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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+13.95%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.5B
AUM Growth
+$208M
Cap. Flow
+$35.5M
Cap. Flow %
2.36%
Top 10 Hldgs %
46.75%
Holding
1,758
New
90
Increased
349
Reduced
401
Closed
146

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.5M
2
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$7.7M
3
LSST
Natixis Loomis Sayles Short Duration Income ETF
LSST
+$6.42M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$5.32M
5
EJAN icon
Innovator Emerging Markets Power Buffer ETF January
EJAN
+$5.1M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$13M
2
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.63M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$6.55M
4
AGZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
+$5.47M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.6M

Sector Composition

Rank Sector Weight
1 Technology 7.07%
2 Financials 5.1%
3 Healthcare 2.68%
4 Consumer Discretionary 2.27%
5 Consumer Staples 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NHI icon
451
National Health Investors
NHI
$3.41B
$138K 0.01%
2,000
-13
-0.6% -$826
VIS icon
452
Vanguard Industrials ETF
VIS
$8.49B
$137K 0.01%
808
– –
XLV icon
453
State Street Health Care Select Sector SPDR ETF
XLV
$43.9B
$137K 0.01%
1,213
– –
DFS
454
DELISTED
Discover Financial Services
DFS
$136K 0.01%
1,512
+1,437
+1,916% +$107K
IRBT
455
DELISTED
iRobot
IRBT
$136K 0.01%
1,703
+1,501
+743% +$122K
RACE icon
456
Ferrari
RACE
$72.1B
$136K 0.01%
594
+129
+28% +$26.3K
CI icon
457
Cigna
CI
$72.2B
$134K 0.01%
645
+11
+2% +$2.16K
GBIL icon
458
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.59B
$134K 0.01%
1,341
– –
VTIP icon
459
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$134K 0.01%
2,629
-223
-8% -$11.3K
GWW icon
460
W.W. Grainger
GWW
$61.2B
$133K 0.01%
328
– –
MMIN icon
461
IQ MacKay Municipal Insured ETF
MMIN
$478M
$132K 0.01%
+4,787
New +$131K
RIO icon
462
Rio Tinto
RIO
$165B
$132K 0.01%
1,759
-100
-5% -$6.57K
PAUG icon
463
Innovator US Equity Power Buffer ETF August
PAUG
$935M
$130K 0.01%
4,613
-5,450
-54% -$151K
ITM icon
464
VanEck Intermediate Muni ETF
ITM
$2.13B
$129K 0.01%
2,485
– –
JCI icon
465
Johnson Controls International
JCI
$92.7B
$127K 0.01%
2,727
+4
+0.1% +$178
SDOW icon
466
ProShares UltraPro Short Dow 30
SDOW
$184M
$127K 0.01%
625
– –
BKNG icon
467
Booking.com
BKNG
$160B
$126K 0.01%
1,425
+200
+16% +$15.4K
FNB icon
468
FNB Corp
FNB
$6.78B
$125K 0.01%
13,257
– –
STZ icon
469
Constellation Brands
STZ
$22.5B
$124K 0.01%
566
+19
+3% +$3.73K
URI icon
470
United Rentals
URI
$71.6B
$124K 0.01%
+538
New +$114K
ATO icon
471
Atmos Energy
ATO
$28.4B
$123K 0.01%
1,298
-1
-0.1% -$96
CME icon
472
CME Group
CME
$93.7B
$123K 0.01%
676
-50
-7% -$8.5K
TT icon
473
Trane Technologies
TT
$106B
$123K 0.01%
853
– –
VAW icon
474
Vanguard Materials ETF
VAW
$3.11B
$123K 0.01%
789
– –
GRMN
475
Garmin
GRMN
$59.8B
$121K 0.01%
1,013
-195
-16% -$21.6K
17 18
19
20 21

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Carroll Financial Associates's Q4 2020 Portfolio in Review

As of Q4 2020, Carroll Financial Associates held 1,758 positions worth $1.5B, up 16% from $1.3B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q4 2020 filing shows 90 new, 349 increased, 401 reduced and 146 closed positions. Its largest new stake was LHA Market State Tactical Beta ETF: 294,973 shares worth $7.98M. The largest sale was Global X Adaptive US Factor ETF, an estimated $13M.

By sector, the portfolio is most concentrated in Technology at 7.1% of assets, down from 7.4% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2020 buy was LHA Market State Tactical Beta ETF: 294,973 shares worth $7.98M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q4 2020, an estimated $33.5M increase.
  • Carroll Financial Associates's biggest Q4 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $13M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF July in Q4 2020, selling an estimated $6.55M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $1.5B portfolio in Q4 2020.
  • Carroll Financial Associates opened 90 new positions and closed 146 in Q4 2020.
  • Carroll Financial Associates's portfolio value rose 16% quarter-over-quarter to $1.5B.

Based on Carroll Financial Associates's 13F filing for Q4 2020, filed 8 Jan 2021.