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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-7.01%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$451M
AUM Growth
+$4.05M
Cap. Flow
+$19M
Cap. Flow %
4.21%
Top 10 Hldgs %
41.98%
Holding
1,252
New
121
Increased
384
Reduced
193
Closed
84

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.52M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$2.56M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.18M
4
TREE icon
LendingTree
TREE
+$1.57M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$1.53M

Top Sells

Rank Stock Value
1
BBRC
Columbia Beyond BRICs ETF
BBRC
+$5.39M
2
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$4.09M
3
OCSL icon
Oaktree Specialty Lending
OCSL
+$1.36M
4
DGRE icon
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
+$861K
5
BAX icon
Baxter International
BAX
+$815K

Sector Composition

Rank Sector Weight
1 Financials 11.5%
2 Technology 7.62%
3 Energy 5.42%
4 Healthcare 5.01%
5 Consumer Staples 4.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFE icon
26
Pfizer
PFE
$149B
$4.07M 0.9%
128,128
+3,014
+2% +$96.6K
LOW icon
27
Lowe's Companies
LOW
$122B
$4M 0.89%
54,959
+27
+0% +$1.86K
MTUM icon
28
iShares MSCI USA Momentum Factor ETF
MTUM
$26.1B
$3.7M 0.82%
52,300
-1,860
-3% -$133K
HTS
29
DELISTED
HATTERAS FINANCIAL CORP
HTS
$3.1M 0.69%
196,371
-21,329
-10% -$348K
WFC icon
30
Wells Fargo
WFC
$265B
$2.99M 0.66%
56,338
+9,082
+19% +$499K
VCSH icon
31
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$2.76M 0.61%
34,536
+6,628
+24% +$527K
IVV icon
32
iShares Core S&P 500 ETF
IVV
$897B
$2.71M 0.6%
13,329
+2,069
+18% +$422K
PG icon
33
Procter & Gamble
PG
$342B
$2.58M 0.57%
35,003
+2,844
+9% +$213K
MNA icon
34
IQ ARB Merger Arbitrage ETF
MNA
$253M
$2.52M 0.56%
90,809
+90,309
+18,062% +$2.56M
PEP icon
35
PepsiCo
PEP
$189B
$2.48M 0.55%
24,728
+929
+4% +$88.4K
PM icon
36
Philip Morris
PM
$293B
$2.27M 0.5%
25,477
+1,512
+6% +$124K
CVX icon
37
Chevron
CVX
$371B
$2.14M 0.47%
23,982
+4,234
+21% +$356K
EEMV icon
38
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.52B
$2.12M 0.47%
40,210
-2,494
-6% -$132K
ADP icon
39
Automatic Data Processing
ADP
$109B
$2.09M 0.46%
23,893
+1,072
+5% +$85.8K
BAC icon
40
Bank of America
BAC
$441B
$2.03M 0.45%
127,895
+6,431
+5% +$108K
MMM icon
41
3M
MMM
$93.2B
$2.03M 0.45%
16,211
+124
+0.8% +$15.2K
IBM icon
42
IBM
IBM
$220B
$1.89M 0.42%
13,997
+480
+4% +$70.9K
CSCO icon
43
Cisco
CSCO
$476B
$1.83M 0.41%
64,909
+519
+0.8% +$14K
SYY icon
44
Sysco
SYY
$40.4B
$1.82M 0.4%
43,761
+2,867
+7% +$109K
HRL icon
45
Hormel Foods
HRL
$13.8B
$1.82M 0.4%
54,528
-4,400
-7% -$132K
PXF icon
46
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.93B
$1.77M 0.39%
46,235
+2,879
+7% +$112K
FMLP
47
DELISTED
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
$1.73M 0.38%
85,600
+200
+0.2% +$4.59K
QCOM icon
48
Qualcomm
QCOM
$168B
$1.68M 0.37%
28,432
-460
-2% -$27.3K
T icon
49
AT&T
T
$162B
$1.64M 0.36%
64,648
+5,934
+10% +$151K
PNY
50
DELISTED
PIEDMONT NATURAL GAS CO INC(NC
PNY
$1.61M 0.36%
38,039
+489
+1% +$18.5K
1
2
3 4 5

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6M
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RFA
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Carroll Financial Associates's Q3 2015 Portfolio in Review

As of Q3 2015, Carroll Financial Associates held 1,252 positions worth $451M, up 0.91% from $447M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates deployed $19M of net new capital in Q3 2015, opening 121 new positions and adding to 384 existing holdings. Its largest new stake was PacWest Bancorp: 21,542 shares worth $926K.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Columbia Beyond BRICs ETF, an estimated $5.39M trimmed.

  • Carroll Financial Associates's largest Q3 2015 buy was PacWest Bancorp: 21,542 shares worth $926K.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q3 2015, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q3 2015 reduction was Columbia Beyond BRICs ETF, cutting an estimated $5.39M.
  • Carroll Financial Associates fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $475K.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $451M portfolio in Q3 2015.
  • Carroll Financial Associates opened 121 new positions and closed 84 in Q3 2015.
  • Carroll Financial Associates's portfolio value rose 0.91% quarter-over-quarter to $451M.

Based on Carroll Financial Associates's 13F filing for Q3 2015, filed 28 Oct 2015.