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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+4.72%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$357M
AUM Growth
+$52.6M
Cap. Flow
+$37.9M
Cap. Flow %
10.59%
Top 10 Hldgs %
39.42%
Holding
1,010
New
87
Increased
263
Reduced
66
Closed
35

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.91M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.93M
3
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
+$1.58M
4
HRL icon
Hormel Foods
HRL
+$1.55M
5
DD icon
DuPont de Nemours
DD
+$1.55M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$732K
2
WMB icon
Williams Companies
WMB
+$490K
3
PEBK icon
Peoples Bancorp of North Carolina
PEBK
+$388K
4
JNJ icon
Johnson & Johnson
JNJ
+$354K
5
RIO icon
Rio Tinto
RIO
+$148K

Sector Composition

Rank Sector Weight
1 Financials 12.14%
2 Technology 9.32%
3 Energy 9.11%
4 Healthcare 5.76%
5 Industrials 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LOW icon
26
Lowe's Companies
LOW
$117B
$2.89M 0.81%
60,308
+12,307
+26% +$574K
MLPI
27
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$2.87M 0.8%
64,475
+7,600
+13% +$318K
TFC icon
28
Truist Financial
TFC
$63.3B
$2.8M 0.78%
71,025
-429
-0.6% -$16.4K
CSG
29
DELISTED
CHAMBERS STR PPTYS COM
CSG
$2.69M 0.75%
334,471
+99,470
+42% +$782K
ADP icon
30
Automatic Data Processing
ADP
$106B
$2.54M 0.71%
36,469
-711
-2% -$48.5K
BSJI
31
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
$2.41M 0.67%
87,870
+34,520
+65% +$943K
IVV icon
32
iShares Core S&P 500 ETF
IVV
$878B
$2.39M 0.67%
12,129
-32
-0.3% -$6.12K
BNY
33
Bank of New York Mellon
BNY
$106B
$2.27M 0.64%
60,662
-1,927
-3% -$66.7K
PG icon
34
Procter & Gamble
PG
$336B
$2.26M 0.63%
28,811
+3,084
+12% +$249K
QCOM icon
35
Qualcomm
QCOM
$155B
$2.2M 0.61%
27,742
+200
+0.7% +$15.9K
WFC icon
36
Wells Fargo
WFC
$261B
$2.14M 0.6%
40,689
+2,295
+6% +$115K
MMM icon
37
3M
MMM
$90.9B
$1.98M 0.55%
16,535
+731
+5% +$85.8K
SYY icon
38
Sysco
SYY
$40.8B
$1.95M 0.54%
51,969
-425
-0.8% -$15.6K
CSCO icon
39
Cisco
CSCO
$457B
$1.93M 0.54%
77,600
+1,565
+2% +$37.3K
PKW icon
40
Invesco BuyBack Achievers ETF
PKW
$1.72B
$1.92M 0.54%
42,900
+22,400
+109% +$980K
PEP icon
41
PepsiCo
PEP
$190B
$1.91M 0.53%
21,336
+2,377
+13% +$205K
CVX icon
42
Chevron
CVX
$392B
$1.9M 0.53%
14,516
+353
+2% +$43.9K
BBRC
43
DELISTED
Columbia Beyond BRICs ETF
BBRC
$1.76M 0.49%
80,550
+38,650
+92% +$850K
PFM icon
44
Invesco Dividend Achievers ETF
PFM
$791M
$1.75M 0.49%
83,300
+25,400
+44% +$522K
RRC icon
45
Range Resources
RRC
$9.38B
$1.71M 0.48%
19,646
-650
-3% -$58.2K
NUE icon
46
Nucor
NUE
$58.6B
$1.67M 0.47%
33,901
-579
-2% -$29.7K
HRL icon
47
Hormel Foods
HRL
$13.8B
$1.58M 0.44%
+64,228
New +$1.55M
FMLP
48
DELISTED
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
$1.58M 0.44%
+63,400
New +$1.58M
BAC icon
49
Bank of America
BAC
$435B
$1.56M 0.44%
101,854
+17,415
+21% +$270K
CSX icon
50
CSX Corp
CSX
$93.4B
$1.48M 0.41%
143,748
– –
1
2
3 4 5

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Carroll Financial Associates's Q2 2014 Portfolio in Review

As of Q2 2014, Carroll Financial Associates held 1,010 positions worth $357M, up 17% from $305M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Carroll Financial Associates deployed $37.9M of net new capital in Q2 2014, opening 87 new positions and adding to 263 existing holdings. Its largest new stake was UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN: 63,400 shares worth $1.58M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $732K trimmed.

  • Carroll Financial Associates's largest Q2 2014 buy was UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN: 63,400 shares worth $1.58M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q2 2014, an estimated $4.91M increase.
  • Carroll Financial Associates's biggest Q2 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $732K.
  • Carroll Financial Associates fully exited Peoples Bancorp of North Carolina in Q2 2014, selling an estimated $388K.
  • Carroll Financial Associates's ten largest holdings make up 39% of its $357M portfolio in Q2 2014.
  • Carroll Financial Associates opened 87 new positions and closed 35 in Q2 2014.
  • Carroll Financial Associates's portfolio value rose 17% quarter-over-quarter to $357M.

Based on Carroll Financial Associates's 13F filing for Q2 2014, filed 8 Aug 2014.