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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.88%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$701M
AUM Growth
+$34.8M
Cap. Flow
+$12.6M
Cap. Flow %
1.79%
Top 10 Hldgs %
45.65%
Holding
1,296
New
50
Increased
228
Reduced
255
Closed
65

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.71M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$4.33M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$4M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.71M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.58M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$2.87M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$2.52M
3
PNY
PIEDMONT NATURAL GAS CO INC(NC
PNY
+$2.34M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$1.12M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$842K

Sector Composition

Rank Sector Weight
1 Financials 9.48%
2 Technology 5.84%
3 Energy 4.14%
4 Healthcare 3.95%
5 Industrials 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BNY
26
Bank of New York Mellon
BNY
$108B
$5.43M 0.78%
114,725
-2,993
-3% -$135K
JPIN icon
27
JPMorgan Diversified Return International Equity ETF
JPIN
$373M
$5.07M 0.72%
103,526
+18,140
+21% +$902K
PDN icon
28
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$364M
$5.01M 0.72%
185,728
-4,243
-2% -$115K
PFE icon
29
Pfizer
PFE
$146B
$4.8M 0.68%
155,755
+7,158
+5% +$219K
IOO icon
30
iShares Global 100 ETF
IOO
$9.25B
$4.64M 0.66%
120,966
-220
-0.2% -$8.29K
FNDX icon
31
Schwab Fundamental US Large Company Index ETF
FNDX
$27.3B
$4.38M 0.62%
402,597
+55,293
+16% +$582K
KO icon
32
Coca-Cola
KO
$374B
$4.38M 0.62%
105,600
-4,387
-4% -$183K
LOW icon
33
Lowe's Companies
LOW
$123B
$4.11M 0.59%
57,838
+1,322
+2% +$93.5K
VCSH icon
34
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$4.07M 0.58%
51,253
-8,320
-14% -$664K
PG icon
35
Procter & Gamble
PG
$341B
$3.96M 0.56%
47,053
-63
-0.1% -$5.37K
SE
36
DELISTED
Spectra Energy Corp Wi
SE
$3.64M 0.52%
88,605
+5,120
+6% +$212K
WFC icon
37
Wells Fargo
WFC
$269B
$3.52M 0.5%
63,884
-3,889
-6% -$196K
SPLV icon
38
Invesco S&P 500 Low Volatility ETF
SPLV
$7.21B
$3.14M 0.45%
75,520
+8,422
+13% +$343K
PKW icon
39
Invesco BuyBack Achievers ETF
PKW
$1.77B
$3.08M 0.44%
61,084
-2,207
-3% -$108K
BAC icon
40
Bank of America
BAC
$443B
$3.03M 0.43%
136,944
-24,474
-15% -$471K
IJH icon
41
iShares Core S&P Mid-Cap ETF
IJH
$126B
$3.01M 0.43%
90,925
+17,710
+24% +$562K
CVX icon
42
Chevron
CVX
$372B
$2.94M 0.42%
25,025
+51
+0.2% +$5.55K
LOB icon
43
Live Oak Bancshares
LOB
$2.03B
$2.9M 0.41%
156,614
-23,216
-13% -$385K
DIS icon
44
Walt Disney
DIS
$176B
$2.83M 0.4%
27,131
-2,442
-8% -$238K
AMAT icon
45
Applied Materials
AMAT
$424B
$2.66M 0.38%
82,308
-2,351
-3% -$71.5K
MNA icon
46
IQ ARB Merger Arbitrage ETF
MNA
$252M
$2.62M 0.37%
89,589
-2,374
-3% -$69K
PM icon
47
Philip Morris
PM
$291B
$2.61M 0.37%
28,556
-4,150
-13% -$385K
PEP icon
48
PepsiCo
PEP
$190B
$2.33M 0.33%
22,312
-4,588
-17% -$480K
T icon
49
AT&T
T
$157B
$2.28M 0.32%
70,884
-3,437
-5% -$101K
IBM icon
50
IBM
IBM
$222B
$2.19M 0.31%
13,778
+155
+1% +$23.6K
1
2
3 4 5

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Carroll Financial Associates's Q4 2016 Portfolio in Review

As of Q4 2016, Carroll Financial Associates held 1,296 positions worth $701M, up 5.2% from $666M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates's Q4 2016 filing shows 50 new, 228 increased, 255 reduced and 65 closed positions. Its largest new stake was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K. The largest sale was Park Sterling Corp., an estimated $2.87M.

By sector, the portfolio is most concentrated in Financials at 9.5% of assets, up from 8.9% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2016 buy was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q4 2016, an estimated $5.71M increase.
  • Carroll Financial Associates's biggest Q4 2016 reduction was Park Sterling Corp., cutting an estimated $2.87M.
  • Carroll Financial Associates fully exited PIEDMONT NATURAL GAS CO INC(NC in Q4 2016, selling an estimated $2.34M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $701M portfolio in Q4 2016.
  • Carroll Financial Associates opened 50 new positions and closed 65 in Q4 2016.
  • Carroll Financial Associates's portfolio value rose 5.2% quarter-over-quarter to $701M.

Based on Carroll Financial Associates's 13F filing for Q4 2016, filed 11 Jan 2017.