CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+2.38%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$827M
AUM Growth
+$42.3M
Cap. Flow
+$26.5M
Cap. Flow %
3.2%
Top 10 Hldgs %
45.51%
Holding
1,323
New
57
Increased
248
Reduced
337
Closed
49

Top Buys

1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.75M
2
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.85M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.19M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.74M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$1.54M

Top Sells

1
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.63M
2
RWO icon
SPDR Dow Jones Global Real Estate ETF
RWO
+$1.04M
3
BNCN
BNC Bancorp
BNCN
+$956K
4
LOB icon
Live Oak Bancshares
LOB
+$855K
5
TREE icon
LendingTree
TREE
+$775K

Sector Composition

1 Financials 8.93%
2 Technology 5.5%
3 Healthcare 4.12%
4 Energy 3.96%
5 Consumer Staples 3.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MKC icon
451
McCormick & Company Non-Voting
MKC
$18.4B
$63K 0.01%
1,300
– –
DBEU icon
452
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$698M
$62K 0.01%
2,292
– –
FIS icon
453
Fidelity National Information Services
FIS
$35.6B
$62K 0.01%
736
-16
-2% -$1.35K
MCHP icon
454
Microchip Technology
MCHP
$34.7B
$61K 0.01%
1,592
+468
+42% +$17.9K
FULT icon
455
Fulton Financial
FULT
$3.52B
$60K 0.01%
3,166
– –
MKTX icon
456
MarketAxess Holdings
MKTX
$6.94B
$60K 0.01%
300
– –
VB icon
457
Vanguard Small-Cap ETF
VB
$67.1B
$60K 0.01%
443
+24
+6% +$3.25K
VGK icon
458
Vanguard FTSE Europe ETF
VGK
$27B
$60K 0.01%
1,097
+797
+266% +$43.6K
WAT icon
459
Waters Corp
WAT
$17.7B
$60K 0.01%
330
– –
CBI
460
DELISTED
Chicago Bridge & Iron Nv
CBI
$60K 0.01%
3,057
-418
-12% -$8.2K
EL icon
461
Estee Lauder
EL
$31.5B
$59K 0.01%
621
– –
TEVA icon
462
Teva Pharmaceuticals
TEVA
$22.8B
$59K 0.01%
1,783
+1
+0.1% +$33
TROW icon
463
T Rowe Price
TROW
$23.6B
$59K 0.01%
800
– –
BOJA
464
DELISTED
Bojangles', Inc. Common Stock
BOJA
$59K 0.01%
3,640
-100
-3% -$1.62K
MTD icon
465
Mettler-Toledo International
MTD
$26.3B
$58K 0.01%
100
– –
COL
466
DELISTED
Rockwell Collins
COL
$58K 0.01%
554
– –
SHPG
467
DELISTED
Shire pic
SHPG
$58K 0.01%
351
+20
+6% +$3.31K
CEF icon
468
Sprott Physical Gold and Silver Trust
CEF
$6.57B
$57K 0.01%
4,656
– –
DOC icon
469
Healthpeak Properties
DOC
$12.5B
$57K 0.01%
1,800
– –
FDL icon
470
First Trust Morningstar Dividend Leaders Index Fund
FDL
$5.75B
$57K 0.01%
2,055
– –
RWO icon
471
SPDR Dow Jones Global Real Estate ETF
RWO
$1.14B
$57K 0.01%
1,201
-21,988
-95% -$1.04M
WPC icon
472
W.P. Carey
WPC
$14.9B
$57K 0.01%
894
– –
CART
473
DELISTED
Carolina Trust BancShares
CART
$57K 0.01%
7,925
– –
UUP icon
474
Invesco DB US Dollar Index Bullish Fund
UUP
$162M
$56K 0.01%
2,300
– –
HAL icon
475
Halliburton
HAL
$18.9B
$55K 0.01%
1,296
-75
-5% -$3.18K
17 18
19
20 21