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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
-1.67%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$911M
AUM Growth
-$3.6M
(-0.39%)
Cap. Flow
+$15.3M
Cap. Flow
% of AUM
1.68%
Top 10 Holdings %
Top 10 Hldgs %
50.32%
Holding
1,410
New
101
Increased
303
Reduced
271
Closed
77
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
KLDW
Knowledge Leaders Developed World ETF
KLDW
|
+$7.66M |
| 2 |
iShares MSCI USA Momentum Factor ETF
MTUM
|
+$6.33M |
| 3 |
Invesco FTSE RAFI US 1000 ETF
PRF
|
+$5.14M |
| 4 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$3.36M |
| 5 |
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
|
+$2.05M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
|
+$6.71M |
| 2 |
IQ ARB Merger Arbitrage ETF
MNA
|
+$6.53M |
| 3 |
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
|
+$1.92M |
| 4 |
Alerian Energy Infrastructure ETF
ENFR
|
+$1.66M |
| 5 |
Invesco BuyBack Achievers ETF
PKW
|
+$1.32M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 8.36% |
| 2 | Technology | 5.38% |
| 3 | Healthcare | 3.52% |
| 4 | Energy | 3.18% |
| 5 | Consumer Staples | 2.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
Invesco S&P 500 Low Volatility ETF
SPLV
$7.21B
| $6.36M | 0.7% |
135,454
+214
| +0.2% | +$10.1K |
|
27
RTX Corp
RTX
$301B
| $5.87M | 0.64% |
74,184
+1,335
| +2% | +$110K |
|
28
iShares Global 100 ETF
IOO
$9.25B
| $5.52M | 0.61% |
121,046
-10,404
| -8% | -$490K |
|
29
DuPont de Nemours
DD
$19.2B
| $4.99M | 0.55% |
30,952
-149
| -0.5% | -$26.9K |
|
|
BNY
30
Bank of New York Mellon
BNY
$107B
| $4.73M | 0.52% |
91,739
-4,264
| -4% | -$237K |
|
31
iShares Core S&P Mid-Cap ETF
IJH
$127B
| $4.6M | 0.51% |
122,670
-3,955
| -3% | -$151K |
|
32
American Express
AXP
$230B
| $4.38M | 0.48% |
47,011
| – | – |
|
33
Lowe's Companies
LOW
$125B
| $4.32M | 0.47% |
49,285
-541
| -1% | -$51.2K |
|
34
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.89B
| $4.31M | 0.47% |
167,300
+11,170
| +7% | +$293K |
|
|
35
IQ ARB Merger Arbitrage ETF
MNA
$253M
| $4.21M | 0.46% |
136,984
-209,143
| -60% | -$6.53M |
|
36
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$366M
| $4.19M | 0.46% |
122,989
-13,273
| -10% | -$462K |
|
37
Bank of America
BAC
$442B
| $4.14M | 0.45% |
138,166
-4,122
| -3% | -$129K |
|
38
Enbridge
ENB
$112B
| $3.76M | 0.41% |
119,377
+1,377
| +1% | +$48.2K |
|
39
Global X Renewable Energy Producers ETF
RNRG
$26.2M
| $3.57M | 0.39% |
101,881
-2,920
| -3% | -$105K |
|
40
Philip Morris
PM
$295B
| $3.45M | 0.38% |
34,754
+1,347
| +4% | +$140K |
|
41
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$428M
| $3.34M | 0.37% |
126,685
+10,888
| +9% | +$287K |
|
42
Procter & Gamble
PG
$339B
| $3.29M | 0.36% |
41,536
-5,967
| -13% | -$497K |
|
43
Wells Fargo
WFC
$264B
| $3.16M | 0.35% |
60,296
-1,249
| -2% | -$74.2K |
|
44
Live Oak Bancshares
LOB
$1.97B
| $3.01M | 0.33% |
108,215
+19,679
| +22% | +$520K |
|
45
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.1B
| $3M | 0.33% |
132,681
+36,525
| +38% | +$849K |
|
46
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
$135M
| $2.86M | 0.31% |
119,596
+31,092
| +35% | +$749K |
|
|
AGGP
47
DELISTED
IQ Enhanced Core Plus Bond U.S. ETF
AGGP
| $2.83M | 0.31% |
146,905
+5,262
| +4% | +$102K |
|
48
Coca-Cola
KO
$375B
| $2.82M | 0.31% |
65,000
-2,987
| -4% | -$134K |
|
49
Vanguard Extended Market ETF
VXF
$31.7B
| $2.74M | 0.3% |
24,525
+677
| +3% | +$76.9K |
|
50
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
| $2.67M | 0.29% |
45,666
-10,631
| -19% | -$629K |
|
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Carroll Financial Associates's Q1 2018 Portfolio in Review
As of Q1 2018, Carroll Financial Associates held 1,410 positions worth $911M, down 0.39% from $914M the previous quarter. Its ten largest holdings account for 50% of the portfolio.
Carroll Financial Associates's Q1 2018 filing shows 101 new, 303 increased, 271 reduced and 77 closed positions. Its largest new stake was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $6.71M.
By sector, the portfolio is most concentrated in Financials at 8.4% of assets, up from 8.2% a quarter earlier, followed by Technology and Healthcare.
- Carroll Financial Associates's largest Q1 2018 buy was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M.
- Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q1 2018, an estimated $7.66M increase.
- Carroll Financial Associates's biggest Q1 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $6.71M.
- Carroll Financial Associates fully exited VelocityShares VIX Short Volatility Hedged ETN in Q1 2018, selling an estimated $158K.
- Carroll Financial Associates's ten largest holdings make up 50% of its $911M portfolio in Q1 2018.
- Carroll Financial Associates opened 101 new positions and closed 77 in Q1 2018.
- Carroll Financial Associates's portfolio value fell 0.39% quarter-over-quarter to $911M.
Based on Carroll Financial Associates's 13F filing for Q1 2018, filed 6 Apr 2018.