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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.31%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$281M
AUM Growth
+$16.1M
Cap. Flow
-$4.46M
Cap. Flow %
-1.58%
Top 10 Hldgs %
40.21%
Holding
1,045
New
111
Increased
151
Reduced
177
Closed
110

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.38M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$4.02M
3
IOO icon
iShares Global 100 ETF
IOO
+$2.4M
4
PSTB
Park Sterling Corp.
PSTB
+$1.86M
5
HRL icon
Hormel Foods
HRL
+$1.41M

Top Sells

Rank Stock Value
1
HTS
HATTERAS FINANCIAL CORP
HTS
+$3.61M
2
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$3.09M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.19M
4
PEBK icon
Peoples Bancorp of North Carolina
PEBK
+$1.26M
5
WU icon
Western Union
WU
+$1.21M

Sector Composition

Rank Sector Weight
1 Financials 13.16%
2 Energy 10.34%
3 Technology 9.46%
4 Healthcare 6.55%
5 Industrials 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BNY
26
Bank of New York Mellon
BNY
$108B
$2.16M 0.77%
61,814
-2,771
-4% -$90.2K
OCSL icon
27
Oaktree Specialty Lending
OCSL
$1.06B
$2.15M 0.77%
77,633
+14,433
+23% +$427K
AMAT icon
28
Applied Materials
AMAT
$424B
$2.12M 0.75%
119,987
-41,483
-26% -$723K
IVV icon
29
iShares Core S&P 500 ETF
IVV
$898B
$2.11M 0.75%
11,363
+2,236
+24% +$398K
GS.PRA icon
30
Goldman Sachs Group Inc Depositary Shares
GS.PRA
$575M
$1.99M 0.71%
110,275
+30,750
+39% +$571K
MMM icon
31
3M
MMM
$93.9B
$1.97M 0.7%
16,794
-287
-2% -$30.6K
PG icon
32
Procter & Gamble
PG
$342B
$1.95M 0.69%
23,974
-4,214
-15% -$343K
QCOM icon
33
Qualcomm
QCOM
$165B
$1.89M 0.67%
25,501
+3,532
+16% +$249K
MLPI
34
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$1.86M 0.66%
47,075
-10,375
-18% -$402K
SYY icon
35
Sysco
SYY
$40.3B
$1.74M 0.62%
48,094
-150
-0.3% -$5.07K
NUE icon
36
Nucor
NUE
$62.6B
$1.69M 0.6%
31,676
-2,523
-7% -$130K
WFC icon
37
Wells Fargo
WFC
$270B
$1.63M 0.58%
35,987
-521
-1% -$22.5K
CSCO icon
38
Cisco
CSCO
$479B
$1.62M 0.58%
72,238
-7,643
-10% -$169K
CVX icon
39
Chevron
CVX
$371B
$1.58M 0.56%
12,666
-288
-2% -$34.8K
RRC icon
40
Range Resources
RRC
$8.91B
$1.55M 0.55%
18,396
-4,250
-19% -$331K
PEP icon
41
PepsiCo
PEP
$189B
$1.46M 0.52%
17,578
-112
-0.6% -$9.3K
HRL icon
42
Hormel Foods
HRL
$13.9B
$1.46M 0.52%
+64,506
New +$1.41M
MCD icon
43
McDonald's
MCD
$195B
$1.39M 0.49%
14,280
+851
+6% +$81.8K
UPS icon
44
United Parcel Service
UPS
$91.5B
$1.31M 0.47%
12,515
-1,286
-9% -$127K
CSG
45
DELISTED
CHAMBERS STR PPTYS COM
CSG
$1.31M 0.47%
171,301
-80,830
-32% -$689K
FEZ icon
46
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.51B
$1.27M 0.45%
30,230
+6,245
+26% +$252K
MS.PRA icon
47
Morgan Stanley Series A Preferred Stock
MS.PRA
$764M
$1.27M 0.45%
67,700
-6,300
-9% -$119K
PNY
48
DELISTED
PIEDMONT NATURAL GAS CO INC(NC
PNY
$1.23M 0.44%
37,064
-260
-0.7% -$8.59K
CSX icon
49
CSX Corp
CSX
$94.7B
$1.21M 0.43%
126,570
+114,780
+974% +$1.03M
IBM icon
50
IBM
IBM
$222B
$1.18M 0.42%
6,570
-306
-4% -$52.8K
1
2
3 4 5

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Carroll Financial Associates's Q4 2013 Portfolio in Review

As of Q4 2013, Carroll Financial Associates held 1,045 positions worth $281M, up 6.1% from $265M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Carroll Financial Associates's Q4 2013 filing shows 111 new, 151 increased, 177 reduced and 110 closed positions. Its largest new stake was Hormel Foods: 64,506 shares worth $1.46M. The largest sale was HATTERAS FINANCIAL CORP, an estimated $3.61M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, down from 14% a quarter earlier, followed by Energy and Technology.

  • Carroll Financial Associates's largest Q4 2013 buy was Hormel Foods: 64,506 shares worth $1.46M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q4 2013, an estimated $4.38M increase.
  • Carroll Financial Associates's biggest Q4 2013 reduction was HATTERAS FINANCIAL CORP, cutting an estimated $3.61M.
  • Carroll Financial Associates fully exited Selective Insurance in Q4 2013, selling an estimated $226K.
  • Carroll Financial Associates's ten largest holdings make up 40% of its $281M portfolio in Q4 2013.
  • Carroll Financial Associates opened 111 new positions and closed 110 in Q4 2013.
  • Carroll Financial Associates's portfolio value rose 6.1% quarter-over-quarter to $281M.

Based on Carroll Financial Associates's 13F filing for Q4 2013, filed 6 Feb 2014.