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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$878M
AUM Growth
+$50.8M
Cap. Flow
+$12.8M
Cap. Flow %
1.46%
Top 10 Hldgs %
47.08%
Holding
1,346
New
83
Increased
259
Reduced
310
Closed
70

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$13.1M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
3
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.91M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.07M
5
RTX icon
RTX Corp
RTX
+$4.07M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.9M
2
DD icon
DuPont de Nemours
DD
+$7.88M
3
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.8M
4
DD
Du Pont De Nemours E I
DD
+$1.5M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.33M

Sector Composition

Rank Sector Weight
1 Financials 8.75%
2 Technology 5.53%
3 Healthcare 3.99%
4 Energy 3.84%
5 Industrials 3.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSTB
26
DELISTED
Park Sterling Corp.
PSTB
$7.84M 0.89%
609,519
-26,945
-4% -$313K
FNDX icon
27
Schwab Fundamental US Large Company Index ETF
FNDX
$26.7B
$7.63M 0.87%
643,326
+54,204
+9% +$620K
SPLV icon
28
Invesco S&P 500 Low Volatility ETF
SPLV
$7.12B
$6.11M 0.7%
132,208
+11,226
+9% +$509K
BNY
29
Bank of New York Mellon
BNY
$106B
$5.73M 0.65%
105,203
-3,127
-3% -$164K
IOO icon
30
iShares Global 100 ETF
IOO
$8.93B
$5.72M 0.65%
128,304
+3,930
+3% +$169K
VCSH icon
31
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$5.35M 0.61%
66,847
+2,312
+4% +$185K
RTX icon
32
RTX Corp
RTX
$290B
$5.33M 0.61%
71,616
+55,059
+333% +$4.07M
ENB icon
33
Enbridge
ENB
$119B
$5.16M 0.59%
124,498
-3,680
-3% -$150K
MLPX icon
34
Global X MLP & Energy Infrastructure ETF
MLPX
$3.61B
$5.12M 0.58%
123,226
-9,044
-7% -$371K
PDP icon
35
Invesco Dorsey Wright Momentum ETF
PDP
$1.46B
$4.76M 0.54%
96,172
+12,505
+15% +$599K
PDN icon
36
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$352M
$4.5M 0.51%
137,147
-180
-0.1% -$5.78K
IJH icon
37
iShares Core S&P Mid-Cap ETF
IJH
$122B
$4.5M 0.51%
123,885
+5,200
+4% +$181K
LOW icon
38
Lowe's Companies
LOW
$117B
$4.42M 0.5%
53,685
-205
-0.4% -$15.7K
PG icon
39
Procter & Gamble
PG
$336B
$4.4M 0.5%
47,783
+473
+1% +$43.1K
AXP icon
40
American Express
AXP
$227B
$4.29M 0.49%
47,011
-486
-1% -$41.8K
PRFZ icon
41
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.77B
$3.93M 0.45%
154,420
+6,180
+4% +$147K
AMAT icon
42
Applied Materials
AMAT
$403B
$3.8M 0.43%
73,954
-2,192
-3% -$99.1K
BAC icon
43
Bank of America
BAC
$435B
$3.79M 0.43%
145,238
-7,001
-5% -$170K
PM icon
44
Philip Morris
PM
$297B
$3.68M 0.42%
33,027
+566
+2% +$65.9K
WFC icon
45
Wells Fargo
WFC
$261B
$3.58M 0.41%
64,686
-143
-0.2% -$7.6K
KO icon
46
Coca-Cola
KO
$377B
$3.5M 0.4%
76,800
-7,084
-8% -$322K
PKW icon
47
Invesco BuyBack Achievers ETF
PKW
$1.72B
$3.16M 0.36%
55,918
-881
-2% -$47.7K
IEMG icon
48
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
$2.9M 0.33%
52,560
+6,671
+15% +$354K
CVX icon
49
Chevron
CVX
$392B
$2.85M 0.32%
24,034
-126
-0.5% -$13.8K
PEP icon
50
PepsiCo
PEP
$190B
$2.73M 0.31%
24,745
-70
-0.3% -$8.09K
1
2
3 4 5

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Carroll Financial Associates's Q3 2017 Portfolio in Review

As of Q3 2017, Carroll Financial Associates held 1,346 positions worth $878M, up 6.1% from $827M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q3 2017 filing shows 83 new, 259 increased, 310 reduced and 70 closed positions. Its largest new stake was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $14.9M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, down from 8.9% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2017 buy was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q3 2017, an estimated $13.1M increase.
  • Carroll Financial Associates's biggest Q3 2017 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $14.9M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q3 2017, selling an estimated $7.88M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $878M portfolio in Q3 2017.
  • Carroll Financial Associates opened 83 new positions and closed 70 in Q3 2017.
  • Carroll Financial Associates's portfolio value rose 6.1% quarter-over-quarter to $878M.

Based on Carroll Financial Associates's 13F filing for Q3 2017, filed 25 Oct 2017.