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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.33%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$480M
AUM Growth
+$29.3M
Cap. Flow
+$33.2M
Cap. Flow %
6.9%
Top 10 Hldgs %
43.82%
Holding
1,246
New
78
Increased
268
Reduced
227
Closed
63

Top Buys

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$13.4M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$12.4M
3
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.78M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.38M
5
GPT
Gramercy Property Trust
GPT
+$3.09M

Top Sells

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$4.88M
2
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$3.95M
3
HTS
HATTERAS FINANCIAL CORP
HTS
+$2.22M
4
SE
Spectra Energy Corp Wi
SE
+$1.92M
5
CSG
CHAMBERS STR PPTYS COM
CSG
+$1.58M

Sector Composition

Rank Sector Weight
1 Financials 11.29%
2 Technology 7.22%
3 Energy 5.11%
4 Consumer Staples 4.93%
5 Healthcare 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LOW icon
26
Lowe's Companies
LOW
$122B
$4.16M 0.87%
54,669
-290
-0.5% -$21.5K
PKW icon
27
Invesco BuyBack Achievers ETF
PKW
$1.75B
$4.14M 0.86%
91,198
-5,854
-6% -$272K
PFE icon
28
Pfizer
PFE
$149B
$3.87M 0.81%
126,441
-1,687
-1% -$53.1K
WFC icon
29
Wells Fargo
WFC
$265B
$3.18M 0.66%
58,491
+2,153
+4% +$117K
IVV icon
30
iShares Core S&P 500 ETF
IVV
$897B
$3M 0.63%
14,672
+1,343
+10% +$277K
VCSH icon
31
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$2.84M 0.59%
35,935
+1,399
+4% +$111K
PG icon
32
Procter & Gamble
PG
$342B
$2.79M 0.58%
35,157
+154
+0.4% +$11.8K
PM icon
33
Philip Morris
PM
$293B
$2.62M 0.54%
29,779
+4,302
+17% +$373K
MNA icon
34
IQ ARB Merger Arbitrage ETF
MNA
$253M
$2.6M 0.54%
92,540
+1,731
+2% +$48K
PEP icon
35
PepsiCo
PEP
$189B
$2.52M 0.52%
25,230
+502
+2% +$50.1K
DGRW icon
36
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17.2B
$2.37M 0.49%
78,078
+34,659
+80% +$1.06M
CVX icon
37
Chevron
CVX
$371B
$2.33M 0.49%
25,942
+1,960
+8% +$177K
BAC icon
38
Bank of America
BAC
$441B
$2.17M 0.45%
128,978
+1,083
+0.8% +$18.3K
HRL icon
39
Hormel Foods
HRL
$13.8B
$2.16M 0.45%
54,528
– –
ADP icon
40
Automatic Data Processing
ADP
$109B
$2M 0.42%
23,616
-277
-1% -$23.9K
MMM icon
41
3M
MMM
$93.2B
$1.85M 0.38%
14,677
-1,534
-9% -$197K
CSCO icon
42
Cisco
CSCO
$476B
$1.79M 0.37%
65,964
+1,055
+2% +$29.1K
SYY icon
43
Sysco
SYY
$40.4B
$1.77M 0.37%
43,168
-593
-1% -$24.3K
IBM icon
44
IBM
IBM
$220B
$1.72M 0.36%
13,050
-947
-7% -$127K
T icon
45
AT&T
T
$162B
$1.68M 0.35%
64,724
+76
+0.1% +$1.93K
PNY
46
DELISTED
PIEDMONT NATURAL GAS CO INC(NC
PNY
$1.63M 0.34%
28,522
-9,517
-25% -$507K
AMAT icon
47
Applied Materials
AMAT
$419B
$1.61M 0.33%
86,073
-4,313
-5% -$74.9K
OCSL icon
48
Oaktree Specialty Lending
OCSL
$1.12B
$1.59M 0.33%
83,100
-8,400
-9% -$155K
HD icon
49
Home Depot
HD
$349B
$1.51M 0.32%
11,441
-230
-2% -$29.3K
KMI icon
50
Kinder Morgan
KMI
$69.7B
$1.5M 0.31%
100,800
+77,593
+334% +$1.85M
1
2
3 4 5

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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q4 2015 Portfolio in Review

As of Q4 2015, Carroll Financial Associates held 1,246 positions worth $480M, up 6.5% from $451M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $33.2M of net new capital in Q4 2015, opening 78 new positions and adding to 268 existing holdings. Its largest new stake was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was JP Morgan Alerian MLP Index ETN 5/24/24, an estimated $4.88M trimmed.

  • Carroll Financial Associates's largest Q4 2015 buy was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q4 2015, an estimated $13.4M increase.
  • Carroll Financial Associates's biggest Q4 2015 reduction was JP Morgan Alerian MLP Index ETN 5/24/24, cutting an estimated $4.88M.
  • Carroll Financial Associates fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $1.58M.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $480M portfolio in Q4 2015.
  • Carroll Financial Associates opened 78 new positions and closed 63 in Q4 2015.
  • Carroll Financial Associates's portfolio value rose 6.5% quarter-over-quarter to $480M.

Based on Carroll Financial Associates's 13F filing for Q4 2015, filed 12 Jan 2016.