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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$914M
AUM Growth
+$36.5M
Cap. Flow
+$2.45M
Cap. Flow %
0.27%
Top 10 Hldgs %
49%
Holding
1,358
New
82
Increased
240
Reduced
272
Closed
50

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
2
DD icon
DuPont de Nemours
DD
+$5.6M
3
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.9M
4
FCNCA icon
First Citizens BancShares
FCNCA
+$2.93M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.59M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$7.84M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.29M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$4.21M
4
GE icon
GE Aerospace
GE
+$3.42M
5
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$2.17M

Sector Composition

Rank Sector Weight
1 Financials 8.18%
2 Technology 5.27%
3 Energy 3.62%
4 Healthcare 3.57%
5 Consumer Staples 2.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOO icon
451
Vanguard S&P 500 ETF
VOO
$1.01T
$61K 0.01%
250
– –
WBA
452
DELISTED
Walgreens Boots Alliance
WBA
$61K 0.01%
843
+28
+3% +$1.97K
BIDU icon
453
Baidu
BIDU
$37.1B
$60K 0.01%
257
-10
-4% -$2.44K
SAP icon
454
SAP
SAP
$230B
$60K 0.01%
540
+12
+2% +$1.36K
WPC icon
455
W.P. Carey
WPC
$16.4B
$60K 0.01%
894
– –
DOV icon
456
Dover
DOV
$28.4B
$59K 0.01%
728
+493
+210% +$38.2K
AEG icon
457
Aegon
AEG
$14B
$58K 0.01%
11,487
– –
PKB icon
458
Invesco Building & Construction ETF
PKB
$446M
$58K 0.01%
1,680
+80
+5% +$2.65K
BLK icon
459
Blackrock
BLK
$175B
$57K 0.01%
112
– –
BMI icon
460
Badger Meter
BMI
$3.98B
$57K 0.01%
1,200
– –
BMS
461
DELISTED
Bemis
BMS
$57K 0.01%
1,200
– –
SEP
462
DELISTED
Spectra Engy Parters Lp
SEP
$57K 0.01%
1,457
– –
SHPG
463
DELISTED
Shire pic
SHPG
$57K 0.01%
371
– –
CAG icon
464
Conagra Brands
CAG
$7.11B
$56K 0.01%
1,510
+107
+8% +$3.8K
FULT icon
465
Fulton Financial
FULT
$4.67B
$56K 0.01%
3,166
– –
NOC icon
466
Northrop Grumman
NOC
$80.7B
$56K 0.01%
184
-38
-17% -$11.4K
CBI
467
DELISTED
Chicago Bridge & Iron Nv
CBI
$56K 0.01%
3,494
-1,000
-22% -$16.3K
LUV icon
468
Southwest Airlines
LUV
$23B
$55K 0.01%
845
– –
UUP icon
469
Invesco DB US Dollar Index Bullish Fund
UUP
$424M
$55K 0.01%
2,300
– –
NVO
470
Novo Nordisk
NVO
$203B
$54K 0.01%
2,034
+286
+16% +$7.27K
RDOG icon
471
ALPS REIT Dividend Dogs ETF
RDOG
$11.2M
$54K 0.01%
1,208
+7
+0.6% +$314
BTZ icon
472
BlackRock Credit Allocation Income Trust
BTZ
$947M
$53K 0.01%
4,000
– –
CCL icon
473
Carnival Corporation Ltd
CCL
$39.4B
$53K 0.01%
804
+101
+14% +$6.69K
IYE icon
474
iShares US Energy ETF
IYE
$1.72B
$53K 0.01%
1,360
-1,100
-45% -$41.4K
YORW icon
475
York Water
YORW
$512M
$53K 0.01%
1,575
– –
17 18
19
20 21

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TU
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NFG
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6M
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RFA
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CCT
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C
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CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
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Carroll Financial Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Carroll Financial Associates held 1,358 positions worth $914M, up 4.2% from $878M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q4 2017 filing shows 82 new, 240 increased, 272 reduced and 50 closed positions. Its largest new stake was DuPont de Nemours: 31,101 shares worth $5.61M. The largest sale was Park Sterling Corp., an estimated $7.84M.

By sector, the portfolio is most concentrated in Financials at 8.2% of assets, down from 8.7% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2017 buy was DuPont de Nemours: 31,101 shares worth $5.61M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q4 2017, an estimated $11.3M increase.
  • Carroll Financial Associates's biggest Q4 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.29M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2017, selling an estimated $7.84M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $914M portfolio in Q4 2017.
  • Carroll Financial Associates opened 82 new positions and closed 50 in Q4 2017.
  • Carroll Financial Associates's portfolio value rose 4.2% quarter-over-quarter to $914M.

Based on Carroll Financial Associates's 13F filing for Q4 2017, filed 18 Jan 2018.