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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$827M
AUM Growth
+$42.3M
Cap. Flow
+$25.7M
Cap. Flow %
3.1%
Top 10 Hldgs %
45.51%
Holding
1,313
New
57
Increased
248
Reduced
337
Closed
49

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.67M
2
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.63M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.12M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.73M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$1.51M

Top Sells

Rank Stock Value
1
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.71M
2
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$1.05M
3
BNCN
BNC Bancorp
BNCN
+$956K
4
LOB icon
Live Oak Bancshares
LOB
+$845K
5
TREE icon
LendingTree
TREE
+$677K

Sector Composition

Rank Sector Weight
1 Financials 8.93%
2 Technology 5.5%
3 Healthcare 4.12%
4 Energy 3.96%
5 Consumer Staples 3.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MKC icon
451
McCormick & Company Non-Voting
MKC
$13.9B
$63K 0.01%
1,300
– –
DBEU icon
452
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$783M
$62K 0.01%
2,292
– –
FIS icon
453
Fidelity National Information Services
FIS
$23.1B
$62K 0.01%
736
-16
-2% -$1.34K
MCHP icon
454
Microchip Technology
MCHP
$43.8B
$61K 0.01%
1,592
+468
+42% +$18.4K
FULT icon
455
Fulton Financial
FULT
$4.76B
$60K 0.01%
3,166
– –
MKTX icon
456
MarketAxess Holdings
MKTX
$5.71B
$60K 0.01%
300
– –
VB icon
457
Vanguard Morningstar Small-Cap ETF
VB
$82.3B
$60K 0.01%
443
+24
+6% +$3.22K
VGK icon
458
Vanguard FTSE Europe ETF
VGK
$31.1B
$60K 0.01%
1,097
+797
+266% +$43.4K
WAT icon
459
Waters Corp
WAT
$36.8B
$60K 0.01%
330
– –
CBI
460
DELISTED
Chicago Bridge & Iron Nv
CBI
$60K 0.01%
3,057
-418
-12% -$9.7K
EL icon
461
Estee Lauder
EL
$30.6B
$59K 0.01%
621
– –
TEVA icon
462
Teva Pharmaceuticals
TEVA
$40.1B
$59K 0.01%
1,783
+1
+0.1% +$31
TROW icon
463
T. Rowe Price
TROW
$24.7B
$59K 0.01%
800
– –
BOJA
464
DELISTED
Bojangles', Inc. Common Stock
BOJA
$59K 0.01%
3,640
-100
-3% -$1.84K
MTD icon
465
Mettler-Toledo International
MTD
$29B
$58K 0.01%
100
– –
COL
466
DELISTED
Rockwell Collins
COL
$58K 0.01%
554
– –
SHPG
467
DELISTED
Shire pic
SHPG
$58K 0.01%
351
+20
+6% +$3.5K
CEF icon
468
Sprott Physical Gold and Silver Trust
CEF
$7.54B
$57K 0.01%
4,656
– –
DOC icon
469
Healthpeak Properties
DOC
$14.9B
$57K 0.01%
1,800
– –
FDL icon
470
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.83B
$57K 0.01%
2,055
– –
RWO icon
471
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.3B
$57K 0.01%
1,201
-21,988
-95% -$1.05M
WPC icon
472
W.P. Carey
WPC
$16.6B
$57K 0.01%
894
– –
CART
473
DELISTED
Carolina Trust BancShares
CART
$57K 0.01%
7,925
– –
UUP icon
474
Invesco DB US Dollar Index Bullish Fund
UUP
$424M
$56K 0.01%
2,300
– –
HAL icon
475
Halliburton
HAL
$27B
$55K 0.01%
1,296
-75
-5% -$3.44K
17 18
19
20 21

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q2 2017 Portfolio in Review

As of Q2 2017, Carroll Financial Associates held 1,313 positions worth $827M, up 5.4% from $785M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $25.7M of net new capital in Q2 2017, opening 57 new positions and adding to 248 existing holdings. Its largest new stake was VelocityShares VIX Short Volatility Hedged ETN: 69,554 shares worth $3.85M.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, down from 9.1% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Global X MLP & Energy Infrastructure ETF, an estimated $4.71M trimmed.

  • Carroll Financial Associates's largest Q2 2017 buy was VelocityShares VIX Short Volatility Hedged ETN: 69,554 shares worth $3.85M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q2 2017, an estimated $4.67M increase.
  • Carroll Financial Associates's biggest Q2 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.71M.
  • Carroll Financial Associates fully exited BNC Bancorp in Q2 2017, selling an estimated $956K.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $827M portfolio in Q2 2017.
  • Carroll Financial Associates opened 57 new positions and closed 49 in Q2 2017.
  • Carroll Financial Associates's portfolio value rose 5.4% quarter-over-quarter to $827M.

Based on Carroll Financial Associates's 13F filing for Q2 2017, filed 25 Jul 2017.