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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-1.67%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$911M
AUM Growth
-$3.6M
Cap. Flow
+$15.3M
Cap. Flow %
1.68%
Top 10 Hldgs %
50.32%
Holding
1,410
New
101
Increased
303
Reduced
271
Closed
77

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$7.66M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$6.33M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.14M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.36M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.05M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$6.71M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.53M
3
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$1.92M
4
ENFR icon
Alerian Energy Infrastructure ETF
ENFR
+$1.66M
5
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 8.36%
2 Technology 5.38%
3 Healthcare 3.52%
4 Energy 3.18%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AWK icon
451
American Water Works
AWK
$26.5B
$63K 0.01%
775
– –
CB icon
452
Chubb
CB
$135B
$63K 0.01%
461
+119
+35% +$17.2K
MKL icon
453
Markel Group
MKL
$23.2B
$63K 0.01%
54
-4
-7% -$4.5K
MS icon
454
Morgan Stanley
MS
$341B
$63K 0.01%
1,178
+3
+0.3% +$166
VGK icon
455
Vanguard FTSE Europe ETF
VGK
$31.1B
$63K 0.01%
1,097
– –
FV icon
456
First Trust Dorsey Wright Focus 5 ETF
FV
$3.78B
$62K 0.01%
2,169
+1,361
+168% +$39.8K
MMP
457
DELISTED
Magellan Midstream Partners, L.P.
MMP
$62K 0.01%
1,064
-492
-32% -$33K
BGC icon
458
BGC Group
BGC
$4.98B
$61K 0.01%
7,057
+19
+0.3% +$171
CEF icon
459
Sprott Physical Gold and Silver Trust
CEF
$8.11B
$61K 0.01%
4,656
– –
BLK icon
460
Blackrock
BLK
$175B
$60K 0.01%
112
– –
DLR icon
461
Digital Realty Trust
DLR
$70.7B
$60K 0.01%
578
– –
MA icon
462
Mastercard
MA
$494B
$60K 0.01%
344
– –
CAG icon
463
Conagra Brands
CAG
$7.13B
$59K 0.01%
1,622
+112
+7% +$4.13K
CC icon
464
Chemours
CC
$2.25B
$59K 0.01%
1,219
-128
-10% -$6.4K
UNM icon
465
Unum
UNM
$14.4B
$57K 0.01%
1,200
– –
BIDU icon
466
Baidu
BIDU
$37.2B
$56K 0.01%
251
-6
-2% -$1.48K
BMI icon
467
Badger Meter
BMI
$3.99B
$56K 0.01%
1,200
– –
FULT icon
468
Fulton Financial
FULT
$4.62B
$56K 0.01%
3,166
– –
RACE icon
469
Ferrari
RACE
$71.6B
$56K 0.01%
470
– –
DBEU icon
470
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$799M
$55K 0.01%
2,030
-262
-11% -$7.36K
EOG icon
471
EOG Resources
EOG
$73.6B
$55K 0.01%
527
+111
+27% +$12K
NVDA icon
472
NVIDIA
NVDA
$5.31T
$55K 0.01%
9,600
+7,400
+336% +$43.5K
PGX icon
473
Invesco Preferred ETF
PGX
$3.77B
$55K 0.01%
3,819
-20,623
-84% -$301K
DOV icon
474
Dover
DOV
$28.4B
$54K 0.01%
690
-38
-5% -$3.11K
TSM icon
475
TSMC
TSM
$2.21T
$54K 0.01%
1,249
-41
-3% -$1.79K
17 18
19
20 21

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NFG
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6M
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RFA
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CCT
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C
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RM
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Carroll Financial Associates's Q1 2018 Portfolio in Review

As of Q1 2018, Carroll Financial Associates held 1,410 positions worth $911M, down 0.39% from $914M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates's Q1 2018 filing shows 101 new, 303 increased, 271 reduced and 77 closed positions. Its largest new stake was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $6.71M.

By sector, the portfolio is most concentrated in Financials at 8.4% of assets, up from 8.2% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q1 2018 buy was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q1 2018, an estimated $7.66M increase.
  • Carroll Financial Associates's biggest Q1 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $6.71M.
  • Carroll Financial Associates fully exited VelocityShares VIX Short Volatility Hedged ETN in Q1 2018, selling an estimated $158K.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $911M portfolio in Q1 2018.
  • Carroll Financial Associates opened 101 new positions and closed 77 in Q1 2018.
  • Carroll Financial Associates's portfolio value fell 0.39% quarter-over-quarter to $911M.

Based on Carroll Financial Associates's 13F filing for Q1 2018, filed 6 Apr 2018.