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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
+7.86%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$945M
AUM Growth
+$7.99M
(+0.85%)
Cap. Flow
-$46.8M
Cap. Flow
% of AUM
-4.95%
Top 10 Holdings %
Top 10 Hldgs %
50.8%
Holding
1,410
New
76
Increased
353
Reduced
179
Closed
32
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
|
+$3.03M |
| 2 |
KLDW
Knowledge Leaders Developed World ETF
KLDW
|
+$2.43M |
| 3 |
Invesco FTSE RAFI Emerging Markets ETF
PXH
|
+$1.69M |
| 4 |
GRES
IQ ARB Global Resources
GRES
|
+$1.28M |
| 5 |
Truist Financial
TFC
|
+$558K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
|
+$24.8M |
| 2 |
SCIU
Global X Scientific Beta US ETF
SCIU
|
+$9.87M |
| 3 |
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
|
+$7.2M |
| 4 |
Invesco FTSE RAFI US 1000 ETF
PRF
|
+$3.49M |
| 5 |
Cohen & Steers REIT and Preferred and Income Fund
RNP
|
+$3.17M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.96% |
| 2 | Technology | 6.05% |
| 3 | Healthcare | 3.89% |
| 4 | Energy | 3.23% |
| 5 | Industrials | 2.33% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
iShares Global 100 ETF
IOO
$9.23B
| $6.01M | 0.64% |
123,094
+1,846
| +2% | +$88.3K |
|
27
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
| $5.86M | 0.62% |
75,036
-2,317
| -3% | -$181K |
|
28
Lowe's Companies
LOW
$125B
| $5.4M | 0.57% |
47,022
-1,596
| -3% | -$166K |
|
29
ARK Innovation ETF
ARKK
$6.24B
| $5.26M | 0.56% |
111,059
+2,968
| +3% | +$140K |
|
30
iShares Core S&P Mid-Cap ETF
IJH
$127B
| $5.14M | 0.54% |
127,710
+3,095
| +2% | +$124K |
|
31
American Express
AXP
$230B
| $5.03M | 0.53% |
47,261
| – | – |
|
32
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.88B
| $4.88M | 0.52% |
171,400
-1,045
| -0.6% | -$29.8K |
|
33
IQ ARB Merger Arbitrage ETF
MNA
$253M
| $4.78M | 0.51% |
150,301
-251
| -0.2% | -$7.86K |
|
34
DuPont de Nemours
DD
$19.6B
| $4.7M | 0.5% |
28,889
-131
| -0.5% | -$22.5K |
|
35
Bank of America
BAC
$440B
| $4.24M | 0.45% |
143,925
+3,002
| +2% | +$91.4K |
|
|
BNY
36
Bank of New York Mellon
BNY
$107B
| $3.72M | 0.39% |
73,053
-2,697
| -4% | -$142K |
|
37
Enbridge
ENB
$113B
| $3.71M | 0.39% |
114,801
-1,197
| -1% | -$41.8K |
|
38
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.1B
| $3.68M | 0.39% |
146,688
+9,762
| +7% | +$249K |
|
39
Global X Renewable Energy Producers ETF
RNRG
$26.1M
| $3.56M | 0.38% |
99,038
-1,483
| -1% | -$52.9K |
|
40
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$428M
| $3.45M | 0.36% |
138,778
+5,627
| +4% | +$139K |
|
41
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$365M
| $3.45M | 0.36% |
105,553
-526
| -0.5% | -$17.2K |
|
42
Procter & Gamble
PG
$338B
| $3.29M | 0.35% |
39,510
+121
| +0.3% | +$9.9K |
|
43
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
$136M
| $3.12M | 0.33% |
129,850
+4,600
| +4% | +$110K |
|
44
Walt Disney
DIS
$181B
| $3.02M | 0.32% |
25,811
+20
| +0.1% | +$2.23K |
|
|
45
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.5B
| $2.91M | 0.31% |
49,578
-125,045
| -72% | -$7.2M |
|
46
Cisco
CSCO
$479B
| $2.9M | 0.31% |
59,678
+2,180
| +4% | +$98.1K |
|
47
Wells Fargo
WFC
$262B
| $2.89M | 0.31% |
55,053
-270
| -0.5% | -$15.4K |
|
48
Vanguard Extended Market ETF
VXF
$31.7B
| $2.86M | 0.3% |
23,355
+469
| +2% | +$57.3K |
|
49
Live Oak Bancshares
LOB
$1.97B
| $2.84M | 0.3% |
105,915
+1,120
| +1% | +$33.5K |
|
50
Chevron
CVX
$368B
| $2.73M | 0.29% |
22,325
+576
| +3% | +$69.9K |
|
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Carroll Financial Associates's Q3 2018 Portfolio in Review
As of Q3 2018, Carroll Financial Associates held 1,410 positions worth $945M, up 0.85% from $937M the previous quarter. Its ten largest holdings account for 51% of the portfolio.
Carroll Financial Associates withdrew a net $46.8M in Q3 2018, closing 32 positions and reducing 179 holdings. Its most notable exit was Cohen & Steers REIT and Preferred and Income Fund, an estimated $3.17M position sold in full.
By sector, the portfolio is most concentrated in Financials at 8% of assets, up from 7.8% a quarter earlier, followed by Technology and Healthcare.
Against the trend, Carroll Financial Associates opened a new position in Schwab Short-Term US Treasury ETF worth $239K.
- Carroll Financial Associates's largest Q3 2018 buy was Schwab Short-Term US Treasury ETF: 9,680 shares worth $239K.
- Carroll Financial Associates added most to WisdomTree Bloomberg Floating Rate Treasury Fund in Q3 2018, an estimated $3.03M increase.
- Carroll Financial Associates's biggest Q3 2018 reduction was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund, cutting an estimated $24.8M.
- Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q3 2018, selling an estimated $3.17M.
- Carroll Financial Associates's ten largest holdings make up 51% of its $945M portfolio in Q3 2018.
- Carroll Financial Associates opened 76 new positions and closed 32 in Q3 2018.
- Carroll Financial Associates's portfolio value rose 0.85% quarter-over-quarter to $945M.
Based on Carroll Financial Associates's 13F filing for Q3 2018, filed 30 Oct 2018.