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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-1.6%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$447M
AUM Growth
+$219M
Cap. Flow
+$230M
Cap. Flow %
51.49%
Top 10 Hldgs %
41.51%
Holding
1,188
New
323
Increased
457
Reduced
64
Closed
57

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$29.9M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$16.8M
3
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$14.5M
4
XOM icon
ExxonMobil
XOM
+$8.64M
5
AAPL icon
Apple
AAPL
+$6.62M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$1.75M
2
FDX icon
FedEx
FDX
+$770K
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$336K
4
CDK
CDK Global, Inc.
CDK
+$164K
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$121K

Sector Composition

Rank Sector Weight
1 Financials 11.87%
2 Technology 7.78%
3 Energy 6.14%
4 Healthcare 5.21%
5 Consumer Staples 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFE icon
26
Pfizer
PFE
$143B
$3.98M 0.89%
125,114
+59,029
+89% +$1.92M
KO icon
27
Coca-Cola
KO
$377B
$3.95M 0.88%
100,754
+44,474
+79% +$1.81M
MTUM icon
28
iShares MSCI USA Momentum Factor ETF
MTUM
$25.6B
$3.87M 0.87%
54,160
-24,550
-31% -$1.75M
LOW icon
29
Lowe's Companies
LOW
$117B
$3.68M 0.82%
54,932
+30,669
+126% +$2.19M
HTS
30
DELISTED
HATTERAS FINANCIAL CORP
HTS
$3.55M 0.79%
217,700
+192,350
+759% +$3.45M
OCSL icon
31
Oaktree Specialty Lending
OCSL
$1.02B
$3.19M 0.71%
162,233
+152,066
+1,496% +$3.18M
WFC icon
32
Wells Fargo
WFC
$261B
$2.66M 0.59%
47,256
+21,447
+83% +$1.2M
PG icon
33
Procter & Gamble
PG
$336B
$2.52M 0.56%
32,159
+8,591
+36% +$691K
EEMV icon
34
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.47B
$2.46M 0.55%
42,704
+10,955
+35% +$665K
IVV icon
35
iShares Core S&P 500 ETF
IVV
$884B
$2.33M 0.52%
11,260
-250
-2% -$52.9K
PEP icon
36
PepsiCo
PEP
$190B
$2.22M 0.5%
23,799
+7,486
+46% +$715K
VCSH icon
37
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.6B
$2.22M 0.5%
27,908
+2,456
+10% +$196K
BAX icon
38
Baxter International
BAX
$13.5B
$2.15M 0.48%
56,655
+38,959
+220% +$1.46M
IBM icon
39
IBM
IBM
$211B
$2.1M 0.47%
13,517
+3,691
+38% +$593K
FMLP
40
DELISTED
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
$2.08M 0.47%
85,400
+78,300
+1,103% +$1.97M
MMM icon
41
3M
MMM
$90.9B
$2.08M 0.46%
16,087
+6,627
+70% +$889K
BAC icon
42
Bank of America
BAC
$435B
$2.07M 0.46%
121,464
+60,601
+100% +$999K
AMAT icon
43
Applied Materials
AMAT
$403B
$2.06M 0.46%
107,003
+65,628
+159% +$1.35M
PM icon
44
Philip Morris
PM
$297B
$1.92M 0.43%
23,965
+11,706
+95% +$963K
CVX icon
45
Chevron
CVX
$392B
$1.91M 0.43%
19,748
+4,178
+27% +$439K
ADP icon
46
Automatic Data Processing
ADP
$106B
$1.83M 0.41%
22,821
+8,278
+57% +$706K
QCOM icon
47
Qualcomm
QCOM
$155B
$1.81M 0.41%
28,892
+12,826
+80% +$875K
CSCO icon
48
Cisco
CSCO
$457B
$1.77M 0.4%
64,390
+32,765
+104% +$940K
PXF icon
49
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.9B
$1.76M 0.39%
43,356
+754
+2% +$32.1K
CSG
50
DELISTED
CHAMBERS STR PPTYS COM
CSG
$1.71M 0.38%
214,644
+208,764
+3,550% +$1.62M
1
2
3 4 5

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NFG
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6M
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RFA
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CCT
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Carroll Financial Associates's Q2 2015 Portfolio in Review

As of Q2 2015, Carroll Financial Associates held 1,188 positions worth $447M, up 96% from $228M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates deployed $230M of net new capital in Q2 2015, opening 323 new positions and adding to 457 existing holdings. Its largest new stake was Hormel Foods: 58,928 shares worth $1.66M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 8% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $1.75M trimmed.

  • Carroll Financial Associates's largest Q2 2015 buy was Hormel Foods: 58,928 shares worth $1.66M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q2 2015, an estimated $29.9M increase.
  • Carroll Financial Associates's biggest Q2 2015 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $1.75M.
  • Carroll Financial Associates fully exited Barings BDC in Q2 2015, selling an estimated $48K.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $447M portfolio in Q2 2015.
  • Carroll Financial Associates opened 323 new positions and closed 57 in Q2 2015.
  • Carroll Financial Associates's portfolio value rose 96% quarter-over-quarter to $447M.

Based on Carroll Financial Associates's 13F filing for Q2 2015, filed 3 Aug 2015.