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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.11%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$785M
AUM Growth
+$84M
Cap. Flow
+$49.7M
Cap. Flow %
6.33%
Top 10 Hldgs %
45.22%
Holding
1,307
New
75
Increased
251
Reduced
238
Closed
52

Top Buys

Rank Stock Value
1
ENB icon
Enbridge
ENB
+$5.57M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.52M
3
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$5.48M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.65M
5
AXP icon
American Express
AXP
+$3.41M

Top Sells

Rank Stock Value
1
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.59M
2
SE
Spectra Energy Corp Wi
SE
+$3.64M
3
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$1.34M
4
VIIX
VelocityShares VIX Short Term ETN
VIIX
+$779K
5
LOB icon
Live Oak Bancshares
LOB
+$752K

Sector Composition

Rank Sector Weight
1 Financials 9.12%
2 Technology 5.75%
3 Energy 4.37%
4 Healthcare 4.06%
5 Industrials 3.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPIN icon
26
JPMorgan Diversified Return International Equity ETF
JPIN
$367M
$6.94M 0.88%
130,887
+27,361
+26% +$1.4M
PFE icon
27
Pfizer
PFE
$142B
$6.77M 0.86%
208,502
+52,747
+34% +$1.66M
FNDX icon
28
Schwab Fundamental US Large Company Index ETF
FNDX
$27B
$5.94M 0.76%
527,769
+125,172
+31% +$1.4M
ENB icon
29
Enbridge
ENB
$118B
$5.52M 0.7%
+131,920
New +$5.57M
BNY
30
Bank of New York Mellon
BNY
$105B
$5.34M 0.68%
112,979
-1,746
-2% -$81.7K
VCSH icon
31
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.6B
$5.05M 0.64%
63,296
+12,043
+23% +$958K
IOO icon
32
iShares Global 100 ETF
IOO
$9.04B
$4.93M 0.63%
120,558
-408
-0.3% -$16.3K
SPLV icon
33
Invesco S&P 500 Low Volatility ETF
SPLV
$7.22B
$4.65M 0.59%
106,964
+31,444
+42% +$1.34M
LOW icon
34
Lowe's Companies
LOW
$117B
$4.63M 0.59%
56,275
-1,563
-3% -$120K
PG icon
35
Procter & Gamble
PG
$338B
$4.21M 0.54%
46,834
-219
-0.5% -$19.4K
PDN icon
36
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$353M
$4.05M 0.52%
138,486
-47,242
-25% -$1.34M
KO icon
37
Coca-Cola
KO
$374B
$3.83M 0.49%
90,295
-15,305
-14% -$638K
IJH icon
38
iShares Core S&P Mid-Cap ETF
IJH
$124B
$3.81M 0.49%
111,425
+20,500
+23% +$698K
AXP icon
39
American Express
AXP
$231B
$3.74M 0.48%
47,312
+43,557
+1,160% +$3.41M
WFC icon
40
Wells Fargo
WFC
$263B
$3.54M 0.45%
63,696
-188
-0.3% -$10.7K
BAC icon
41
Bank of America
BAC
$436B
$3.49M 0.44%
147,945
+11,001
+8% +$261K
PDP icon
42
Invesco Dorsey Wright Momentum ETF
PDP
$1.46B
$3.23M 0.41%
71,355
+27,188
+62% +$1.2M
PM icon
43
Philip Morris
PM
$296B
$3.23M 0.41%
28,580
+24
+0.1% +$2.48K
PKW icon
44
Invesco BuyBack Achievers ETF
PKW
$1.74B
$3.12M 0.4%
59,989
-1,095
-2% -$56.6K
PRFZ icon
45
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.81B
$3.04M 0.39%
130,685
+65,650
+101% +$1.53M
AMAT icon
46
Applied Materials
AMAT
$407B
$3M 0.38%
77,044
-5,264
-6% -$189K
DIS icon
47
Walt Disney
DIS
$170B
$2.93M 0.37%
25,826
-1,305
-5% -$144K
MNA icon
48
IQ ARB Merger Arbitrage ETF
MNA
$252M
$2.65M 0.34%
88,453
-1,136
-1% -$33.7K
CVX icon
49
Chevron
CVX
$388B
$2.65M 0.34%
24,642
-383
-2% -$43K
LOB icon
50
Live Oak Bancshares
LOB
$2B
$2.62M 0.33%
121,114
-35,500
-23% -$752K
1
2
3 4 5

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Carroll Financial Associates's Q1 2017 Portfolio in Review

As of Q1 2017, Carroll Financial Associates held 1,307 positions worth $785M, up 12% from $701M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $49.7M of net new capital in Q1 2017, opening 75 new positions and adding to 251 existing holdings. Its largest new stake was Enbridge: 131,920 shares worth $5.52M.

By sector, the portfolio is most concentrated in Financials at 9.1% of assets, down from 9.5% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, an estimated $5.59M trimmed.

  • Carroll Financial Associates's largest Q1 2017 buy was Enbridge: 131,920 shares worth $5.52M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q1 2017, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q1 2017 reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, cutting an estimated $5.59M.
  • Carroll Financial Associates fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $3.64M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $785M portfolio in Q1 2017.
  • Carroll Financial Associates opened 75 new positions and closed 52 in Q1 2017.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $785M.

Based on Carroll Financial Associates's 13F filing for Q1 2017, filed 11 Apr 2017.