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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.16%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$538M
AUM Growth
+$58M
Cap. Flow
+$46.6M
Cap. Flow %
8.66%
Top 10 Hldgs %
44.15%
Holding
1,319
New
136
Increased
373
Reduced
192
Closed
80

Top Buys

Rank Stock Value
1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$11M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.68M
3
SCIU
Global X Scientific Beta US ETF
SCIU
+$7.1M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.75M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$2.99M

Top Sells

Rank Stock Value
1
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$8.16M
2
SE
Spectra Energy Corp Wi
SE
+$3.04M
3
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$1.14M
4
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$765K
5
GPT
Gramercy Property Trust
GPT
+$611K

Sector Composition

Rank Sector Weight
1 Financials 9.82%
2 Technology 6.79%
3 Energy 4.95%
4 Consumer Staples 4.87%
5 Industrials 4.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
K
451
DELISTED
Kellanova
K
$44K 0.01%
+612
New +$42.3K
TCRT icon
452
Alaunos Therapeutics
TCRT
$4.86M
$44K 0.01%
+40
New +$40.9K
WU icon
453
Western Union
WU
$2.21B
$44K 0.01%
2,302
+2
+0.1% +$36
CART
454
DELISTED
Carolina Trust BancShares
CART
$44K 0.01%
7,500
– –
LGF
455
DELISTED
Lions Gate Entertainment
LGF
$44K 0.01%
2,022
+1,900
+1,557% +$45.3K
FBNC icon
456
First Bancorp
FBNC
$2.68B
$43K 0.01%
2,291
– –
NWN icon
457
Northwest Natural Holdings
NWN
$2.12B
$43K 0.01%
800
– –
PCY icon
458
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$43K 0.01%
1,534
+1,132
+282% +$31K
PLPC icon
459
Preformed Line Products
PLPC
$2.28B
$43K 0.01%
1,200
– –
SPG icon
460
Simon Property Group
SPG
$72.3B
$43K 0.01%
210
– –
DBD
461
DELISTED
Diebold Nixdorf Incorporated
DBD
$43K 0.01%
1,500
– –
KNL
462
DELISTED
Knoll, Inc.
KNL
$43K 0.01%
2,000
– –
BEN icon
463
Franklin Resources
BEN
$17.2B
$42K 0.01%
1,077
-57
-5% -$2.02K
FDX icon
464
FedEx
FDX
$75.4B
$42K 0.01%
259
-50
-16% -$6.95K
FMC icon
465
FMC
FMC
$1.33B
$42K 0.01%
1,219
– –
SNY icon
466
Sanofi
SNY
$104B
$42K 0.01%
1,064
-71
-6% -$2.85K
WEC icon
467
WEC Energy
WEC
$35.1B
$42K 0.01%
707
– –
WTRE icon
468
WisdomTree New Economy Real Estate Fund
WTRE
$15.8M
$42K 0.01%
1,567
+376
+32% +$9.39K
EQR icon
469
Equity Residential
EQR
$25.1B
$41K 0.01%
556
– –
FE icon
470
FirstEnergy
FE
$27.5B
$41K 0.01%
1,163
+500
+75% +$16.8K
HYS icon
471
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.77B
$41K 0.01%
450
– –
RAD
472
DELISTED
Rite Aid Corporation
RAD
$41K 0.01%
253
+59
+30% +$9.3K
AVA icon
473
Avista
AVA
$3.24B
$40K 0.01%
1,000
– –
BLK icon
474
Blackrock
BLK
$176B
$40K 0.01%
120
-75
-38% -$23.8K
DLR icon
475
Digital Realty Trust
DLR
$71.7B
$40K 0.01%
457
+400
+702% +$32.4K
17 18
19
20 21

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TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q1 2016 Portfolio in Review

As of Q1 2016, Carroll Financial Associates held 1,319 positions worth $538M, up 12% from $480M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $46.6M of net new capital in Q1 2016, opening 136 new positions and adding to 373 existing holdings. Its largest new stake was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.

By sector, the portfolio is most concentrated in Financials at 9.8% of assets, down from 11% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Invesco S&P 500 Downside Hedged ETF, an estimated $8.16M trimmed.

  • Carroll Financial Associates's largest Q1 2016 buy was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.
  • Carroll Financial Associates added most to Goldman Sachs ActiveBeta US Large Cap Equity ETF in Q1 2016, an estimated $11M increase.
  • Carroll Financial Associates's biggest Q1 2016 reduction was Invesco S&P 500 Downside Hedged ETF, cutting an estimated $8.16M.
  • Carroll Financial Associates fully exited UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN in Q1 2016, selling an estimated $541K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $538M portfolio in Q1 2016.
  • Carroll Financial Associates opened 136 new positions and closed 80 in Q1 2016.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $538M.

Based on Carroll Financial Associates's 13F filing for Q1 2016, filed 20 Apr 2016.