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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
+2.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$827M
AUM Growth
+$42.3M
(+5.4%)
Cap. Flow
+$25.7M
Cap. Flow
% of AUM
3.1%
Top 10 Holdings %
Top 10 Hldgs %
45.51%
Holding
1,313
New
57
Increased
248
Reduced
337
Closed
49
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
|
+$4.67M |
| 2 |
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
|
+$3.63M |
| 3 |
KLDW
Knowledge Leaders Developed World ETF
KLDW
|
+$3.12M |
| 4 |
Invesco FTSE RAFI US 1000 ETF
PRF
|
+$1.73M |
| 5 |
JPMorgan Diversified Return International Equity ETF
JPIN
|
+$1.51M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Global X MLP & Energy Infrastructure ETF
MLPX
|
+$4.71M |
| 2 |
State Street SPDR Dow Jones Global Real Estate ETF
RWO
|
+$1.05M |
| 3 |
BNCN
BNC Bancorp
BNCN
|
+$956K |
| 4 |
Live Oak Bancshares
LOB
|
+$845K |
| 5 |
LendingTree
TREE
|
+$677K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 8.93% |
| 2 | Technology | 5.5% |
| 3 | Healthcare | 4.12% |
| 4 | Energy | 3.96% |
| 5 | Consumer Staples | 3.15% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
Pfizer
PFE
$143B
| $7.4M | 0.89% |
232,201
+23,699
| +11% | +$747K |
|
27
Schwab Fundamental US Large Company Index ETF
FNDX
$26.5B
| $6.64M | 0.8% |
589,122
+61,353
| +12% | +$690K |
|
|
BNY
28
Bank of New York Mellon
BNY
$103B
| $5.53M | 0.67% |
108,330
-4,649
| -4% | -$222K |
|
|
29
Global X MLP & Energy Infrastructure ETF
MLPX
$3.58B
| $5.47M | 0.66% |
132,270
-111,815
| -46% | -$4.71M |
|
30
Invesco S&P 500 Low Volatility ETF
SPLV
$7.24B
| $5.41M | 0.65% |
120,982
+14,018
| +13% | +$621K |
|
31
iShares Global 100 ETF
IOO
$8.62B
| $5.24M | 0.63% |
124,374
+3,816
| +3% | +$160K |
|
32
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
| $5.17M | 0.62% |
64,535
+1,239
| +2% | +$99K |
|
33
Enbridge
ENB
$120B
| $5.1M | 0.62% |
128,178
-3,742
| -3% | -$151K |
|
34
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$347M
| $4.29M | 0.52% |
137,327
-1,159
| -0.8% | -$35.4K |
|
35
Lowe's Companies
LOW
$121B
| $4.18M | 0.51% |
53,890
-2,385
| -4% | -$195K |
|
36
iShares Core S&P Mid-Cap ETF
IJH
$121B
| $4.13M | 0.5% |
118,685
+7,260
| +7% | +$251K |
|
37
Procter & Gamble
PG
$340B
| $4.12M | 0.5% |
47,310
+476
| +1% | +$42K |
|
38
American Express
AXP
$224B
| $4M | 0.48% |
47,497
+185
| +0.4% | +$14.6K |
|
39
Invesco Dorsey Wright Momentum ETF
PDP
$1.38B
| $3.92M | 0.47% |
83,667
+12,312
| +17% | +$568K |
|
|
XIVH
40
DELISTED
VelocityShares VIX Short Volatility Hedged ETN
XIVH
| $3.85M | 0.47% |
+69,554
| New | +$3.63M |
|
41
Philip Morris
PM
$309B
| $3.81M | 0.46% |
32,461
+3,881
| +14% | +$449K |
|
42
Coca-Cola
KO
$383B
| $3.76M | 0.45% |
83,884
-6,411
| -7% | -$283K |
|
43
Bank of America
BAC
$429B
| $3.69M | 0.45% |
152,239
+4,294
| +3% | +$100K |
|
44
Wells Fargo
WFC
$254B
| $3.59M | 0.43% |
64,829
+1,133
| +2% | +$60.7K |
|
45
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.74B
| $3.51M | 0.42% |
148,240
+17,555
| +13% | +$410K |
|
46
Applied Materials
AMAT
$347B
| $3.15M | 0.38% |
76,146
-898
| -1% | -$38.2K |
|
|
SCG
47
DELISTED
Scana
SCG
| $3.06M | 0.37% |
45,670
+6,003
| +15% | +$403K |
|
48
Invesco BuyBack Achievers ETF
PKW
$1.72B
| $3.05M | 0.37% |
56,799
-3,190
| -5% | -$167K |
|
49
IQ ARB Merger Arbitrage ETF
MNA
$251M
| $2.88M | 0.35% |
93,787
+5,334
| +6% | +$162K |
|
50
PepsiCo
PEP
$196B
| $2.87M | 0.35% |
24,815
+2,203
| +10% | +$253K |
|
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Carroll Financial Associates's Q2 2017 Portfolio in Review
As of Q2 2017, Carroll Financial Associates held 1,313 positions worth $827M, up 5.4% from $785M the previous quarter. Its ten largest holdings account for 46% of the portfolio.
Carroll Financial Associates deployed $25.7M of net new capital in Q2 2017, opening 57 new positions and adding to 248 existing holdings. Its largest new stake was VelocityShares VIX Short Volatility Hedged ETN: 69,554 shares worth $3.85M.
By sector, the portfolio is most concentrated in Financials at 8.9% of assets, down from 9.1% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Global X MLP & Energy Infrastructure ETF, an estimated $4.71M trimmed.
- Carroll Financial Associates's largest Q2 2017 buy was VelocityShares VIX Short Volatility Hedged ETN: 69,554 shares worth $3.85M.
- Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q2 2017, an estimated $4.67M increase.
- Carroll Financial Associates's biggest Q2 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.71M.
- Carroll Financial Associates fully exited BNC Bancorp in Q2 2017, selling an estimated $956K.
- Carroll Financial Associates's ten largest holdings make up 46% of its $827M portfolio in Q2 2017.
- Carroll Financial Associates opened 57 new positions and closed 49 in Q2 2017.
- Carroll Financial Associates's portfolio value rose 5.4% quarter-over-quarter to $827M.
Based on Carroll Financial Associates's 13F filing for Q2 2017, filed 25 Jul 2017.