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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.54%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$157M
AUM Growth
-$168M
Cap. Flow
-$164M
Cap. Flow %
-104.61%
Top 10 Hldgs %
42.09%
Holding
1,019
New
91
Increased
74
Reduced
321
Closed
254

Top Buys

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.6M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$1.41M
3
IOO icon
iShares Global 100 ETF
IOO
+$439K
4
STLA icon
Stellantis
STLA
+$431K
5
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$345K

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.6M
2
XOM icon
ExxonMobil
XOM
+$10.1M
3
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$7.12M
4
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$6.99M
5
MSFT icon
Microsoft
MSFT
+$6.81M

Sector Composition

Rank Sector Weight
1 Technology 9.35%
2 Financials 8.48%
3 Energy 6.48%
4 Healthcare 6.38%
5 Consumer Staples 5.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VEU icon
26
Vanguard FTSE All-World ex-US ETF
VEU
$68B
$1.2M 0.76%
24,986
-521
-2% -$25K
ADP icon
27
Automatic Data Processing
ADP
$107B
$1.16M 0.74%
13,393
-16,868
-56% -$1.37M
SYY icon
28
Sysco
SYY
$40.3B
$1.07M 0.69%
26,969
-18,475
-41% -$716K
QCOM icon
29
Qualcomm
QCOM
$165B
$1.07M 0.68%
15,963
-9,849
-38% -$721K
NUE icon
30
Nucor
NUE
$62.6B
$1.05M 0.67%
23,183
-7,722
-25% -$402K
MMM icon
31
3M
MMM
$93.9B
$1.04M 0.66%
7,534
-6,237
-45% -$801K
WFC icon
32
Wells Fargo
WFC
$270B
$1M 0.64%
18,900
-17,183
-48% -$910K
AMAT icon
33
Applied Materials
AMAT
$424B
$968K 0.62%
40,975
-74,052
-64% -$1.67M
SON icon
34
Sonoco
SON
$5.78B
$908K 0.58%
19,990
-988
-5% -$40.9K
BNY
35
Bank of New York Mellon
BNY
$108B
$905K 0.58%
24,348
-29,584
-55% -$1.16M
RTX icon
36
RTX Corp
RTX
$300B
$882K 0.56%
11,900
-3,938
-25% -$268K
CSX icon
37
CSX Corp
CSX
$94.7B
$873K 0.56%
75,753
-58,845
-44% -$689K
BAC icon
38
Bank of America
BAC
$442B
$868K 0.55%
54,990
-46,785
-46% -$801K
MLPI
39
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$844K 0.54%
21,352
-35,673
-63% -$1.51M
CSCO icon
40
Cisco
CSCO
$479B
$822K 0.52%
30,807
-35,994
-54% -$929K
IBM icon
41
IBM
IBM
$222B
$818K 0.52%
5,450
-320
-6% -$50.9K
VUG icon
42
Vanguard Morningstar Growth ETF
VUG
$230B
$808K 0.52%
46,302
-2,640
-5% -$44.9K
PEP icon
43
PepsiCo
PEP
$189B
$793K 0.51%
8,209
-5,654
-41% -$542K
IJH icon
44
iShares Core S&P Mid-Cap ETF
IJH
$125B
$780K 0.5%
26,660
– –
VTV icon
45
Vanguard Morningstar Value ETF
VTV
$191B
$745K 0.48%
8,950
– –
DVY icon
46
iShares Select Dividend ETF
DVY
$23.5B
$744K 0.47%
9,278
+1,741
+23% +$134K
MCD icon
47
McDonald's
MCD
$195B
$707K 0.45%
7,512
-6,591
-47% -$617K
SPLV icon
48
Invesco S&P 500 Low Volatility ETF
SPLV
$7.22B
$695K 0.44%
18,125
+819
+5% +$30K
BSJI
49
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
$658K 0.42%
25,620
-59,500
-70% -$1.57M
DD
50
DELISTED
Du Pont De Nemours E I
DD
$655K 0.42%
9,356
-1,837
-16% -$123K
1
2
3 4 5

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NFG
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6M
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RFA
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CCT
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Carroll Financial Associates's Q4 2014 Portfolio in Review

As of Q4 2014, Carroll Financial Associates held 1,019 positions worth $157M, down 52% from $324M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates withdrew a net $164M in Q4 2014, closing 254 positions and reducing 321 holdings. Its most notable exit was Park Sterling Corp., an estimated $5.22M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, down from 10% a quarter earlier, followed by Financials and Energy.

Against the trend, Carroll Financial Associates opened a new position in Stellantis worth $535K.

  • Carroll Financial Associates's largest Q4 2014 buy was Stellantis: 58,143 shares worth $535K.
  • Carroll Financial Associates added most to Vanguard Short-Term Corporate Bond ETF in Q4 2014, an estimated $1.6M increase.
  • Carroll Financial Associates's biggest Q4 2014 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $17.6M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2014, selling an estimated $5.22M.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $157M portfolio in Q4 2014.
  • Carroll Financial Associates opened 91 new positions and closed 254 in Q4 2014.
  • Carroll Financial Associates's portfolio value fell 52% quarter-over-quarter to $157M.

Based on Carroll Financial Associates's 13F filing for Q4 2014, filed 9 Feb 2015.