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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.63B
AUM Growth
+$123M
Cap. Flow
+$37.1M
Cap. Flow %
2.28%
Top 10 Hldgs %
44.91%
Holding
1,828
New
214
Increased
473
Reduced
322
Closed
87

Top Buys

Rank Stock Value
1
GSST icon
Goldman Sachs Access Ultra Short Bond ETF
GSST
+$13.2M
2
NCNO icon
nCino
NCNO
+$8.92M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.9M
4
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$4.11M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$2.88M

Top Sells

Rank Stock Value
1
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.31M
2
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$7.6M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.41M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.46M
5
KOMP icon
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 6.93%
2 Financials 5.5%
3 Healthcare 2.53%
4 Consumer Discretionary 2.28%
5 Consumer Staples 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WTRG icon
451
Essential Utilities
WTRG
$11.3B
$155K 0.01%
3,480
-21
-0.6% -$948
IQSU icon
452
IQ Candriam US Large Cap Equity ETF
IQSU
$339M
$154K 0.01%
4,565
– –
ORLY icon
453
O'Reilly Automotive
ORLY
$74.6B
$154K 0.01%
4,560
-315
-6% -$9.76K
VRP icon
454
Invesco Variable Rate Preferred ETF
VRP
$3.01B
$154K 0.01%
5,986
+2,335
+64% +$60.3K
AMD icon
455
Advanced Micro Devices
AMD
$767B
$153K 0.01%
1,957
-1,192
-38% -$103K
DFS
456
DELISTED
Discover Financial Services
DFS
$153K 0.01%
1,613
+101
+7% +$9.53K
FNV icon
457
Franco-Nevada
FNV
$46.5B
$152K 0.01%
1,219
– –
JCI icon
458
Johnson Controls International
JCI
$91.3B
$152K 0.01%
2,562
-165
-6% -$9.07K
SPG icon
459
Simon Property Group
SPG
$71.5B
$152K 0.01%
1,336
+1,193
+834% +$124K
VIS icon
460
Vanguard Industrials ETF
VIS
$8.44B
$152K 0.01%
808
– –
DG icon
461
Dollar General
DG
$27B
$151K 0.01%
748
+13
+2% +$2.58K
EFAV icon
462
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.48B
$151K 0.01%
2,074
-2,686
-56% -$197K
LUV icon
463
Southwest Airlines
LUV
$22B
$151K 0.01%
2,473
-799
-24% -$42.5K
KHC icon
464
Kraft Heinz
KHC
$29.6B
$150K 0.01%
3,773
-312
-8% -$11.2K
WBA
465
DELISTED
Walgreens Boots Alliance
WBA
$150K 0.01%
2,747
-893
-25% -$44.1K
TT icon
466
Trane Technologies
TT
$105B
$149K 0.01%
902
+49
+6% +$7.59K
FAST icon
467
Fastenal
FAST
$59.8B
$148K 0.01%
5,918
-158
-3% -$3.78K
JIG icon
468
JPMorgan International Growth ETF
JIG
$499M
$148K 0.01%
2,047
+818
+67% +$61.9K
LHX icon
469
L3Harris
LHX
$54B
$148K 0.01%
733
+146
+25% +$27.4K
NCLH icon
470
Norwegian Cruise Line
NCLH
$8.52B
$148K 0.01%
5,391
+3,298
+158% +$87.8K
VDC icon
471
Vanguard Consumer Staples ETF
VDC
$7.94B
$148K 0.01%
835
– –
ESG icon
472
FlexShares STOXX US ESG Select Index Fund
ESG
$137M
$147K 0.01%
1,510
– –
HAIL icon
473
State Street SPDR S&P Kensho Smart Mobility ETF
HAIL
$19.8M
$147K 0.01%
+2,421
New +$153K
CMI icon
474
Cummins
CMI
$87.4B
$145K 0.01%
563
+62
+12% +$15.5K
FIS icon
475
Fidelity National Information Services
FIS
$21.9B
$144K 0.01%
1,028
-21
-2% -$2.87K
17 18
19
20 21

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Carroll Financial Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Carroll Financial Associates held 1,828 positions worth $1.63B, up 8.2% from $1.5B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q1 2021 filing shows 214 new, 473 increased, 322 reduced and 87 closed positions. Its largest new stake was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M. The largest sale was ARK Genomic Revolution ETF, an estimated $8.31M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q1 2021 buy was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M.
  • Carroll Financial Associates added most to JPMorgan Ultra-Short Income ETF in Q1 2021, an estimated $6.9M increase.
  • Carroll Financial Associates's biggest Q1 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $8.31M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF January in Q1 2021, selling an estimated $363K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.63B portfolio in Q1 2021.
  • Carroll Financial Associates opened 214 new positions and closed 87 in Q1 2021.
  • Carroll Financial Associates's portfolio value rose 8.2% quarter-over-quarter to $1.63B.

Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.