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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$878M
AUM Growth
+$50.8M
Cap. Flow
+$12.8M
Cap. Flow %
1.46%
Top 10 Hldgs %
47.08%
Holding
1,346
New
83
Increased
259
Reduced
310
Closed
70

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$13.1M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
3
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.91M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.07M
5
RTX icon
RTX Corp
RTX
+$4.07M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.9M
2
DD icon
DuPont de Nemours
DD
+$7.88M
3
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.8M
4
DD
Du Pont De Nemours E I
DD
+$1.5M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.33M

Sector Composition

Rank Sector Weight
1 Financials 8.75%
2 Technology 5.53%
3 Healthcare 3.99%
4 Energy 3.84%
5 Industrials 3.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VGK icon
451
Vanguard FTSE Europe ETF
VGK
$31.3B
$63K 0.01%
1,097
– –
UNM icon
452
Unum
UNM
$14.1B
$62K 0.01%
1,200
– –
WBA
453
DELISTED
Walgreens Boots Alliance
WBA
$62K 0.01%
815
-399
-33% -$32K
BMI icon
454
Badger Meter
BMI
$4.04B
$60K 0.01%
1,200
– –
CEF icon
455
Sprott Physical Gold and Silver Trust
CEF
$8.04B
$60K 0.01%
4,656
– –
FDL icon
456
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.8B
$60K 0.01%
2,055
– –
WAT icon
457
Waters Corp
WAT
$39.3B
$60K 0.01%
330
– –
WM icon
458
Waste Management
WM
$92B
$60K 0.01%
791
-100
-11% -$7.6K
TFCF
459
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
$60K 0.01%
2,300
– –
CTAS icon
460
Cintas
CTAS
$81.1B
$59K 0.01%
1,596
+596
+60% +$19.9K
FULT icon
461
Fulton Financial
FULT
$4.65B
$59K 0.01%
3,166
– –
WPC icon
462
W.P. Carey
WPC
$16.4B
$59K 0.01%
894
– –
SAP icon
463
SAP
SAP
$238B
$58K 0.01%
528
– –
VOO icon
464
Vanguard S&P 500 ETF
VOO
$1.01T
$58K 0.01%
250
-583
-70% -$132K
MKL icon
465
Markel Group
MKL
$23.3B
$57K 0.01%
54
– –
AAP icon
466
Advance Auto Parts
AAP
$3.47B
$56K 0.01%
602
+2
+0.3% +$202
BUD icon
467
AB InBev
BUD
$166B
$56K 0.01%
464
+85
+22% +$9.95K
UUP icon
468
Invesco DB US Dollar Index Bullish Fund
UUP
$422M
$56K 0.01%
2,300
– –
ZIV
469
DELISTED
VelocityShares Daily Inverse VIX Medium Term ETN
ZIV
$56K 0.01%
735
+49
+7% +$3.56K
SHPG
470
DELISTED
Shire pic
SHPG
$56K 0.01%
371
+20
+6% +$3.13K
YORW icon
471
York Water
YORW
$514M
$55K 0.01%
1,575
– –
BMS
472
DELISTED
Bemis
BMS
$55K 0.01%
1,200
-800
-40% -$35.7K
BSJI
473
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
$55K 0.01%
2,182
-22,896
-91% -$579K
PPL
474
PPL Corp
PPL
$26.7B
$54K 0.01%
1,467
+282
+24% +$10.9K
CERN
475
DELISTED
Cerner Corp
CERN
$54K 0.01%
760
– –
17 18
19
20 21

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Carroll Financial Associates's Q3 2017 Portfolio in Review

As of Q3 2017, Carroll Financial Associates held 1,346 positions worth $878M, up 6.1% from $827M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q3 2017 filing shows 83 new, 259 increased, 310 reduced and 70 closed positions. Its largest new stake was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $14.9M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, down from 8.9% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2017 buy was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q3 2017, an estimated $13.1M increase.
  • Carroll Financial Associates's biggest Q3 2017 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $14.9M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q3 2017, selling an estimated $7.88M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $878M portfolio in Q3 2017.
  • Carroll Financial Associates opened 83 new positions and closed 70 in Q3 2017.
  • Carroll Financial Associates's portfolio value rose 6.1% quarter-over-quarter to $878M.

Based on Carroll Financial Associates's 13F filing for Q3 2017, filed 25 Oct 2017.