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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.16%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$538M
AUM Growth
+$58M
Cap. Flow
+$46.6M
Cap. Flow %
8.66%
Top 10 Hldgs %
44.15%
Holding
1,319
New
136
Increased
373
Reduced
192
Closed
80

Top Buys

Rank Stock Value
1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$11M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.68M
3
SCIU
Global X Scientific Beta US ETF
SCIU
+$7.1M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.75M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$2.99M

Top Sells

Rank Stock Value
1
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$8.16M
2
SE
Spectra Energy Corp Wi
SE
+$3.04M
3
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$1.14M
4
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$765K
5
GPT
Gramercy Property Trust
GPT
+$611K

Sector Composition

Rank Sector Weight
1 Financials 9.82%
2 Technology 6.79%
3 Energy 4.95%
4 Consumer Staples 4.87%
5 Industrials 4.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IOO icon
26
iShares Global 100 ETF
IOO
$9.19B
$4.17M 0.78%
116,084
-3,214
-3% -$111K
LOW icon
27
Lowe's Companies
LOW
$122B
$4.13M 0.77%
54,468
-201
-0.4% -$14.2K
VCSH icon
28
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$3.95M 0.73%
49,352
+13,417
+37% +$1.06M
PFE icon
29
Pfizer
PFE
$148B
$3.67M 0.68%
130,523
+4,082
+3% +$117K
IVV icon
30
iShares Core S&P 500 ETF
IVV
$898B
$3.43M 0.64%
16,579
+1,907
+13% +$374K
PG icon
31
Procter & Gamble
PG
$339B
$3.35M 0.62%
40,654
+5,497
+16% +$443K
PKW icon
32
Invesco BuyBack Achievers ETF
PKW
$1.75B
$3.33M 0.62%
73,426
-17,772
-19% -$765K
WFC icon
33
Wells Fargo
WFC
$266B
$3.19M 0.59%
65,921
+7,430
+13% +$364K
PM icon
34
Philip Morris
PM
$294B
$2.9M 0.54%
29,607
-172
-0.6% -$15.8K
CVX icon
35
Chevron
CVX
$371B
$2.71M 0.5%
28,401
+2,459
+9% +$215K
PEP icon
36
PepsiCo
PEP
$189B
$2.7M 0.5%
26,323
+1,093
+4% +$108K
MNA icon
37
IQ ARB Merger Arbitrage ETF
MNA
$253M
$2.67M 0.5%
92,474
-66
-0.1% -$1.87K
HRL icon
38
Hormel Foods
HRL
$13.8B
$2.36M 0.44%
54,528
– –
SE
39
DELISTED
Spectra Energy Corp Wi
SE
$2.36M 0.44%
77,029
-107,734
-58% -$3.04M
JPIN icon
40
JPMorgan Diversified Return International Equity ETF
JPIN
$373M
$2.32M 0.43%
46,672
+17,043
+58% +$806K
ADP icon
41
Automatic Data Processing
ADP
$108B
$2.1M 0.39%
23,441
-175
-0.7% -$14.7K
MMM icon
42
3M
MMM
$93.1B
$2.09M 0.39%
15,019
+342
+2% +$43.9K
T icon
43
AT&T
T
$161B
$1.97M 0.37%
66,708
+1,984
+3% +$55K
SYY icon
44
Sysco
SYY
$40.4B
$1.96M 0.36%
41,968
-1,200
-3% -$51.8K
IBM icon
45
IBM
IBM
$220B
$1.94M 0.36%
13,426
+376
+3% +$48K
LOB icon
46
Live Oak Bancshares
LOB
$1.97B
$1.94M 0.36%
129,350
+26,950
+26% +$364K
BAC icon
47
Bank of America
BAC
$440B
$1.94M 0.36%
143,389
+14,411
+11% +$195K
KLDW
48
DELISTED
Knowledge Leaders Developed World ETF
KLDW
$1.93M 0.36%
+76,428
New +$1.82M
CSCO icon
49
Cisco
CSCO
$476B
$1.91M 0.36%
67,139
+1,175
+2% +$30.2K
KMI icon
50
Kinder Morgan
KMI
$69.6B
$1.81M 0.34%
101,448
+648
+0.6% +$10.6K
1
2
3 4 5

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6M
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RFA
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Carroll Financial Associates's Q1 2016 Portfolio in Review

As of Q1 2016, Carroll Financial Associates held 1,319 positions worth $538M, up 12% from $480M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $46.6M of net new capital in Q1 2016, opening 136 new positions and adding to 373 existing holdings. Its largest new stake was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.

By sector, the portfolio is most concentrated in Financials at 9.8% of assets, down from 11% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Invesco S&P 500 Downside Hedged ETF, an estimated $8.16M trimmed.

  • Carroll Financial Associates's largest Q1 2016 buy was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.
  • Carroll Financial Associates added most to Goldman Sachs ActiveBeta US Large Cap Equity ETF in Q1 2016, an estimated $11M increase.
  • Carroll Financial Associates's biggest Q1 2016 reduction was Invesco S&P 500 Downside Hedged ETF, cutting an estimated $8.16M.
  • Carroll Financial Associates fully exited UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN in Q1 2016, selling an estimated $541K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $538M portfolio in Q1 2016.
  • Carroll Financial Associates opened 136 new positions and closed 80 in Q1 2016.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $538M.

Based on Carroll Financial Associates's 13F filing for Q1 2016, filed 20 Apr 2016.