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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+19.87%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.2B
AUM Growth
+$180M
Cap. Flow
-$4.09M
Cap. Flow %
-0.34%
Top 10 Hldgs %
48.08%
Holding
1,797
New
140
Increased
384
Reduced
372
Closed
94

Top Buys

Rank Stock Value
1
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.85M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$5.83M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$5.06M
4
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.83M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.09M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$7.55M
2
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.53M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$5.27M
4
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$4.6M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$4.24M

Sector Composition

Rank Sector Weight
1 Technology 7.73%
2 Financials 5.31%
3 Healthcare 3.06%
4 Consumer Discretionary 2.27%
5 Consumer Staples 2.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTC icon
451
Vanguard Total Corporate Bond ETF
VTC
$1.71B
$110K 0.01%
1,200
– –
AWK icon
452
American Water Works
AWK
$26.9B
$107K 0.01%
832
– –
CRWD icon
453
CrowdStrike
CRWD
$229B
$107K 0.01%
+4,272
New +$85.7K
XYLD icon
454
Global X S&P 500 Covered Call ETF
XYLD
$3.28B
$107K 0.01%
2,527
-1,230
-33% -$50.8K
LRCX icon
455
Lam Research
LRCX
$383B
$106K 0.01%
3,280
+2,250
+218% +$61.4K
DINO icon
456
HF Sinclair
DINO
$15.2B
$105K 0.01%
3,606
+41
+1% +$1.22K
SLB icon
457
SLB Ltd
SLB
$78.9B
$105K 0.01%
5,745
-92
-2% -$1.61K
LIN icon
458
Linde
LIN
$227B
$104K 0.01%
492
+71
+17% +$13.7K
NYT icon
459
New York Times
NYT
$10.5B
$104K 0.01%
2,481
– –
TIPZ icon
460
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$88.3M
$104K 0.01%
1,658
– –
VIS icon
461
Vanguard Industrials ETF
VIS
$8.44B
$104K 0.01%
808
– –
BIV icon
462
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$103K 0.01%
1,115
– –
GWW icon
463
W.W. Grainger
GWW
$61.1B
$103K 0.01%
328
– –
PCEF icon
464
Invesco CEF Income Composite ETF
PCEF
$817M
$103K 0.01%
5,200
-134
-3% -$2.56K
DSTL icon
465
Distillate US Fundamental Stability & Value ETF
DSTL
$2.06B
$101K 0.01%
3,354
– –
KMX icon
466
CarMax
KMX
$8.34B
$101K 0.01%
1,135
+72
+7% +$5.64K
RPM icon
467
RPM International
RPM
$14.8B
$101K 0.01%
1,350
– –
IXJ icon
468
iShares Global Healthcare ETF
IXJ
$4.24B
$100K 0.01%
1,460
-274
-16% -$18.5K
NKSH icon
469
National Bankshares
NKSH
$257M
$100K 0.01%
3,500
– –
ELV icon
470
Elevance Health
ELV
$86.2B
$99K 0.01%
380
+23
+6% +$6.14K
FIS icon
471
Fidelity National Information Services
FIS
$21.9B
$99K 0.01%
745
+92
+14% +$12.1K
FNB icon
472
FNB Corp
FNB
$6.75B
$99K 0.01%
13,257
– –
ECL icon
473
Ecolab
ECL
$79.7B
$98K 0.01%
494
– –
EJAN icon
474
Innovator Emerging Markets Power Buffer ETF January
EJAN
$147M
$98K 0.01%
+3,830
New +$94.7K
RIO icon
475
Rio Tinto
RIO
$166B
$98K 0.01%
1,759
+248
+16% +$12.6K
17 18
19
20 21

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Carroll Financial Associates's Q2 2020 Portfolio in Review

As of Q2 2020, Carroll Financial Associates held 1,797 positions worth $1.2B, up 18% from $1.02B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q2 2020 filing shows 140 new, 384 increased, 372 reduced and 94 closed positions. Its largest new stake was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M. The largest sale was Invesco FTSE RAFI US 1000 ETF, an estimated $7.55M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q2 2020 buy was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q2 2020, an estimated $5.83M increase.
  • Carroll Financial Associates's biggest Q2 2020 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $7.55M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF April in Q2 2020, selling an estimated $6.53M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.2B portfolio in Q2 2020.
  • Carroll Financial Associates opened 140 new positions and closed 94 in Q2 2020.
  • Carroll Financial Associates's portfolio value rose 18% quarter-over-quarter to $1.2B.

Based on Carroll Financial Associates's 13F filing for Q2 2020, filed 9 Jul 2020.