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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$914M
AUM Growth
+$36.5M
Cap. Flow
+$2.45M
Cap. Flow %
0.27%
Top 10 Hldgs %
49%
Holding
1,358
New
82
Increased
241
Reduced
271
Closed
50

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
2
DD icon
DuPont de Nemours
DD
+$5.6M
3
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.9M
4
FCNCA icon
First Citizens BancShares
FCNCA
+$2.93M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.59M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$7.84M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.29M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$4.21M
4
GE icon
GE Aerospace
GE
+$3.42M
5
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$2.17M

Sector Composition

Rank Sector Weight
1 Financials 8.18%
2 Technology 5.27%
3 Energy 3.62%
4 Healthcare 3.57%
5 Consumer Staples 2.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPLV icon
26
Invesco S&P 500 Low Volatility ETF
SPLV
$7.12B
$6.46M 0.71%
135,240
+3,032
+2% +$143K
IOO icon
27
iShares Global 100 ETF
IOO
$8.93B
$6.09M 0.67%
131,450
+3,146
+2% +$144K
RTX icon
28
RTX Corp
RTX
$290B
$5.85M 0.64%
72,849
+1,233
+2% +$93.6K
VCSH icon
29
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$5.63M 0.62%
71,044
+4,197
+6% +$335K
DD icon
30
DuPont de Nemours
DD
$18.5B
$5.61M 0.61%
+31,101
New +$5.6M
BNY
31
Bank of New York Mellon
BNY
$106B
$5.17M 0.57%
96,003
-9,200
-9% -$490K
IJH icon
32
iShares Core S&P Mid-Cap ETF
IJH
$122B
$4.81M 0.53%
126,625
+2,740
+2% +$101K
PDN icon
33
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$352M
$4.69M 0.51%
136,262
-885
-0.6% -$29.7K
AXP icon
34
American Express
AXP
$227B
$4.67M 0.51%
47,011
– –
LOW icon
35
Lowe's Companies
LOW
$117B
$4.63M 0.51%
49,826
-3,859
-7% -$319K
ENB icon
36
Enbridge
ENB
$119B
$4.62M 0.5%
118,000
-6,498
-5% -$250K
PG icon
37
Procter & Gamble
PG
$336B
$4.36M 0.48%
47,503
-280
-0.6% -$25.2K
BAC icon
38
Bank of America
BAC
$435B
$4.2M 0.46%
142,288
-2,950
-2% -$81.3K
PRFZ icon
39
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.77B
$4.06M 0.44%
156,130
+1,710
+1% +$43.7K
RNRG icon
40
Global X Renewable Energy Producers ETF
RNRG
$26M
$3.96M 0.43%
+104,801
New +$3.9M
WFC icon
41
Wells Fargo
WFC
$261B
$3.73M 0.41%
61,545
-3,141
-5% -$177K
GE icon
42
GE Aerospace
GE
$374B
$3.55M 0.39%
42,450
-35,838
-46% -$3.42M
PM icon
43
Philip Morris
PM
$297B
$3.53M 0.39%
33,407
+380
+1% +$40.5K
IEMG icon
44
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
$3.2M 0.35%
56,297
+3,737
+7% +$209K
PKW icon
45
Invesco BuyBack Achievers ETF
PKW
$1.72B
$3.17M 0.35%
53,696
-2,222
-4% -$126K
KO icon
46
Coca-Cola
KO
$377B
$3.12M 0.34%
67,987
-8,813
-11% -$405K
FCNCA icon
47
First Citizens BancShares
FCNCA
$24.9B
$2.94M 0.32%
+7,300
New +$2.93M
EELV icon
48
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$436M
$2.93M 0.32%
115,797
+6,762
+6% +$167K
CVX icon
49
Chevron
CVX
$392B
$2.87M 0.31%
22,961
-1,073
-4% -$127K
AGGP
50
DELISTED
IQ Enhanced Core Plus Bond U.S. ETF
AGGP
$2.83M 0.31%
141,643
+18,209
+15% +$365K
1
2
3 4 5

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6M
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RFA
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Carroll Financial Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Carroll Financial Associates held 1,358 positions worth $914M, up 4.2% from $878M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q4 2017 filing shows 82 new, 241 increased, 271 reduced and 50 closed positions. Its largest new stake was DuPont de Nemours: 31,101 shares worth $5.61M. The largest sale was Park Sterling Corp., an estimated $7.84M.

By sector, the portfolio is most concentrated in Financials at 8.2% of assets, down from 8.7% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2017 buy was DuPont de Nemours: 31,101 shares worth $5.61M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q4 2017, an estimated $11.3M increase.
  • Carroll Financial Associates's biggest Q4 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.29M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2017, selling an estimated $7.84M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $914M portfolio in Q4 2017.
  • Carroll Financial Associates opened 82 new positions and closed 50 in Q4 2017.
  • Carroll Financial Associates's portfolio value rose 4.2% quarter-over-quarter to $914M.

Based on Carroll Financial Associates's 13F filing for Q4 2017, filed 18 Jan 2018.