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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+0.3%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$228M
AUM Growth
+$70.8M
Cap. Flow
+$70.3M
Cap. Flow %
30.91%
Top 10 Hldgs %
44.75%
Holding
909
New
144
Increased
232
Reduced
67
Closed
44

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$11.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$9.56M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.44M
4
IOO icon
iShares Global 100 ETF
IOO
+$4.36M
5
XOM icon
ExxonMobil
XOM
+$3M

Top Sells

Rank Stock Value
1
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$1.52M
2
STT icon
State Street
STT
+$258K
3
NUE icon
Nucor
NUE
+$244K
4
UL icon
Unilever
UL
+$206K
5
FEZ icon
State Street SPDR EURO STOXX 50 ETF
FEZ
+$170K

Sector Composition

Rank Sector Weight
1 Financials 7.97%
2 Technology 7.61%
3 Energy 6.07%
4 Healthcare 5.37%
5 Industrials 5.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LOW icon
26
Lowe's Companies
LOW
$125B
$1.8M 0.79%
24,263
+3,895
+19% +$279K
PXF icon
27
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.96B
$1.75M 0.77%
42,602
-37,553
-47% -$1.52M
CVX icon
28
Chevron
CVX
$366B
$1.64M 0.72%
15,570
+1,594
+11% +$170K
PEP icon
29
PepsiCo
PEP
$190B
$1.56M 0.69%
16,313
+8,104
+99% +$784K
DBEF icon
30
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.4B
$1.55M 0.68%
+51,710
New +$1.49M
AMJ
31
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$1.53M 0.67%
35,735
-1,933
-5% -$85.3K
IBM icon
32
IBM
IBM
$223B
$1.51M 0.66%
9,826
+4,376
+80% +$664K
WFC icon
33
Wells Fargo
WFC
$264B
$1.4M 0.62%
25,809
+6,909
+37% +$373K
MMM icon
34
3M
MMM
$94.4B
$1.3M 0.57%
9,460
+1,926
+26% +$265K
ADP icon
35
Automatic Data Processing
ADP
$108B
$1.25M 0.55%
14,543
+1,150
+9% +$99K
VEU icon
36
Vanguard FTSE All-World ex-US ETF
VEU
$68.5B
$1.23M 0.54%
25,196
+210
+0.8% +$10.1K
MLPI
37
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$1.23M 0.54%
32,317
+10,965
+51% +$424K
SO icon
38
Southern Company
SO
$107B
$1.16M 0.51%
26,178
+13,150
+101% +$625K
TFC icon
39
Truist Financial
TFC
$64.1B
$1.13M 0.5%
29,020
+12,429
+75% +$468K
QCOM icon
40
Qualcomm
QCOM
$175B
$1.11M 0.49%
16,066
+103
+0.6% +$7.26K
SYY icon
41
Sysco
SYY
$40.2B
$1.09M 0.48%
29,019
+2,050
+8% +$80.8K
SON icon
42
Sonoco
SON
$5.73B
$943K 0.41%
20,746
+756
+4% +$34.2K
BAC icon
43
Bank of America
BAC
$442B
$937K 0.41%
60,863
+5,873
+11% +$94.3K
AMAT icon
44
Applied Materials
AMAT
$427B
$933K 0.41%
41,375
+400
+1% +$9.58K
PM icon
45
Philip Morris
PM
$295B
$923K 0.41%
12,259
+7,619
+164% +$618K
IJH icon
46
iShares Core S&P Mid-Cap ETF
IJH
$127B
$916K 0.4%
30,150
+3,490
+13% +$103K
VUG icon
47
Vanguard Morningstar Growth ETF
VUG
$231B
$909K 0.4%
52,152
+5,850
+13% +$104K
RTX icon
48
RTX Corp
RTX
$301B
$901K 0.4%
12,218
+318
+3% +$23.8K
CSX icon
49
CSX Corp
CSX
$93.3B
$894K 0.39%
81,003
+5,250
+7% +$60.4K
CSCO icon
50
Cisco
CSCO
$478B
$870K 0.38%
31,625
+818
+3% +$23K
1
2
3 4 5

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q1 2015 Portfolio in Review

As of Q1 2015, Carroll Financial Associates held 909 positions worth $228M, up 45% from $157M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $70.3M of net new capital in Q1 2015, opening 144 new positions and adding to 232 existing holdings. Its largest new stake was Xtrackers MSCI EAFE Hedged Equity ETF: 51,710 shares worth $1.55M.

By sector, the portfolio is most concentrated in Financials at 8% of assets, down from 8.5% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Invesco FTSE RAFI Developed Markets ex-US ETF, an estimated $1.52M trimmed.

  • Carroll Financial Associates's largest Q1 2015 buy was Xtrackers MSCI EAFE Hedged Equity ETF: 51,710 shares worth $1.55M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2015, an estimated $11.8M increase.
  • Carroll Financial Associates's biggest Q1 2015 reduction was Invesco FTSE RAFI Developed Markets ex-US ETF, cutting an estimated $1.52M.
  • Carroll Financial Associates fully exited State Street in Q1 2015, selling an estimated $258K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $228M portfolio in Q1 2015.
  • Carroll Financial Associates opened 144 new positions and closed 44 in Q1 2015.
  • Carroll Financial Associates's portfolio value rose 45% quarter-over-quarter to $228M.

Based on Carroll Financial Associates's 13F filing for Q1 2015, filed 23 Apr 2015.