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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.07B
AUM Growth
+$168M
Cap. Flow
+$78.7M
Cap. Flow %
7.37%
Top 10 Hldgs %
50.27%
Holding
1,608
New
222
Increased
400
Reduced
272
Closed
81

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$28.6M
2
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.2M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$21.7M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.38M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.54M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$10.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.82M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.76M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$4.52M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.9M

Sector Composition

Rank Sector Weight
1 Financials 6.19%
2 Technology 5.5%
3 Healthcare 3.32%
4 Energy 2.82%
5 Consumer Staples 2.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MPC icon
451
Marathon Petroleum
MPC
$83.7B
$100K 0.01%
1,673
-50
-3% -$3.15K
ALTY icon
452
Global X Alternative Income ETF
ALTY
$45.5M
$99K 0.01%
6,671
– –
PPA icon
453
Invesco Aerospace & Defense ETF
PPA
$8.7B
$99K 0.01%
+1,714
New +$96.1K
APD icon
454
Air Products & Chemicals
APD
$67.6B
$98K 0.01%
517
-7
-1% -$1.21K
AZN icon
455
AstraZeneca
AZN
$250B
$97K 0.01%
1,211
-24
-2% -$1.89K
BUD icon
456
AB InBev
BUD
$165B
$97K 0.01%
1,157
+114
+11% +$8.76K
MCHP icon
457
Microchip Technology
MCHP
$46B
$97K 0.01%
2,354
+4
+0.2% +$166
ARCC icon
458
Ares Capital
ARCC
$14.4B
$96K 0.01%
5,654
– –
L icon
459
Loews
L
$23.6B
$95K 0.01%
2,000
– –
MA icon
460
Mastercard
MA
$493B
$95K 0.01%
406
-40
-9% -$8.61K
TIPZ icon
461
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$88.4M
$95K 0.01%
1,658
– –
DLN icon
462
WisdomTree US LargeCap Dividend Fund
DLN
$6.39B
$94K 0.01%
2,000
– –
CEMB icon
463
iShares JPMorgan EM Corporate Bond ETF
CEMB
$412M
$93K 0.01%
+1,869
New +$91.6K
JCI icon
464
Johnson Controls International
JCI
$92.2B
$93K 0.01%
2,527
+23
+0.9% +$789
PGHY icon
465
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$227M
$93K 0.01%
4,014
-1
-0% -$23
IJS icon
466
iShares S&P Small-Cap 600 Value ETF
IJS
$8.37B
$92K 0.01%
1,258
– –
VMC icon
467
Vulcan Materials
VMC
$36.9B
$92K 0.01%
779
– –
IYH icon
468
iShares US Healthcare ETF
IYH
$3.71B
$91K 0.01%
2,360
+320
+16% +$12.2K
MRSH
469
Marsh
MRSH
$91.5B
$91K 0.01%
972
-65
-6% -$5.75K
MMP
470
DELISTED
Magellan Midstream Partners, L.P.
MMP
$91K 0.01%
1,514
– –
ECL icon
471
Ecolab
ECL
$79.9B
$90K 0.01%
511
+206
+68% +$33.5K
BIL icon
472
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.7B
$89K 0.01%
982
-1,055
-52% -$96.6K
AGGP
473
DELISTED
IQ Enhanced Core Plus Bond U.S. ETF
AGGP
$88K 0.01%
4,637
-433
-9% -$8.22K
DG icon
474
Dollar General
DG
$27.9B
$87K 0.01%
735
– –
CSF
475
DELISTED
VictoryShares US Discovery Enhanced Volatility Wtd ETF
CSF
$87K 0.01%
+2,215
New +$89.3K
17 18
19
20 21

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Carroll Financial Associates's Q1 2019 Portfolio in Review

As of Q1 2019, Carroll Financial Associates held 1,608 positions worth $1.07B, up 19% from $899M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates deployed $78.7M of net new capital in Q1 2019, opening 222 new positions and adding to 400 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.

By sector, the portfolio is most concentrated in Financials at 6.2% of assets, down from 7.4% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $10.2M trimmed.

  • Carroll Financial Associates's largest Q1 2019 buy was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q1 2019, an estimated $28.6M increase.
  • Carroll Financial Associates's biggest Q1 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $10.2M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q1 2019, selling an estimated $1.99M.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $1.07B portfolio in Q1 2019.
  • Carroll Financial Associates opened 222 new positions and closed 81 in Q1 2019.
  • Carroll Financial Associates's portfolio value rose 19% quarter-over-quarter to $1.07B.

Based on Carroll Financial Associates's 13F filing for Q1 2019, filed 17 Apr 2019.