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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$785M
AUM Growth
+$84M
Cap. Flow
+$49.3M
Cap. Flow %
6.28%
Top 10 Hldgs %
45.22%
Holding
1,307
New
75
Increased
250
Reduced
239
Closed
52

Top Buys

Rank Stock Value
1
ENB icon
Enbridge
ENB
+$5.57M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.52M
3
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$5.48M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.65M
5
AXP icon
American Express
AXP
+$3.41M

Top Sells

Rank Stock Value
1
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.59M
2
SE
Spectra Energy Corp Wi
SE
+$3.64M
3
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$1.34M
4
VIIX
VelocityShares VIX Short Term ETN
VIIX
+$779K
5
LOB icon
Live Oak Bancshares
LOB
+$752K

Sector Composition

Rank Sector Weight
1 Financials 9.12%
2 Technology 5.75%
3 Energy 4.37%
4 Healthcare 4.06%
5 Industrials 3.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIDU icon
451
Baidu
BIDU
$37.2B
$57K 0.01%
331
– –
TEVA icon
452
Teva Pharmaceuticals
TEVA
$41.2B
$57K 0.01%
1,782
-744
-29% -$25.4K
SHPG
453
DELISTED
Shire pic
SHPG
$57K 0.01%
331
-46
-12% -$8.04K
BGC icon
454
BGC Group
BGC
$4.89B
$56K 0.01%
7,739
+28
+0.4% +$201
DOC icon
455
Healthpeak Properties
DOC
$14.8B
$56K 0.01%
1,800
– –
FE icon
456
FirstEnergy
FE
$27.5B
$56K 0.01%
1,763
+550
+45% +$17K
FULT icon
457
Fulton Financial
FULT
$4.64B
$56K 0.01%
3,166
– –
MKTX icon
458
MarketAxess Holdings
MKTX
$5.72B
$56K 0.01%
300
– –
UNM icon
459
Unum
UNM
$14.3B
$56K 0.01%
1,200
– –
MKL icon
460
Markel Group
MKL
$23.2B
$55K 0.01%
57
-5
-8% -$4.73K
VB icon
461
Vanguard Morningstar Small-Cap ETF
VB
$82.4B
$55K 0.01%
419
+361
+622% +$47.8K
YORW icon
462
York Water
YORW
$514M
$55K 0.01%
1,575
– –
TROW icon
463
T. Rowe Price
TROW
$24.3B
$54K 0.01%
800
-225
-22% -$16K
WPC icon
464
W.P. Carey
WPC
$16.4B
$54K 0.01%
894
– –
CPB icon
465
Campbell Soup
CPB
$6.87B
$53K 0.01%
930
– –
TSM icon
466
TSMC
TSM
$2.18T
$53K 0.01%
1,614
+259
+19% +$8.09K
SWN
467
DELISTED
Southwestern Energy Company
SWN
$53K 0.01%
6,534
-3,500
-35% -$30.3K
COL
468
DELISTED
Rockwell Collins
COL
$53K 0.01%
554
– –
BUD icon
469
AB InBev
BUD
$165B
$52K 0.01%
482
– –
CHTR icon
470
Charter Communications
CHTR
$18.2B
$52K 0.01%
159
-55
-26% -$17.5K
EL icon
471
Estee Lauder
EL
$32B
$52K 0.01%
621
– –
LMT icon
472
Lockheed Martin
LMT
$136B
$52K 0.01%
198
– –
HSBC.PRA
473
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$52K 0.01%
2,040
– –
NEM icon
474
Newmont
NEM
$119B
$51K 0.01%
1,548
-300
-16% -$10.5K
NFLX icon
475
Netflix
NFLX
$309B
$51K 0.01%
3,500
+1,750
+100% +$24.6K
17 18
19
20 21

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RM
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Carroll Financial Associates's Q1 2017 Portfolio in Review

As of Q1 2017, Carroll Financial Associates held 1,307 positions worth $785M, up 12% from $701M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $49.3M of net new capital in Q1 2017, opening 75 new positions and adding to 250 existing holdings. Its largest new stake was Enbridge: 131,920 shares worth $5.52M.

By sector, the portfolio is most concentrated in Financials at 9.1% of assets, down from 9.5% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, an estimated $5.59M trimmed.

  • Carroll Financial Associates's largest Q1 2017 buy was Enbridge: 131,920 shares worth $5.52M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q1 2017, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q1 2017 reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, cutting an estimated $5.59M.
  • Carroll Financial Associates fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $3.64M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $785M portfolio in Q1 2017.
  • Carroll Financial Associates opened 75 new positions and closed 52 in Q1 2017.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $785M.

Based on Carroll Financial Associates's 13F filing for Q1 2017, filed 11 Apr 2017.