |
314,442
+110,674
| +54% | +$2.35M |
|
28
iShares Global 100 ETF
IOO
$9.25B
| $6.47M | 0.61% |
136,058
-1,100
| -0.8% | -$50.1K |
|
29
JPMorgan Chase
JPM
$950B
| $6.15M | 0.58% |
60,727
-6,483
| -10% | -$668K |
|
30
iShares Core S&P Mid-Cap ETF
IJH
$127B
| $6.05M | 0.57% |
159,680
+15,645
| +11% | +$578K |
|
31
Lowe's Companies
LOW
$125B
| $5.14M | 0.48% |
46,926
+1,176
| +3% | +$117K |
|
32
American Express
AXP
$230B
| $5.09M | 0.48% |
46,584
-77
| -0.2% | -$8.09K |
|
33
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.89B
| $4.9M | 0.46% |
192,155
-5,540
| -3% | -$140K |
|
34
Procter & Gamble
PG
$339B
| $4.21M | 0.39% |
40,444
+959
| +2% | +$93.4K |
|
35
IQ ARB Merger Arbitrage ETF
MNA
$253M
| $4.14M | 0.39% |
129,535
-272
| -0.2% | -$8.72K |
|
36
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.5B
| $4.1M | 0.38% |
72,142
+2,400
| +3% | +$131K |
|
37
DuPont de Nemours
DD
$19.2B
| $4.07M | 0.38% |
30,130
+1,095
| +4% | +$152K |
|
38
Enbridge
ENB
$112B
| $4M | 0.37% |
110,247
+476
| +0.4% | +$17.2K |
|
39
Bank of America
BAC
$442B
| $3.98M | 0.37% |
144,401
-4,614
| -3% | -$130K |
|
|
40
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.39B
| $3.74M | 0.35% |
119,771
-129,559
| -52% | -$3.9M |
|
|
41
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
| $3.55M | 0.33% |
42,256
+42,248
| +528,100% | +$3.54M |
|
42
Cisco
CSCO
$479B
| $3.34M | 0.31% |
61,923
+986
| +2% | +$47.9K |
|
43
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$428M
| $3.34M | 0.31% |
138,892
+7,462
| +6% | +$179K |
|
44
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
$4.87B
| $2.98M | 0.28% |
103,609
+59,884
| +137% | +$1.63M |
|
45
PepsiCo
PEP
$190B
| $2.98M | 0.28% |
24,287
+268
| +1% | +$30.5K |
|
46
Chevron
CVX
$366B
| $2.94M | 0.28% |
23,847
+1,929
| +9% | +$228K |
|
47
Walt Disney
DIS
$181B
| $2.9M | 0.27% |
26,125
+430
| +2% | +$48.1K |
|
48
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
| $2.9M | 0.27% |
36,357
-10,432
| -22% | -$822K |
|
49
Sonoco
SON
$5.74B
| $2.86M | 0.27% |
46,541
+981
| +2% | +$56.4K |
|
50
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
$135M
| $2.86M | 0.27% |
119,642
+8,234
| +7% | +$196K |
|
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Carroll Financial Associates's Q1 2019 Portfolio in Review
As of Q1 2019, Carroll Financial Associates held 1,608 positions worth $1.07B, up 19% from $899M the previous quarter. Its ten largest holdings account for 50% of the portfolio.
Carroll Financial Associates deployed $78.7M of net new capital in Q1 2019, opening 222 new positions and adding to 400 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.
By sector, the portfolio is most concentrated in Financials at 6.2% of assets, down from 7.4% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $10.2M trimmed.
- Carroll Financial Associates's largest Q1 2019 buy was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.
- Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q1 2019, an estimated $28.6M increase.
- Carroll Financial Associates's biggest Q1 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $10.2M.
- Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q1 2019, selling an estimated $1.99M.
- Carroll Financial Associates's ten largest holdings make up 50% of its $1.07B portfolio in Q1 2019.
- Carroll Financial Associates opened 222 new positions and closed 81 in Q1 2019.
- Carroll Financial Associates's portfolio value rose 19% quarter-over-quarter to $1.07B.
Based on Carroll Financial Associates's 13F filing for Q1 2019, filed 17 Apr 2019.