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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$34.9M
Cap. Flow %
3.42%
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.1M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$10.9M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.05M
4
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$7.06M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.87M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$35.1M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$10.6M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.22M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.88M
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAB icon
451
Invesco Taxable Municipal Bond ETF
BAB
$1.01B
$83K 0.01%
2,700
– –
DSTL icon
452
Distillate US Fundamental Stability & Value ETF
DSTL
$2.06B
$83K 0.01%
+3,354
New +$97K
IAT icon
453
iShares US Regional Banks ETF
IAT
$682M
$83K 0.01%
2,900
-480
-14% -$20.5K
MET icon
454
MetLife
MET
$61.5B
$83K 0.01%
2,745
-274
-9% -$12.2K
SNY icon
455
Sanofi
SNY
$104B
$83K 0.01%
1,908
+135
+8% +$6.46K
VEA icon
456
Vanguard FTSE Developed Markets ETF
VEA
$236B
$83K 0.01%
2,501
-47
-2% -$1.89K
MCHP icon
457
Microchip Technology
MCHP
$44B
$82K 0.01%
2,434
– –
ELV icon
458
Elevance Health
ELV
$84.7B
$81K 0.01%
357
– –
GWW icon
459
W.W. Grainger
GWW
$61.3B
$81K 0.01%
328
– –
PPTY
460
US Diversified Real Estate ETF
PPTY
$25M
$81K 0.01%
+3,377
New +$103K
DLN icon
461
WisdomTree US LargeCap Dividend Fund
DLN
$6.4B
$80K 0.01%
2,000
– –
IXUS icon
462
iShares Core MSCI Total International Stock ETF
IXUS
$60.2B
$80K 0.01%
1,712
-1,237
-42% -$69.9K
OGE icon
463
OGE Energy
OGE
$9.57B
$80K 0.01%
2,611
-100
-4% -$4.04K
RPM icon
464
RPM International
RPM
$14.9B
$80K 0.01%
1,350
-3,003
-69% -$207K
USB icon
465
US Bancorp
USB
$100B
$80K 0.01%
2,338
-542
-19% -$26.1K
VCR icon
466
Vanguard Consumer Discretionary ETF
VCR
$6.15B
$80K 0.01%
553
– –
FIS icon
467
Fidelity National Information Services
FIS
$22.1B
$79K 0.01%
653
-3
-0.5% -$417
PGHY icon
468
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$227M
$79K 0.01%
4,015
– –
VRP icon
469
Invesco Variable Rate Preferred ETF
VRP
$3.01B
$79K 0.01%
3,712
-30,871
-89% -$752K
FMC icon
470
FMC
FMC
$1.3B
$78K 0.01%
957
– –
REZ icon
471
iShares Residential and Multisector Real Estate ETF
REZ
$842M
$78K 0.01%
+1,419
New +$102K
SLB icon
472
SLB Ltd
SLB
$79.7B
$78K 0.01%
5,837
+127
+2% +$3.67K
STIP icon
473
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$78K 0.01%
789
– –
ECL icon
474
Ecolab
ECL
$79.8B
$76K 0.01%
494
+13
+3% +$2.44K
EL icon
475
Estee Lauder
EL
$31.8B
$76K 0.01%
477
-411
-46% -$79.3K
17 18
19
20 21

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RFA
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CCT
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Carroll Financial Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.

  • Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
  • Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
  • Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
  • Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
  • Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.

Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.